Cited by 258Ethics in Clinical ResearchEthics and bioethics in healthcareResearch Data Management Practices

A systematic literature review of individuals’ perspectives on broad consent and data sharing in the United States

Open access
Garrison, Nanibaa'A., Sathe, Nila A., Antommaria, Armand H. Matheny, Holm, Ingrid A., Sanderson, Saskia C., Smith, Maureen E., McPheeters, Melissa L., Clayton, Ellen W.·2016·Genetics in Medicine

Abstract

Vast amounts of genomic and phenotypic data are needed for many types of research.Frequently, data must be aggregated from several sites to achieve the necessary sample size.These data are often placed in biobanks or biorepositories, which may exist at both the site(s) of collection and in aggregated or centralized sites, such as the database of Genotypes and Phenotypes.These data, which often were collected for one purpose-whether for clinical use or a specific research project-frequently can be studied for other research.These facts raise two distinct, but related, questions.The first is under what conditions data can and should be repurposed for other research in order to increase what can be learned from them.The second is whether data can and should be shared with other investigators in academic institutions, the government, and the commercial sector.Currently, regulations for the protection of research participants and the Health Information Technology for Economic and Clinical Health Act amendments to the Health Insurance Portability and Accessibility Act Privacy Rule 1 permit the sharing and repurposing of data under certain conditions without the consent of the individual from whom the data were obtained.However, the regulatory landscape is rapidly changing.The Advanced Notice of Proposed Rule Making (ANPRM) issued in 2011 by the Office of Human Research Protections deemed all biospecimens "identifiable per se" and so would require that individuals sign a "standard, brief general consent form" that would provide to participants an opportunity to say no to all future research.2 In 2014 the National Institutes of Health (NIH) required that investigators obtain broad consent for research and data sharing as a condition of funding for genomics research, with very few exceptions.3 Nonetheless, questions remain about the ethical and practical desirability and acceptability of broad consent for research and data sharing.Approaches to obtain permission for use of genomic samples and data include no consent, opt-out, opt-in, case-by-case, tiered or categorical, 4 and broad or blanket consent.Many have argued that blanket consent for unanticipated future research uses is unethical 5 or unworkable, 6 whereas others argue that such consent is acceptable as long as additional protections are in place, 7 especially since broad data sharing

The claims and statistics of this paper haven’t been checked yet.

Run the check — free, no account needed. It reads the open-access text and checks the sources it cites.

A few free checks a day · papers already verified open instantly · results are public

Integrity signals

Registry

Crossref · 10.1038/gim.2015.138

Cites

1 of 1 references verified0 citation errors · 0 not checkable

Statistics

Claims the paper makes

The claims and statistics of this paper haven’t been checked yet.

Run the check — free, no account needed. It reads the open-access text and checks the sources it cites.

A few free checks a day · papers already verified open instantly · results are public

Claims other papers make about this one

Each is checked against this paper’s own text: does it say what the citing paper says it does?

  • Some of the reviews rated the quality of the evidence, but their synthesized findings are limited by nontrivial limitations in the underlying studies.

    “Some of the reviews rated the quality of the evidence (24, 43), but their synthesized findings are limited by nontrivial limitations in the underlying studies.”

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

The self-check needs the paper’s full text.

