Cited by 36Pharmaceutical industry and healthcareMeta-analysis and systematic reviewsStatistical Methods in Clinical Trials

Registration, results reporting, and publication bias of clinical trials supporting FDA approval of neuropsychiatric drugs before and after FDAAA: a retrospective cohort study

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Zou, Constance X., Becker, Jessica E., Phillips, Adam T., Garritano, James M., Krumholz, Harlan M., Miller, Jennifer E., Ross, Joseph S.·2018·Trials

Abstract

BACKGROUND: Mandatory trial registration, and later results reporting, were proposed to mitigate selective clinical trial publication and outcome reporting. The Food and Drug Administration (FDA) Amendments Act (FDAAA) was enacted by Congress on September 27, 2007, requiring the registration of all non-phase I clinical trials involving FDA-regulated medical interventions and results reporting for approved drugs. The association between FDAAA enactment and the registration, results reporting, and publication bias of neuropsychiatric trials has not been studied. METHODS: We conducted a retrospective cohort study of all efficacy trials supporting FDA new drug approvals between 2005 to 2014 for neuropsychiatric indications. Trials were categorized as pre- or post-FDAAA based on initiation and/or completion dates. The main outcomes were the proportions of trials registered and reporting results in ClinicalTrials.gov, and the degree of publication bias, estimated using the relative risks pre- and post-FDAAA of both the publication of positive vs non-positive trials, as well as of publication of positive vs non-positive trials without misleading interpretations. Registration and results reporting proportions were compared pre- and post-FDAAA using the two-tailed Fisher exact test, and the degrees of publication bias were compared by calculating the ratio of relative risks (RRR) for each period. RESULTS: The FDA approved 37 new drugs for neuropsychiatric indications between 2005 and 2014 on the basis of 142 efficacy trials, of which 101 were pre-FDAAA and 41 post-FDAAA. Post-FDAAA trials were significantly more likely to be registered (100% vs 64%; p < 0.001) and report results (100% vs 10%; p < 0.001) than pre-FDAAA trials. Pre-FDAAA, positive trials were more likely to be published (relative risk [RR] = 1.52; 95% confidence interval [CI] = 1.17-1.99; p = 0.002) and published without misleading interpretations (RR = 2.47; CI = 1.57-3.73; p < 0.001) than those with non-positive results. In contrast, post-FDAAA positive trials were equally likely to have been published (RR = 1; CI = 1-1, p = NA) and published without misleading interpretations (RR = 1.20; CI = 0.84-1.72; p = 0.30). The likelihood of publication bias pre-FDAAA vs post-FDAAA was greater for positive vs non-positive trials (RRR = 1.52; CI = 1.16-1.99; p = 0.002) and for publication without misleading interpretations (RRR = 2.06, CI = 1.17-3.61, p = 0.01). CONCLUSIONS: The enactment of FDAAA was followed by significantly higher proportions of trials that were registered and reporting results on ClinicalTrials.gov and significantly lower degrees of publication bias among trials supporting recent FDA approval of drugs for neuropsychiatric indications.

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References 38 · Cited by 36

Research works printed but not linked: 2

  1. [40]FDA Design considerations for pivotal clinical investigations for medical devices. Guidance for industry, clinical investigators, institutional review boards and Food and Drug Administration staff 2013 Silver Spring FDA Center for Biologics Evaluation and Research
  2. [44]Centers for Disease Control and Prevention (CDC) Epi Info Companion App for iOS. 3.1.1 edition 2013 Atlanta Department of Health and Human Services-CDC

Authors
Zou, C. X., Becker, J. E., Phillips, A. T., Garritano, J. M., Krumholz, H. M., Miller, J. E., & Ross, J. S.
Affiliations
  • Yale University (US)
  • Harvard University (US)
  • Beth Israel Deaconess Medical Center (US)
  • Yale New Haven Hospital (US)
Corresponding author
Ross, Joseph S.
Venue
Trials
Published
2018-10-23
Volume
19
Issue
1
Pages
581-581
ISSN
1745-6215 (ISSN-L)
OpenAlex
W2896978671
Cited by
36
References
38
Citations by year
2026: 1 · 2025: 5 · 2024: 3 · 2023: 5 · 2022: 6 · 2021: 8 · 2020: 6 · 2019: 2
FWCI
4.40
Type
journal article
Language
en
Open access
Locations
  • Trials (publishedVersion, cc-by)
  • Europe PMC (PubMed Central) (publishedVersion, other-oa)
  • PubMed Central (publishedVersion, cc-by)
  • PubMed (publishedVersion)
  • DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
Funders
National Heart, Lung, and Blood Institute (T35HL007649)
Topics
  • Life Sciences › Pharmacology, Toxicology and Pharmaceutics › Pharmacology › Pharmaceutical industry and healthcare
  • Social Sciences › Decision Sciences › Statistics, Probability and Uncertainty › Meta-analysis and systematic reviews
  • Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods in Clinical Trials
Keywords
clinical trial registration, result reporting, publication bias, neuropsychiatric drugs, new drug approvals, ClinicalTrials.gov, selective outcome reporting, selective publication, drug approval, regulatory policy evaluation, antidepressants, antipsychotic drugs, antiepileptic drugs
MeSH terms
Data Accuracy, Mental Disorders, Central Nervous System Agents, Clinical Trials as Topic, Humans, Registries, Research Design, Retrospective Studies, Time Factors, United States, United States Food and Drug Administration, Treatment Outcome, Drug Approval, Publication Bias

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