Exploring the ethical and regulatory issues in pragmatic clinical trials
Open accessAbstract
The need for high-quality evidence to support decision making about health and health care by patients, physicians, care providers, and policy-makers is well documented. However, serious shortcomings in evidence persist. Pragmatic clinical trials that use novel techniques including emerging information and communication technologies to explore important research questions rapidly and at a fraction of the cost incurred by more “traditional” research methods promise to help close this gap. Nevertheless, while pragmatic clinical trials can bridge clinical practice and research, they may also raise difficult ethical and regulatory challenges. In this article, the authors briefly survey the current state of evidence that is available to inform clinical care and other health-related decisions and discuss the potential for pragmatic clinical trials to improve this state of affairs. They then propose a new working definition for pragmatic research that centers upon fitness for informing decisions about health and health care. Finally, they introduce a project, jointly undertaken by the National Institutes of Health Health Care Systems Research Collaboratory and the National Patient-Centered Clinical Research Network (PCORnet), which addresses 11 key aspects of current systems for regulatory and ethical oversight of clinical research that pose challenges to conducting pragmatic clinical trials. In the series of articles commissioned on this topic published in this issue of Clinical Trials, each of these aspects is addressed in a dedicated article, with a special focus on the interplay between ethical and regulatory considerations and pragmatic clinical research aimed at informing “real-world” choices about health and health care.
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There are already major legal differences at the national level about data collection, management, and security, not to mention international legislation.
“There are already major legal differences at the national level about data collection, management, and security, not to mention international legislation (Califf and Sugarman 2015).”
From Dental Research in the Digital Age: The Registry-Based Clinical Trial. (2026) · cites this paper as Califf and Sugarman 2015
The “Ethical and regulatory challenges” section discusses oversight of pragmatic clinical trials, and the Collaboratory/PCORnet subsection identifies privacy as a concern (pages not provided). Neither passage addresses national legal differences in data collection, management, or security, or compares international legislation. Searches for those specific legal differences found no supporting passage in our copy. (LLM, conf=0.72)
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Cites
Characteristics of Clinical Trials Registered in ClinicalTrials.gov, 2007-2010
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“,(26) a PCT must: ‘‘(1) select clinically relevant alternative interventions to compare, (2) include a diverse population of study participants, (3) recruit participants from heterogeneous practice settings, and (4) collect data on a broad range of health outcomes.”
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Cited by
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on behalf of the Ethics of Pragmatic Trials project, Nicholls, S. G., Carroll, K., Zwarenstein, M., Brehaut, J. C., Weijer, C., Hey, S. P., Goldstein, C. E., Graham, I. D., Grimshaw, J. M., et al. (2019) · Trials · doi:10.1186/s13063-019-3899-x · Cited by 56 · see citing works
Practice-Based Research Networks and the Mandate for Real-World Evidence
Hall-Lipsy, E., Barraza, L., & Robertson, C. (2018) · American Journal of Law & Medicine · doi:10.1177/0098858818789428 · Cited by 16 · see citing works
Dental Research in the Digital Age: The Registry-Based Clinical Trial.
Joda, T., Settecase, E., Heitz‐Mayfield, L., Derks, J., Jung, R. E., & Zitzmann, N. U. (2026) · Clinical oral implants research · doi:10.1111/clr.70061 · Cited by 2 · see citing works
- Authors
- Califf, R. M., & Sugarman, J.
- Affiliations
- United States Food and Drug Administration (US)
- Johns Hopkins University (US)
- Corresponding author
- Califf, Robert M
- Venue
- Clinical Trials
- Publisher
- SAGE Publications
- Published
- 2015-09-15
- Volume
- 12
- Issue
- 5
- Pages
- 436-441
- ISSN
- 1740-7745 (ISSN-L)
- 1740-7753
- PMC
- PMC4891194
- OpenAlex
- W2115742677
- Cited by
- 191
- References
- 2
- Citations by year
- 2026: 15 · 2025: 14 · 2024: 14 · 2023: 13 · 2022: 17 · 2021: 20 · 2020: 27 · 2019: 21 · 2018: 14 · 2017: 12 · 2016: 14 · 2015: 10
- FWCI
- 17.87
- Type
- journal article
- Language
- en
- Open access
- green
- www.ncbi.nlm.nih.gov
- Locations
- Clinical Trials (publishedVersion)
- PubMed (publishedVersion)
- PubMed Central (acceptedVersion)
- Funders
- National Center for Complementary and Integrative Health (U54AT007748)
- Topics
- Health Sciences › Medicine › Public Health, Environmental and Occupational Health › Ethics in Clinical Research
- Health Sciences › Medicine › Physiology › Biomedical Ethics and Regulation
- Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods in Clinical Trials
- Keywords
- pragmatic trials, research ethics, regulatory oversight, evidence gaps, real-world evidence, information and communication technologies, PCORnet, clinical research regulation
- MeSH terms
- Clinical Trials as Topic, Decision Making, Humans, National Institutes of Health (U.S.), Surveys and Questionnaires, Research Design, United States, Biomedical Research
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