Cited by 117Machine Fault Diagnosis TechniquesGear and Bearing Dynamics AnalysisFault Detection and Control Systems

An intelligent gear fault diagnosis methodology using a complex wavelet enhanced convolutional neural network

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Sun, Weifang, Yao, Bin, Zeng, Nianyin, Chen, Binqiang, He, Yuchao, Cao, Xincheng, He, Wangpeng·2017·Materials

Abstract

As a typical example of large and complex mechanical systems, rotating machinery is prone to diversified sorts of mechanical faults. Among these faults, one of the prominent causes of malfunction is generated in gear transmission chains. Although they can be collected via vibration signals, the fault signatures are always submerged in overwhelming interfering contents. Therefore, identifying the critical fault's characteristic signal is far from an easy task. In order to improve the recognition accuracy of a fault's characteristic signal, a novel intelligent fault diagnosis method is presented. In this method, a dual-tree complex wavelet transform (DTCWT) is employed to acquire the multiscale signal's features. In addition, a convolutional neural network (CNN) approach is utilized to automatically recognise a fault feature from the multiscale signal features. The experiment results of the recognition for gear faults show the feasibility and effectiveness of the proposed method, especially in the gear's weak fault features.

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  • Signal processing methods are employed to preprocess 1D data to convert to time-frequency domain so CNN can handle 2D time-frequency spectrum.

    “First, the signal processing methods, such as the wavelet packet [369][370][371], the continue wavelet transform [372,373], the dual-tree complex wavelet transform [374,375], and the synchrosqueezing transform [376], are employed to preprocess the input 1D data, which are expected to convert the signals from the time domain to the time-frequency domain.”

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References 44 · Cited by 117

Research works printed but not linked: 2

  1. [38]Aytar Y. Vondrick C. Torralba A. Soundnet: Learning sound representations from unlabeled video Adv. Neural Inform. Process. Syst. 2016 2016 892 900
  2. [41]Kingma D. Ba J. Adam: A method for stochastic optimization Proceddings of the International Conference on Learning Reprresentations San Diego, CA, USA 7–9 May 2015

Authors
Sun, W., Yao, B., Zeng, N., Chen, B., He, Y., Cao, X., & He, W.
Affiliations
  • Xiamen University (CN)
  • Xidian University (CN)
Corresponding author
Chen, Binqiang
Venue
Materials
Publisher
MDPI AG
Published
2017-07-12
Volume
10
Issue
7
Pages
790
ISSN
1996-1944 (ISSN-L)
OpenAlex
W2734981343
Cited by
117
References
44
Citations by year
2026: 4 · 2025: 3 · 2024: 4 · 2023: 18 · 2022: 17 · 2021: 16 · 2020: 23 · 2019: 20 · 2018: 10 · 2017: 2
FWCI
9.44
Type
journal article
Language
en
Open access
Locations
  • Materials (publishedVersion, cc-by)
  • PubMed Central (publishedVersion, cc-by)
  • PubMed (publishedVersion)
  • DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
Funders
  • Natural Science Foundation of China (51605403)
  • The Ministry of Industry and Information Technology (MIIT) 2016 comprehensive and standardized trial and new model application of intelligent manufacturing (Yu Luo Industrial Manufacturing [2016]07744)
  • The Fundamental Research Funds for the Central Universities (20720160078)
  • Natural Science Foundation of Guangdong Province (2015A030310010)
Topics
  • Physical Sciences › Engineering › Control and Systems Engineering › Machine Fault Diagnosis Techniques
  • Physical Sciences › Engineering › Mechanical Engineering › Gear and Bearing Dynamics Analysis
  • Physical Sciences › Engineering › Control and Systems Engineering › Fault Detection and Control Systems
Keywords
gear fault diagnosis, dual-tree complex wavelet transform, convolutional neural networks, vibration signals, rotating machinery, multi-scale feature extraction, gear transmissions

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