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Sparse, Dense, and Attentional Representations for Text Retrieval
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Abstract Dual encoders perform retrieval by encoding documents and queries into dense low-dimensional vectors, scoring each document by its inner product with the query. We investigate the capacity of this architecture relative to sparse bag-of-words models and attentional neural networks. Using both theoretical and empirical analysis, we establish connections between the encoding dimension, the margin between gold and lower-ranked documents, and the document length, suggesting limitations in the capacity of fixed-length encodings to support precise retrieval of long documents. Building on these insights, we propose a simple neural model that combines the efficiency of dual encoders with some of the expressiveness of more costly attentional architectures, and explore sparse-dense hybrids to capitalize on the precision of sparse retrieval. These models outperform strong alternatives in large-scale retrieval.
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“Based on our review of existing work, we identify two primary retrieval methods suitable for non-parametric memory including sparse methods based on bag-of-words models and dense methods based on deep representation learning for vector encoding and relevance score calculation [269, 270, 232, 271].”
From Human-inspired Perspectives: A Survey on AI Long-term Memory (2024) · cites this paper as [270]
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Metadata
- Authors
- Luan, Y., Eisenstein, J., Toutanova, K., & Collins, M.
- Affiliations
- Google (United States) (US)
- Corresponding author
- Luan, Yi
- Eisenstein, Jacob
- Toutanova, Kristina
- Collins, Michael
- Venue
- Transactions of the Association for Computational Linguistics
- Publisher
- MIT Press - Journals
- Published
- 2021
- Volume
- 9
- Pages
- 329-345
- ISSN
- 2307-387X (ISSN-L)
- OpenAlex
- W3157758108
- Cited by
- 363
- References
- 61
- Citations by year
- 2026: 46 · 2025: 48 · 2024: 39 · 2023: 81 · 2022: 69 · 2021: 61
- FWCI
- 56.52
- Type
- journal article
- Language
- en
- Open access
- diamond
- doi.org
- Locations
- Transactions of the Association for Computational Linguistics (publishedVersion, cc-by)
- arXiv (Cornell University) (submittedVersion)
- DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
- arXiv (Cornell University)
- Topics
- Physical Sciences › Computer Science › Information Systems › Information Retrieval and Search Behavior
- Physical Sciences › Computer Science › Artificial Intelligence › Topic Modeling
- Physical Sciences › Computer Science › Computer Vision and Pattern Recognition › Advanced Image and Video Retrieval Techniques
- Keywords
- text retrieval, dual-encoder models, sparse retrieval, bag-of-words model, document length, retrieval precision, large-scale retrieval
About these checks
Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
Statistics and arithmetic are recomputed, not judged.
Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.
What counts as a claim ›How we measure confidence ›How we check this ›
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