Cites

Flagged first, then by citations

Research works printed but not linked: 60

  1. Tomlinson T. Respecting donors to biobank research. Hastings Cent Rep 2013; 43: 41–47. 23254911
  2. Stein DT, Terry SF. Reforming biobank consent policy: a necessary move away from broad consent toward dynamic consent. Genet Test Mol Biomarkers 2013; 17: 855–856. 24283583
  3. Hofmann B. Broadening consent–and diluting ethics? J Med Ethics 2009; 35: 125–129. 19181887
  4. Williams H, Spencer K, Sanders C, et al. Dynamic consent: a possible solution to improve patient confidence and trust in how electronic patient records are used in medical research. JMIR Med Inform 2015; 3: e3. 25586934 PMC4319083
  5. Pereira S, Gibbs RA, McGuire AL. Open access data sharing in genomic research. Genes (Basel) 2014; 5: 739–747. 25178093 PMC4198928
  6. Master Z, Nelson E, Murdoch B, Caulfield T. Biobanks, consent and claims of consensus. Nat Methods 2012; 9: 885–888. 22936169
  7. Tong A, Sainsbury P, Craig J. Consolidated criteria for reporting qualitative research (COREQ): a 32-item checklist for interviews and focus groups. Int J Qual Health Care 2007; 19: 349–357. 17872937
  8. Kelley K, Clark B, Brown V, Sitzia J. Good practice in the conduct and reporting of survey research. Int J Qual Health Care 2003; 15: 261–266. 12803354
  9. Huston P. Reporting on surveys: information for authors and peer reviewers. CMAJ 1996; 154: 1695–1704. 8646657 PMC1487923
  10. Schwartz MD, Rothenberg K, Joseph L, Benkendorf J, Lerman C. Consent to the use of stored DNA for genetics research: a survey of attitudes in the Jewish population. Am J Med Genet 2001; 98: 336–342. 11170078
  11. Wang SS, Fridinger F, Sheedy KM, Khoury MJ. Public attitudes regarding the donation and storage of blood specimens for genetic research. Community Genet 2001; 4: 18–26. 11493749
  12. Wendler D, Emanuel E. The debate over research on stored biological samples: what do sources think? Arch Intern Med 2002; 162: 1457–1462. 12090881
  13. McQuillan GM, Porter KS, Agelli M, Kington R. Consent for genetic research in a general population: the NHANES experience. Genet Med 2003; 5: 35–42. 12544474
  14. Fong M, Braun KL, Chang RM. Native Hawaiian preferences for informed consent and disclosure of results from research using stored biological specimens. Pac Health Dialog 2004; 11: 154–159. 16281693
  15. Chen DT, Rosenstein DL, Muthappan P, et al. Research with stored biological samples: what do research participants want? Arch Intern Med 2005; 165: 652–655. 15795341
  16. Fong M, Braun KL, Chang RM. Native Hawaiian preferences for informed consent and disclosure of results from genetic research. J Cancer Educ 2006; 21(suppl 1): S47–S52. 17020502
  17. Kaphingst KA, Janoff JM, Harris LN, Emmons KM. Views of female breast cancer patients who donated biologic samples regarding storage and use of samples for genetic research. Clin Genet 2006; 69: 393–398. 16650074
  18. Pentz RD, Billot L, Wendler D. Research on stored biological samples: views of African American and White American cancer patients. Am J Med Genet A 2006; 140: 733–739. 16523508
  19. Helft PR, Champion VL, Eckles R, Johnson CS, Meslin EM. Cancer patients' attitudes toward future research uses of stored human biological materials. J Empir Res Hum Res Ethics 2007; 2: 15–22. 19385847
  20. Beskow LM, Dean E. Informed consent for biorepositories: assessing prospective participants' understanding and opinions. Cancer Epidemiol Biomarkers Prev 2008; 17: 1440–1451. 18559560
  21. Hull SC, Sharp RR, Botkin JR, et al. Patients' views on identifiability of samples and informed consent for genetic research. Am J Bioeth 2008; 8: 62–70. PMC4819322 19003716
  22. McGuire AL, Hamilton JA, Lunstroth R, McCullough LB, Goldman A. DNA data sharing: research participants' perspectives. Genet Med 2008; 10: 46–53. 18197056 PMC2767246
  23. Neidich AB, Joseph JW, Ober C, Ross LF. Empirical data about women's attitudes towards a hypothetical pediatric biobank. Am J Med Genet A 2008; 146A: 297–304. 18205141
  24. Pulley JM, Brace MM, Bernard GR, Masys DR. Attitudes and perceptions of patients towards methods of establishing a DNA biobank. Cell Tissue Bank 2008; 9: 55–65. 17960495
  25. Goddard KA, Smith KS, Chen C, McMullen C, Johnson C. Biobank recruitment: motivations for nonparticipation. Biopreserv Biobank 2009; 7: 119–121. 22087353 PMC3205734
  26. Goldenberg AJ, Hull SC, Botkin JR, Wilfond BS. Pediatric biobanks: approaching informed consent for continuing research after children grow up. J Pediatr 2009; 155: 578–583. 19595370 PMC4779602
  27. Hoop JG, Roberts LW, Hammond KA. Genetic testing of stored biological samples: views of 570 U.S. workers. Genet Test Mol Biomarkers 2009; 13: 331–337. 19405873
  28. Kaufman D, Murphy J, Erby L, Hudson K, Scott J. Veterans' attitudes regarding a database for genomic research. Genet Med 2009; 11: 329–337. 19346960
  29. Kaufman DJ, Murphy-Bollinger J, Scott J, Hudson KL. Public opinion about the importance of privacy in biobank research. Am J Hum Genet 2009; 85: 643–654. 19878915 PMC2775831
  30. Murphy J, Scott J, Kaufman D, Geller G, LeRoy L, Hudson K. Public perspectives on informed consent for biobanking. Am J Public Health 2009; 99: 2128–2134. 19833988 PMC2775766
  31. Kern MH. Clinician attitudes and intentions toward participation in a DNA biobank. Thesis, Case Western Reserve University, 2010.
  32. Lemke AA, Wolf WA, Hebert-Beirne J, Smith ME. Public and biobank participant attitudes toward genetic research participation and data sharing. Public Health Genomics 2010; 13: 368–377. 20805700 PMC2951726
