The DOI matches its Crossref record; 25 of the 25 references it cites were found in a registry or an index.
Sequence-aware multimodal page classification of Brazilian legal documents
Abstract
The Brazilian Supreme Court receives tens of thousands of cases each semester. Court employees spend thousands of hours to execute the initial analysis and classification of those cases—which takes effort away from posterior, more complex stages of the case management workflow. In this paper, we explore multimodal classification of documents from Brazil’s Supreme Court. We train and evaluate our methods on a novel multimodal dataset of 6510 lawsuits (339,478 pages) with manual annotation assigning each page to one of six classes. Each lawsuit is an ordered sequence of pages, which are stored both as an image and as a corresponding text extracted through optical character recognition. We first train two unimodal classifiers: A ResNet pre-trained on ImageNet is fine-tuned on the images, and a convolutional network with filters of multiple kernel sizes is trained from scratch on document texts. We use them as extractors of visual and textual features, which are then combined through our proposed fusion module. Our fusion module can handle missing textual or visual input by using learned embeddings for missing data. Moreover, we experiment with bidirectional long short-term memory (biLSTM) networks and linear-chain conditional random fields to model the sequential nature of the pages. The multimodal approaches outperform both textual and visual classifiers, especially when leveraging the sequential nature of the pages.
Overview
The claims and statistics of this paper haven’t been checked yet.
Run the check — free, no account needed. It reads the open-access text and checks the sources it cites.
Integrity signals
Registry
Cites
Statistics
Verification
Claims the paper makes
The claims and statistics of this paper haven’t been checked yet.
Run the check — free, no account needed. It reads the open-access text and checks the sources it cites.
Self-check
Percentages, sums and reported differences re-computed from the paper’s own numbers.
The self-check needs the paper’s full text.
Citations
Cites
Deep Residual Learning for Image Recognition
He, K., Zhang, X., Ren, S., & Sun, J. (2016) · 2016 IEEE Conference on Computer Vision and Pattern Recognition (CVPR) · doi:10.1109/cvpr.2016.90 · Cited by 235,474
Hochreiter, S., & Schmidhuber, J. (1997) · Neural Computation · doi:10.1162/neco.1997.9.8.1735 · Cited by 102,318
BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding
Devlin, J., Chang, M.-W., Lee, K., & Toutanova, K. (2018) · arXiv · doi:10.48550/arxiv.1810.04805 · Cited by 73,173
ImageNet Large Scale Visual Recognition Challenge
Russakovsky, O., Deng, J., Su, H., Krause, J., Satheesh, S., Ma, S., Huang, Z., Karpathy, A., Khosla, A., Bernstein, M., et al. (2015) · International Journal of Computer Vision · doi:10.1007/s11263-015-0816-y · Cited by 39,380
MobileNetV2: Inverted Residuals and Linear Bottlenecks
Sandler, M., Howard, A., Zhu, M., Zhmoginov, A., & Chen, L.-C. (2018) · 2018 IEEE/CVF Conference on Computer Vision and Pattern Recognition · doi:10.1109/cvpr.2018.00474 · Cited by 28,755
Universal Language Model Fine-tuning for Text Classification
Howard, J., & Ruder, S. (2018) · Proceedings of the 56th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers) · doi:10.18653/v1/p18-1031 · Cited by 4,100
Cyclical Learning Rates for Training Neural Networks
Smith, L. N. (2017) · 2017 IEEE Winter Conference on Applications of Computer Vision (WACV) · doi:10.1109/wacv.2017.58 · Cited by 2,670
An Overview of the Tesseract OCR Engine
Smith, R. (2007) · Ninth International Conference on Document Analysis and Recognition (ICDAR 2007) Vol 2 · doi:10.1109/icdar.2007.4376991 · Cited by 2,376
Text Chunking Using Transformation-Based Learning
Ramshaw, L. A., & Marcus, M. P. (1999) · Text, Speech and Language Technology · doi:10.1007/978-94-017-2390-9_10 · Cited by 1,460
Very Deep Convolutional Networks for Text Classification
Conneau, A., Schwenk, H., Barrault, L., & Lecun, Y. (2017) · Proceedings of the 15th Conference of the European Chapter of the Association for Computational Linguistics: Volume 1, Long Papers · doi:10.18653/v1/e17-1104 · Cited by 1,046
LayoutLM: Pre-training of Text and Layout for Document Image Understanding
Xu, Y., Li, M., Cui, L., Huang, S., Wei, F., & Zhou, M. (2020) · Proceedings of the 26th ACM SIGKDD International Conference on Knowledge Discovery & Data Mining · doi:10.1145/3394486.3403172 · Cited by 812
