The Assembly of the First Massive Black Holes
Open accessAbstract
The existence of ∼10 9 M ⊙ supermassive black holes (SMBHs) within the first billion years of the Universe has stimulated numerous ideas for the prompt formation and rapid growth of black holes (BHs) in the early Universe. Here, we review ways in which the seeds of massive BHs may have first assembled, how they may have subsequently grown as massive as ∼10 9 M ⊙ , and how multimessenger observations could distinguish between different SMBH assembly scenarios. We conclude the following: ▪ The ultrarare ∼10 9 M ⊙ SMBHs represent only the tip of the iceberg. Early BHs likely fill a continuum from the stellar-mass (∼10M ⊙ ) to the supermassive (∼10 9 ) regimes, reflecting a range of initial masses and growth histories. ▪ Stellar-mass BHs were likely left behind by the first generation of stars at redshifts as high as ∼30, but their initial growth typically was stunted due to the shallow potential wells of their host galaxies. ▪ Conditions in some larger, metal-poor galaxies soon became conducive to the rapid formation and growth of massive seed holes, via gas accretion and by mergers in dense stellar clusters. ▪ BH masses depend on the environment (such as the number and properties of nearby radiation sources and the local baryonic streaming velocity) and on the metal enrichment and assembly history of the host galaxy. ▪ Distinguishing between assembly mechanisms will be difficult, but a combination of observations by the Laser Interferometer Space Antenna (probing massive BH growth via mergers) and by deep multiwavelength electromagnetic observations (probing growth via gas accretion) is particularly promising.
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The total coarse-grained entropy in the observable Universe is Stotobs≈(5.9+4.1+2.0+3.1×10^14)×10^88.
“Stotobs≃Sγ+Sν+SIGM+SBH≈(5.9+4.1+2.0+3.1×1014)×1088”
From Counting Cosmic Cycles: Past Big Crunches, Future Recurrence Limits, and the Age of the Quantum Memory Matrix Universe (2025) · cites this paper as [39]
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Khlopov, M. Y. (2010) · Research in Astronomy and Astrophysics · doi:10.1088/1674-4527/10/6/001 · Cited by 681 · see citing works
Silk, J. (1977) · The Astrophysical Journal · doi:10.1086/154972 · Cited by 510 · see citing works
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What drives the growth of black holes: A decade of progress
Alexander, D. M., Hickox, R. C., Aird, J., Combes, F., Costa, T., Habouzit, M., Harrison, C. M., Leng, R. I., Morabito, L. K., Uckelman, S. L., et al. (2025) · New Astronomy Reviews · doi:10.1016/j.newar.2025.101733 · Cited by 18 · see citing works
Neukart, F., Marx, E., & Vinokur, V. (2025) · Entropy · doi:10.3390/e27101043 · Cited by 4 · see citing works
“…integrates the baryon phase diagram of Valageas, Schaeffer, and Silk [37]; and the stellar-mass and supermassive black hole population gives S BH via the Bekenstein–Hawking entropy, S BH = 4 π k B GM 2 / ( ¯ hc ) , using the black hole mass functions of Shankar et al. and Inayoshi et al. [38,39].”
- Authors
- Inayoshi, K., Visbal, E., & Haiman, Z.
- Affiliations
- Peking University (CN)
- University of Toledo (US)
- Columbia University (US)
- Venue
- Annual Review of Astronomy and Astrophysics
- Publisher
- Annual Reviews
- Published
- 2020-08-18
- Volume
- 58
- Issue
- 1
- Pages
- 27-97
- ISSN
- 0066-4146 (ISSN-L)
- 1545-4282
- OpenAlex
- W2984423540
- Cited by
- 665
- References
- 2
- Citations by year
- 2026: 111 · 2025: 157 · 2024: 130 · 2023: 91 · 2022: 93 · 2021: 56 · 2020: 25 · 2019: 1 · 2017: 1
- FWCI
- 5.58
- Type
- journal article
- Language
- en
- Open access
- bronze
- doi.org
- Locations
- Annual Review of Astronomy and Astrophysics (publishedVersion)
- arXiv (Cornell University) (publishedVersion)
- arXiv (Cornell University)
- Funders
- National Science Foundation (1715661, 11991052, NNX15AB19G)
- National Aeronautics and Space Administration (NNX15AB19G, 2016YFA0400702, NNX17AL82G)
- National Natural Science Foundation of China (11950410493, (11721303, 11991052, 2016YFA0400702)
- Ministry of Urban Development
- Topics
- Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Galaxies: Formation, Evolution, Phenomena
- Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Astrophysical Phenomena and Observations
- Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Astrophysics and Star Formation Studies
- Keywords
- supermassive black holes, black hole formation, black hole growth, early universe, stellar-mass black holes, black hole seeds, gas accretion, black hole mergers, metal-poor galaxies, LISA
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