  33. Ludman EJ, Fullerton SM, Spangler L, et al. Glad you asked: participants' opinions of re-consent for dbGap data submission. J Empir Res Hum Res Ethics 2010; 5: 9–16. 20831417 PMC3071850
  34. Scott EA, Schlumpf KS, Mathew SM, et al. Biospecimen repositories: are blood donors willing to participate? Transfusion 2010; 50(9): 1943–1950. 20456705 PMC2990341
  35. Trinidad SB, Fullerton SM, Bares JM, Jarvik GP, Larson EB, Burke W. Genomic research and wide data sharing: views of prospective participants. Genet Med 2010; 12: 486–495. 20535021 PMC3045967
  36. Valle-Mansilla JI, Ruiz-Canela M, Sulmasy DP. Patients' attitudes to informed consent for genomic research with donated samples. Cancer Invest 2010; 28: 726–734. 20590448
  37. Brothers KB, Morrison DR, Clayton EW. Two large-scale surveys on community attitudes toward an opt-out biobank. Am J Med Genet A 2011; 155A: 2982–2990. 22065592 PMC3222722
  38. Haga SB, O'Daniel J. Public perspectives regarding data-sharing practices in genomics research. Public Health Genomics 2011; 14: 319–324. 21430368 PMC3221256
  39. McCarty CA, Garber A, Reeser JC, Fost NC; Personalized Medicine Research Project Community Advisory Group and Ethics and Security Advisory Board. Study newsletters, community and ethics advisory boards, and focus group discussions provide ongoing feedback for a large biobank. Am J Med Genet A. 2011; 155A: 737–741. 21572889 PMC3092645
  40. Simon CM, L'heureux J, Murray JC, et al. Active choice but not too active: public perspectives on biobank consent models. Genet Med 2011; 13: 821–831. 21555942 PMC3658114
  41. Conley JM, Mitchell R, Cadigan RJ, Davis AM, Dobson AW, Gladden RQ. A trade secret model for genomic biobanking. J Law Med Ethics 2012; 40: 612–629. 23061589 PMC3476050
  42. Duquette D, Langbo C, Bach J, Kleyn M. Michigan BioTrust for Health: public support for using residual dried blood spot samples for health research. Public Health Genomics 2012; 15: 146–155. 22488457
  43. Hiratsuka V, Brown J, Dillard D. Views of biobanking research among Alaska native people: the role of community context. Prog Community Health Partnersh 2012; 6: 131–139. 22820223
  44. Hiratsuka VY, Brown JK, Hoeft TJ, Dillard DA. Alaska native people's perceptions, understandings, and expectations for research involving biological specimens. Int J Circumpolar Health 2012; 71: 18642. 22663942 PMC3417706
  45. Kaufman D, Bollinger J, Dvoskin R, Scott J. Preferences for opt-in and opt-out enrollment and consent models in biobank research: a national survey of veterans administration patients. Genet Med 2012; 14: 787–794. 22538255
  46. Lemke AA, Halverson C, Ross LF. Biobank participation and returning research results: perspectives from a deliberative engagement in South Side Chicago. Am J Med Genet A 2012; 158A: 1029–1037. 22438108 PMC3331902
  47. Luque JS, Quinn GP, Montel-Ishino FA, et al.; Tampa Bay Community Cancer Network Partners. Formative research on perceptions of biobanking: what community members think. J Cancer Educ 2012; 27: 91–99. 21927867 PMC3735437
  48. Brothers KB, Westbrook MJ, Wright MF, et al. Patient awareness and approval for an opt-out genomic biorepository. Per Med 2013; 10. doi:10.2217/pme.13.34 PMC3882901 24416062 · DOI
  49. Rahm AK, Wrenn M, Carroll NM, Feigelson HS. Biobanking for research: a survey of patient population attitudes and understanding. J Community Genet 2013; 4: 445–450. 23605056 PMC3773315
  50. Ridgeway JL, Han LC, Olson JE, et al. Potential bias in the bank: what distinguishes refusers, nonresponders and participants in a clinic-based biobank? Public Health Genomics 2013; 16: 118–126. 23595106 PMC3821039
  51. Thiel DB, Platt T, Platt J, King SB, Kardia SL. Community perspectives on public health biobanking: an analysis of community meetings on the Michigan BioTrust for Health. J Community Genet 2014; 5: 125–138. 23893769 PMC3955459
  52. Braun KL, Tsark JU, Powers A, et al. Cancer patient perceptions about biobanking and preferred timing of consent. Biopreserv Biobank 2014; 12: 106–112. 24749877 PMC3995435
  53. Gornick MC, Ryan KA, Kim SY. Impact of non-welfare interests on willingness to donate to biobanks: an experimental survey. J Empir Res Hum Res Ethics 2014; 9: 22–33. 25747294 PMC5558242
  54. Platt T, Platt J, Thiel DB, Fisher N, Kardia SL. ‘Cool! and creepy': engaging with college student stakeholders in Michigan's biobank. J Community Genet 2014; 5: 349–362. 24916145 PMC4159476
  55. Rogith D, Yusuf RA, Hovick SR, et al. Attitudes regarding privacy of genomic information in personalized cancer therapy. J Am Med Inform Assoc 2014; 21(e2): e320–e325. 24737606 PMC4173182
  56. Storr CL, Or F, Eaton WW, Ialongo N. Genetic research participation in a young adult community sample. J Community Genet 2014; 5: 363–375. 24948529 PMC4159479
  57. Tauali i M, Davis EL, Braun KL, et al. Native Hawaiian views on biobanking. J Cancer Educ 2014; 29: 570–576. 24683042 PMC4133296
  58. Long MD, Cadigan RJ, Cook SF, et al. Perceptions of patients with inflammatory bowel diseases on biobanking. Inflamm Bowel Dis 2015; 21: 132–138. 25489961 PMC4573563
  59. Tomlinson T, De Vries R, Ryan K, Kim HM, Lehpamer N, Kim SY. Moral concerns and the willingness to donate to a research biobank. JAMA 2015; 313: 417–419. 25626040 PMC4443895
  60. Grady C, Eckstein L, Berkman B, et al. Broad consent for research with biological samples: workshop conclusions. Am J Bioeth 2015; 15: 34–42. PMC4791589 26305750

