Precoding for Full Duplex Multiuser MIMO Systems: Spectral and Energy Efficiency Maximization

Abstract

We consider data transmissions in a full duplex (FD) multiuser multiple-input multiple-output (MU-MIMO) system, where a base station (BS) bidirectionally communicates with multiple users in the downlink (DL) and uplink (UL) channels on the same system resources. The system model of consideration has been thought to be impractical due to the self-interference (SI) between transmit and receive antennas at the BS. Interestingly, recent advanced techniques in hardware design have demonstrated that the SI can be suppressed to a degree that possibly allows for FD transmission. This paper goes one step further in exploring the potential gains in terms of the spectral efficiency (SE) and energy efficiency (EE) that can be brought by the FD MU-MIMO model. Toward this end, we propose low-complexity designs for maximizing the SE and EE, and evaluate their performance numerically. For the SE maximization problem, we present an iterative design that obtains a locally optimal solution based on a sequential convex approximation method. In this way, the nonconvex precoder design problem is approximated by a convex program at each iteration. Then, we propose a numerical algorithm to solve the resulting convex program based on the alternating and dual decomposition approaches, where analytical expressions for precoders are derived. For the EE maximization problem, using the same method, we first transform it into a concave-convex fractional program, which then can be reformulated as a convex program using the parametric approach. We will show that the resulting problem can be solved similarly to the SE maximization problem. Numerical results demonstrate that, compared to a half duplex system, the FD system of interest with the proposed designs achieves a better SE and a slightly smaller EE when the SI is small.