LayoutLMv2: Multi-modal Pre-training for Visually-rich Document Understanding
Xu, Y., Xu, Y., Lv, T., Cui, L., Wei, F., Wang, G., Lu, Y., Florencio, D., Zhang, C., Che, W., et al. (2021) · Proceedings of the 59th Annual Meeting of the Association for Computational Linguistics and the 11th International Joint Conference on Natural Language Processing (Volume 1: Long Papers) · doi:10.18653/v1/2021.acl-long.201 · Cited by 482
Evaluation of deep convolutional nets for document image classification and retrieval
Harley, A. W., Ufkes, A., & Derpanis, K. G. (2015) · IAPR International Conference on Document Analysis and Recognition (ICDAR) · doi:10.1109/icdar.2015.7333910 · Cited by 434
Building a test collection for complex document information processing
Lewis, D., Agam, G., Argamon, S., Frieder, O., Grossman, D., & Heard, J. (2006) · Proceedings of the 29th annual international ACM SIGIR conference on Research and development in information retrieval · doi:10.1145/1148170.1148307 · Cited by 286
Intellectual structure of research in organizational behavior, 1972-1984: A cocitation analysis
Culnan, M. J., O’Reilly, C. A., & Chatman, J. A. (1990) · Journal of the American Society for Information Science · doi:10.1002/(sici)1097-4571(199009)41:6<391::aid-asi1>3.0.co;2-9 · Cited by 178
Chen, N., & Blostein, D. (2006) · International Journal on Document Analysis and Recognition (IJDAR) · doi:10.1007/s10032-006-0020-2 · Cited by 176
Structural similarity for document image classification and retrieval
Kumar, J., Ye, P., & Doermann, D. (2013) · Pattern Recognition Letters · doi:10.1016/j.patrec.2013.10.030 · Cited by 106
XFUND: A Benchmark Dataset for Multilingual Visually Rich Form Understanding
Xu, Y., Lv, T., Cui, L., Wang, G., Lu, Y., Florencio, D. A. F., Zhang, C., & Wei, F. (2022) · Findings of the Association for Computational Linguistics: ACL (Findings of ACL) · doi:10.18653/v1/2022.findings-acl.253 · Cited by 104
Visual and Textual Deep Feature Fusion for Document Image Classification
Bakkali, S., Ming, Z., Coustaty, M., & Rusiñol, M. (2020) · IEEE/CVF Conference on Computer Vision and Pattern Recognition Workshops (CVPRW) · doi:10.1109/cvprw50498.2020.00289 · Cited by 63
Multimodal Document Image Classification
Jain, R., & Wigington, C. (2019) · IAPR International Conference on Document Analysis and Recognition (ICDAR) · doi:10.1109/icdar.2019.00021 · Cited by 50
Multimodal page classification in administrative document image streams
Rusiñol, M., Frinken, V., Karatzas, D., Bagdanov, A. D., & Lladós, J. (2014) · International Journal on Document Analysis and Recognition (IJDAR) · doi:10.1007/s10032-014-0225-8 · Cited by 35
Multi-modal page stream segmentation with convolutional neural networks
Wiedemann, G., & Heyer, G. (2021) · Language Resources and Evaluation · doi:10.1007/s10579-019-09476-2 · Cited by 19
A complex document information processing prototype
Argamon, S., Gady Agam, B., Frieder, O., Grossman, D., Lewis, D. M., Sohn, G., & Voorhees, K. (2006) · International ACM SIGIR Conference on Research and Development in Information Retrieval (SIGIR) · doi:10.1145/1148170.1148274 · Cited by 17
Classificação de Páginas de Petições iniciais Utilizando Redes Neurais Convolucionais Multimodais
Mota, C., de Lima, A. C. A., do Nascimento, A. C. A., de Miranda, P. B. C., & Mello, R. D. (2020) · doi:10.5753/eniac.2020.12139 · Cited by 2
NIST Special Database 2 structured forms database version 2.0 user's guide
Dimmick, D., Garris, M. D., Wilson, C. L., & Flanagan, P. A. (2017) · doi:10.6028/nist.nsrds.2-2017 · Cited by 1
Research works printed but not linked: 18
- Audebert, N., Herold, C., Slimani, K., Vidal, C.: Multimodal deep networks for text and image-based document classification. CoRR abs/1907.06370 (2019). http://arxiv.org/abs/1907.06370 · arXiv
- Beltagy, I., Peters, M.E., Cohan, A.: Longformer: The long-document transformer. CoRR abs/2004.05150 (2020). https://arxiv.org/abs/2004.05150 · arXiv
- Blei, D.M., Ng, A.Y., Jordan, M.I.: Latent Dirichlet Allocation. J. Mach. Learn. Res. 3, 993–1022 (2003). http://www.jmlr.org/papers/volume3/blei03a/blei03a.pdf
- Bojanowski, P., Grave, E., Joulin, A., Mikolov, T.: Enriching word vectors with subword information. Trans. Assoc. Comput. Linguistics 5, 135–146 (2017). https://doi.org/10.1162/tacl_a_00051. · DOI · Paper page
- Braz, F.A., da Silva, N.C., Lima, J.A.S.: Leveraging effectiveness and efficiency in page stream deep segmentation. Eng. Appl. Artif. Intell. 105, 104394 (2021). https://doi.org/10.1016/j.engappai.2021.104394. · DOI · Paper page
