Physiotherapy breathing retraining for asthma: a randomised controlled trial
Open accessAbstract
BACKGROUND: Despite effective pharmacotherapy, asthma continues to impair quality of life for most patients. Non-pharmacological approaches, including breathing retraining, are therefore of great interest to patients. However, clinicians rarely advocate breathing retraining and access to this intervention is restricted for most patients due to the limited availability of suitable physiotherapists and poor integration of breathing retraining into standard care. We aimed to assess the effectiveness of a digital self-guided breathing retraining intervention. METHODS: In this randomised controlled trial, we recruited patients from 34 general practices in the UK. Eligibility criteria for patients with asthma were broad, comprising a physician diagnosis of asthma, age of 16-70 years, receipt of at least one anti-asthma medication in the previous year, and impaired asthma-related quality of life (Asthma Quality of Life Questionnaire [AQLQ] score of <5·5). We developed a self-guided intervention, which was delivered as a DVD plus a printed booklet (DVDB). Participants were randomly assigned to receive either the DVDB intervention, three face-to-face breathing retraining sessions, or standard care, in a 2:1:2 ratio, for 12 months. Randomisation was achieved using the Southampton Clinical Trials Unit telephone randomisation service by use of random number generators. The primary outcome was the AQLQ score in the intention-to-treat population at 12 months. The trial was powered to show equivalence between the two active intervention groups, and superiority of both intervention groups over usual care. Secondary outcomes included patient-reported and physiological measures of asthma control, patient acceptability, and health-care costs. This trial was registered with International Standard Randomised Controlled Trial Number registry, number ISRCTN88318003. FINDINGS: Between Nov 5, 2012 and Jan 28, 2014, invitations to participate in the study were sent to 15 203 patients with general practitioner-diagnosed asthma, of whom 655 were recruited into the study. AQLQ scores at 12 months were significantly higher in the DVDB group (mean 5·40, SD 1·14) than in the usual care group (5·12, SD 1·17; adjusted mean difference 0·28, 95% CI 0·11 to 0·44), and in the face-to-face group (5·33, SD 1·06) than in the usual care group (adjusted mean difference 0·24, 95% CI 0·04 to 0·44); AQLQ scores were similar between the DVDB group and the face-to-face group (0·04, 95% CI -0·16 to 0·24). There were no significant differences between the randomisation groups in FEV1 or fraction of exhaled nitric oxide. 744 adverse events occurred in 272 patients: 101 (39%) of 261 patients in the DVDB group, 55 (42%) of 132 patients in the face-to-face group, and 132 (50%) of 262 in the usual care group, with patients reporting one or more event. 11 (4%) patients in the DVDB group, four (3%) patients in the face-to-face group, and 20 (8%) patients in the usual care group had a serious adverse event. INTERPRETATION: Breathing retraining programmes improve quality of life in patients with incompletely controlled asthma despite having little effect on lung function or airway inflammation. Such programmes can be delivered conveniently and cost-effectively as a self-guided digital audiovisual programme, so might also reduce health-care costs. FUNDING: UK National Institute of Health Research.
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The study's sample size was justified: assuming an expected average Nijmegen score of 34, aiming to reduce to 23, expected difference 11 points, with SD 21.5, alpha 5%, beta 10%, required 41 patients; to account for 10% missing/withdrawals, 46 patients needed to be included.
“Assuming an expected average Nijmegen score of 34 among patients with HVS,43 and aiming to reduce the score of these same patients to the normal range (i.e., score of 23), the expected difference was set at 11 points.”
From Physiotherapy Education and Breathing Retraining for Patients With Hyperventilation Syndrome: An Observational Study (2026) · cites this paper as [38]
The citation is attached to the expected average Nijmegen score of 34 among patients with HVS. The Results report a baseline Nijmegen score of 19.2 for this asthma-trial sample, and the Methods > Statistical analysis justify sample size using AQLQ scores, not a Nijmegen score of 34. A search of our copy found no passage establishing the cited estimate for patients with HVS. (LLM, conf=0.76)
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References 37 · Cited by 159
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- Authors
- Bruton, A., Lee, A., Yardley, L., Raftery, J., Arden-Close, E., Kirby, S., Zhu, S., Thiruvothiyur, M., Webley, F., Taylor, L., Gibson, D., Yao, G., Stafford-Watson, M., Versnel, J., Moore, M., George, S., Little, P., Djukanovic, R., Price, D., Pavord, I. D., Holgate, S. T., & Thomas, M.
- Affiliations
- NIHR Southampton Biomedical Research Centre (GB)
- University of Aberdeen (GB)
- University of Southampton (GB)
- Bournemouth University (GB)
- Southampton General Hospital (GB)
- Asthma UK (GB)
- University of Oxford (GB)
- Corresponding author
- Thomas, Mike
- ORCID
- Venue
- The Lancet Respiratory Medicine
- Publisher
- Elsevier BV
- Published
- 2018-01
- Volume
- 6
- Issue
- 1
- Pages
- 19-28
- ISSN
- 2213-2600 (ISSN-L)
- PMC
- PMC5757422
- OpenAlex
- W2775570992
- Cited by
- 159
- References
- 37
- Citations by year
- 2026: 15 · 2025: 10 · 2024: 24 · 2023: 22 · 2022: 23 · 2021: 15 · 2020: 17 · 2019: 22 · 2018: 8 · 2017: 1 · 2013: 1
- FWCI
- 9.72
- Type
- journal article
- Language
- en
- Open access
- hybrid
- doi.org
- Licence
- Locations
- The Lancet Respiratory Medicine (publishedVersion, cc-by-nc-nd)
- Europe PMC (PubMed Central) (publishedVersion, cc-by-nc-nd)
- PubMed Central (publishedVersion, cc-by-nc-nd)
- PubMed (publishedVersion)
- Explore Bristol Research (publishedVersion, cc-by-nc-nd)
- Bournemouth University Research Online (Bournemouth University) (acceptedVersion)
- ePrints Soton (University of Southampton) (acceptedVersion)
- Leicester Research Archive (University of Leicester) (acceptedVersion, other-oa)
- Aberdeen University Research Archive (Aberdeen University) (submittedVersion, cc-by-nc-nd)
- Figshare (submittedVersion, cc-by-nc-nd)
- Bristol Research (University of Bristol) (submittedVersion, cc-by-nc-nd)
- Funders
- Cancer Research UK (15956)
- National Institute for Health and Care Research (NF-SI-0617-10079, SRF-2012-05-120, 09/104/19, NF-SI-0514-10085, NF-SI-0510-10157)
- Topics
- Health Sciences › Medicine › Physiology › Asthma and respiratory diseases
- Health Sciences › Medicine › Pulmonary and Respiratory Medicine › Chronic Obstructive Pulmonary Disease (COPD) Research
- Health Sciences › Medicine › Public Health, Environmental and Occupational Health › Occupational exposure and asthma
- Keywords
- asthma, breathing retraining, physiotherapy, self-guided intervention, asthma quality of life, asthma control, digital interventions, non-pharmacological treatment, patient acceptability, health care costs, general practice patients, Asthma Quality of Life Questionnaire, patient-reported outcomes
- MeSH terms
- Telerehabilitation, Self-Management, Adolescent, Adult, Aged, Asthma, Female, Forced Expiratory Volume, Humans, Male, Middle Aged, Nitric Oxide, Respiration, Respiratory Therapy, Treatment Outcome, Physical Therapy Modalities, Exhalation, Young Adult
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