Cited by

Sorted by citations

Authors
Garrison, N., Sathe, N. A., Antommaria, A. H. M., Holm, I. A., Sanderson, S. C., Smith, M. E., McPheeters, M. L., & Clayton, E. W.
Affiliations
  • Vanderbilt University Medical Center (US)
  • Cincinnati Children's Hospital Medical Center (US)
  • Boston Children's Hospital (US)
  • Icahn School of Medicine at Mount Sinai (US)
  • Northwestern University (US)
  • Vanderbilt University (US)
Corresponding author
Garrison, Nanibaa'A.
Venue
Genetics in Medicine
Publisher
Elsevier BV
Published
2016-07
Volume
18
Issue
7
Pages
663-671
ISSN
1098-3600 (ISSN-L)
OpenAlex
W2263165437
Cited by
258
References
1
Citations by year
2026: 20 · 2025: 21 · 2024: 18 · 2023: 30 · 2022: 35 · 2021: 27 · 2020: 26 · 2019: 21 · 2018: 30 · 2017: 12 · 2016: 17
FWCI
2.85
Type
journal article
Language
en
Open access
Locations
  • Genetics in Medicine (publishedVersion, other-oa)
  • PubMed Central (publishedVersion, cc-by-nc-nd)
  • PubMed (publishedVersion)
  • Digital Access to Scholarship at Harvard (DASH) (Harvard University) (submittedVersion, cc-by)
Funders
  • Children's Hospital of Philadelphia (U01HG006389, U01-HG006830)
  • Cincinnati Children's Hospital Medical Center (U01HG006828)
  • National Human Genome Research Institute (U01HG006385, U01HG006379, U01HG006830, U01HG008666, K01HG008818, U01HG006375, U01HG008673, U01HG008672, U01HG006380, U01HG006382, U01HG006828, U01HG006378, U01HG008684, U01HG006388, U01HG006389)
Topics
  • Health Sciences › Medicine › Public Health, Environmental and Occupational Health › Ethics in Clinical Research
  • Health Sciences › Medicine › Public Health, Environmental and Occupational Health › Ethics and bioethics in healthcare
  • Physical Sciences › Computer Science › Information Systems › Research Data Management Practices
Keywords
broad consent, data sharing, genomic data, biobanks, biorepository, participant perceptions, research ethics, data reuse, presumed consent, opt-in consent, HIPAA
MeSH terms
Humans, National Institutes of Health (U.S.), United States, Biological Specimen Banks, Genomics, Information Dissemination, Genetic Research

About these checks

Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.

Statistics and arithmetic are recomputed, not judged.

Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.

What counts as a claim ›How we measure confidence ›How we check this ›

Are you an author, or do you see a problem with this page? Request a review