- Buitinck, L., Louppe, G., Blondel, M., Pedregosa, F., Mueller, A., Grisel, O., Niculae, V., Prettenhofer, P., Gramfort, A., Grobler, J., Layton, R., VanderPlas, J., Joly, A., Holt, B., Varoquaux, G.: API design for machine learning software: experiences from the scikit-learn project. In: ECML PKDD Workshop: Languages for Data Mining and Machine Learning, pp. 108–122 (2013)
- Chung, J., Gülçehre, Ç., Cho, K., Bengio, Y.: Empirical evaluation of gated recurrent neural networks on sequence modeling. CoRR abs/1412.3555 (2014). http://arxiv.org/abs/1412.3555 · arXiv
- Engin, D., Emekligil, E., Oral, B., Arslan, S., Akpınar, M.: Multimodal deep neural networks for banking document classification. In: International Conference on Advances in Information Mining and Management, pp. 21–25 (2019)
- Ford, G., Thoma, G.R.: Ground truth data for document image analysis. In: Symposium on document image understanding and technology (SDIUT), pp. 199–205 (2003)
- Ioffe, S., Szegedy, C.: Batch normalization: Accelerating deep network training by reducing internal covariate shift. In: Proceedings of the 32nd International Conference on Machine Learning - Volume 37, pp. 448–456. JMLR.org (2015). http://proceedings.mlr.press/v37/ioffe15.html
- Kingma, D.P., Ba, J.: Adam: A method for stochastic optmisation. In: International Conference on Learning Representations (ICLR) (2015). Preprint available at https://arxiv.org/abs/1412.6980 · arXiv
- Lafferty, J.D., Andrew, M., Pereira, F.C.N.: Conditional random fields: Probabilistic models for segmenting and labeling sequence data. In: Proceedings of the Eighteenth International Conference on Machine Learning, ICML, pp. 282–289. Morgan Kaufmann Publishers Inc., San Francisco, CA, USA (2001)
- Luz de Araujo, P.H., de Campos, T.E., Ataides Braz, F., Correia da Silva, N.: VICTOR: a dataset for Brazilian legal documents classification. In: Proceedings of The 12th Language Resources and Evaluation Conference (LREC), pp. 1449–1458. European Language Resources Association, Marseille, France (2020). https://www.aclweb.org/anthology/2020.lrec-1.181
- Raffel, C., Shazeer, N., Roberts, A., Lee, K., Narang, S., Matena, M., Zhou, Y., Li, W., Liu, P.J.: Exploring the limits of transfer learning with a unified text-to-text transformer. J. Mach. Learn. Res. 21(140), 1–67 (2020). http://jmlr.org/papers/v21/20-074.html
- Rosenstein, M.T., Marx, Z., Kaelbling, L.P., Dietterich, T.G.: To transfer or not to transfer. In: In NIPS’05 Workshop, Inductive Transfer: 10 Years Later (2005)
- Simonyan, K., Zisserman, A.: Very deep convolutional networks for large-scale image recognition. In: International Conference on Learning Representations (2015)
- Smith, L.N., Topin, N.: Super-convergence: Very fast training of neural networks using large learning rates. CoRR abs/1708.07120 (2017). http://arxiv.org/abs/1708.07120 · arXiv
- Vaswani, A., Shazeer, N., Parmar, N., Uszkoreit, J., Jones, L., Gomez, A.N., Kaiser, L.u., Polosukhin, I.: Attention is all you need. In: I. Guyon, U.V. Luxburg, S. Bengio, H. Wallach, R. Fergus, S. Vishwanathan, R. Garnett (eds.) Advances in Neural Information Processing Systems 30, pp. 5998–6008. Curran Associates, Inc. (2017). http://papers.nips.cc/paper/7181-attention-is-all-you-need.pdf
Metadata
- Authors
- Luz de Araujo, P. H., de Almeida, A. P. G. S., Ataides Braz, F., Correia da Silva, N., de Barros Vidal, F., & de Campos, T. E.
- Venue
- International Journal on Document Analysis and Recognition (IJDAR)
- Published
- 2022-07-12
- Volume
- 26
- Issue
- 1
- Pages
- 33-49
- ISSN
- 1433-2833
- 1433-2825
- Cited by
- 9
- References
- 25
- Language
- en
- Licence
- www.springernature.com/gp/researchers/text-and-data-mining (tdm)
- www.springernature.com/gp/researchers/text-and-data-mining (vor)
About these checks
Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
Statistics and arithmetic are recomputed, not judged.
Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.
What counts as a claim ›How we measure confidence ›How we check this ›
Are you an author, or do you see a problem with this page? Request a review
Data sources
Bibliographic data: Semantic Scholar, OpenAlex, Crossref.
Contains information from the Semantic Scholar Academic Graph Datasets, made available under the ODC Attribution License (ODC-BY 1.0).
Semantic Scholar’s data is described in: Kinney, R., et al. (2023). The Semantic Scholar Open Data Platform. arXiv:2301.10140.