Three-dimensional analysis of scattering losses due to sidewall roughness in microphotonic waveguides
Abstract
We present a three-dimensional (3-D) analysis of scattering losses due to sidewall roughness in rectangular dielectric waveguides valid for any refractive-index contrast and field polarization. The analysis is based on the volume current method and uses array factors to introduce significant mathematical simplifications to better understand the influence of individual waveguide parameters on scattering losses. We show that the typical two-dimensional (2-D) analyses can substantially overestimate scattering losses in small waveguides and that scattering losses exhibit considerable polarization dependence. We produce scattering-loss estimates for a wide variety of waveguides and provide guidelines for design of waveguide cross sections that are less sensitive to sidewall roughness.
Integrity signals
Registry
Cites
Statistics
Claims the paper makes
Claims other papers make about this one
Each is checked against this paper’s own text: does it say what the citing paper says it does?
SiN waveguides can have lower scattering losses from sidewall roughness than Si waveguides.
“Also, SiN waveguides can have lower scattering losses from sidewall roughness in comparison to Si waveguides [27,28].”
From Integrated 1 × 3 MEMS silicon nitride photonics switch (2022) · cites this paper as [27]
Cited by
Sorted by citations
Bogaerts, W., De Heyn, P., Van Vaerenbergh, T., De Vos, K., Kumar Selvaraja, S., Claes, T., Dumon, P., Bienstman, P., Van Thourhout, D., & Baets, R. (2012) · Laser & Photonics Reviews · doi:10.1002/lpor.201100017 · Cited by 2,643 · see citing works
Chemically etched ultrahigh-Q wedge-resonator on a silicon chip
Lee, H., Chen, T., Li, J., Yang, K. Y., Jeon, S., Painter, O., & Vahala, K. J. (2012) · Nature Photonics · doi:10.1038/nphoton.2012.109 · Cited by 699 · see citing works
Ultra-low-loss high-aspect-ratio Si_3N_4 waveguides
Bauters, J. F., Heck, M. J. R., John, D., Dai, D., Tien, M.-C., Barton, J. S., Leinse, A., Heideman, R. G., Blumenthal, D. J., & Bowers, J. E. (2011) · Optics Express · doi:10.1364/oe.19.003163 · Cited by 492 · see citing works
Low-loss integrated photonics for the blue and ultraviolet regime
West, G. N., Loh, W., Kharas, D., Sorace-Agaskar, C., Mehta, K. K., Sage, J., Chiaverini, J., & Ram, R. J. (2019) · APL Photonics · doi:10.1063/1.5052502 · Cited by 141 · see citing works
Ultralow-loss compact silicon photonic waveguide spirals and delay lines
Hong, S., Zhang, L., Wang, Y., Zhang, M., Xie, Y., & Dai, D. (2022) · Photonics Research · doi:10.1364/prj.437726 · Cited by 131 · see citing works
Sorace-Agaskar, C., Kharas, D., Yegnanarayanan, S., Maxson, R. T., West, G. N., Loh, W., Bramhavar, S., Ram, R. J., Chiaverini, J., Sage, J., et al. (2019) · IEEE Journal of Selected Topics in Quantum Electronics · doi:10.1109/jstqe.2019.2904443 · Cited by 102 · see citing works
Ultrahigh-Q AlGaAs-on-insulator microresonators for integrated nonlinear photonics
Xie, W., Chang, L., Shu, H., Norman, J. C., Peters, J. D., Wang, X., & Bowers, J. E. (2020) · Optics Express · doi:10.1364/oe.405343 · Cited by 102 · see citing works
Integrated 1 × 3 MEMS silicon nitride photonics switch
Sharma, S., Kohli, N., Brière, J., Nabki, F., & Ménard, M. (2022) · Optics Express · doi:10.1364/oe.460533 · Cited by 25 · see citing works
- Authors
- Barwicz, T., & Haus, H. A.
- Affiliations
- Massachusetts Institute of Technology (US)
- ORCID
- Barwicz, T.
- Venue
- Journal of Lightwave Technology
- Published
- 2005-09
- Volume
- 23
- Issue
- 9
- Pages
- 2719-2732
- ISSN
- 0733-8724 (ISSN-L)
- OpenAlex
- W2123104153
- Cited by
- 237
- References
- 0
- Citations by year
- 2026: 10 · 2025: 12 · 2024: 18 · 2023: 10 · 2022: 14 · 2021: 14 · 2020: 10 · 2019: 16 · 2018: 7 · 2017: 13 · 2016: 12 · 2015: 12 · 2014: 17 · 2013: 12 · 2012: 11
- FWCI
- 6.33
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Journal of Lightwave Technology (publishedVersion)
- Topics
- Physical Sciences › Engineering › Electrical and Electronic Engineering › Photonic and Optical Devices
- Physical Sciences › Engineering › Electrical and Electronic Engineering › Microwave Engineering and Waveguides
- Physical Sciences › Engineering › Biomedical Engineering › Plasmonic and Surface Plasmon Research
- Keywords
- sidewall roughness, scattering loss, dielectric waveguides, array factor, polarization dependence, refractive index contrast, three-dimensional analysis
About these checks
Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
Statistics and arithmetic are recomputed, not judged.
Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.
What counts as a claim ›How we measure confidence ›How we check this ›
Are you an author, or do you see a problem with this page? Request a review