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Monochromatic sums and products in $\mathbb{N}$
Open accessAbstract
An old question in Ramsey theory asks whether any finite coloring of the natural numbers admits a monochromatic pair $\{x+y,xy\}$. We answer this question affirmatively in a strong sense by exhibiting a large new class of nonlinear patterns that can be found in a single cell of any finite partition of $\mathbb{N}$. Our proof involves a correspondence principle that transfers the problem into the language of topological dynamics. As a corollary of our main theorem we obtain partition regularity for new types of equations, such as $x^2-y^2=z$ and $x^2+2y^2-3z^2=w$.
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TL;DR
The paper proves that any finite coloring of \(\mathbb N\) contains infinitely many \(x,y\in\mathbb N\) such that \(\{x,x+y,xy\}\) is monochromatic, answering the long-standing question for the pair \(\{x+y,xy\}\) in a strong form. It does so via a new affine topological correspondence principle and derives partition regularity for broader polynomial configurations and equations such as \(a^2-b^2=c\).
Key findings
- Corollary 1.5: for any finite coloring of \(\mathbb N\), there exist infinitely many \(x,y\in\mathbb N\) with \(\{x,xy,x+y\}\) monochromatic; in particular, \(\{x+y,xy\}\) is monochromatic.
- Theorem 1.4 gives a general class: for any \(s\in\mathbb N\) and finite sets \(F_i\) of functions \(\mathbb N^i\to\mathbb Z\) whose last-variable functions are polynomial with zero constant term, any finite coloring yields a color \(C\) and infinitely many \((s+1)\)-tuples \(x_0,\dots,x_s\in\mathbb N\) such that \(x_0\cdots x_s\in C\) and \(x_1\cdots x_j+f(x_{j+1},\dots,x_i)\in C\) for all \(0\le j<i\le s\) and \(f\in F_{i-j}\).
- Corollary 1.7: if \(c_1+\cdots+c_k=0\) with \(c_i\in\mathbb Z\setminus\{0\}\), then any finite coloring of \(\mathbb N\) has pairwise distinct \(a_0,\dots,a_k\) of the same color satisfying the corresponding partition-regular equation; Corollary 1.8 specializes to a monochromatic solution of \(a^2-b^2=c\).
- Theorem 7.5 extends the main combinatorial result to large ideal domains (LIDs), a class including fields, \(\mathbb Z\), rings of integers of number fields, and \(\mathbb F[x]\).
Methods
- The proof is mathematical/combinatorial, with no empirical data or sample. It first transfers the problem to topological dynamics via an affine correspondence principle (Theorem 3.2), using ultrafilters and the Stone–Čech compactification, reducing Theorem 1.4 to a dynamical statement (Theorem 3.1).
- The dynamical proof uses a “complexity reduction” technique inspired by Bergelson–Leibman, the polynomial van der Waerden theorem (Theorem 4.1/Corollary 4.2), and a multiplicative-derivative identity for expressions \(M_nA_{f(n)}\).
- Section 5 also gives a short, purely combinatorial proof of Corollary 1.5 using piecewise syndetic sets and a van der Waerden-type theorem (Theorem 5.1).
Limitations
- Stated: the paper says a complete solution to Problem 1.2—characterizing all polynomial Ramsey families—is still very far from reach; the results cover a large class, not a full classification.
- Stated: the methods of earlier work on infinite fields cannot be directly used for \(\mathbb N\), because the affine semigroup of \(\mathbb N\) is not amenable.
- Stated: the LID extension relies on Lemma 7.4, which fails in general rings, even some principal ideal domains; the paper gives \(\mathbb Q[x]\) as an example where \(x\mathbb Q[x]\) has infinite additive index and cannot be piecewise syndetic. Also, \(\mathbb N\) is not strictly a LID, and LID semirings are not pursued.
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“Remark 3.3. It follows from the proof of Theorem 3.2 that the system ( X, ( T g ) g ∈A -N ) also has the property that for any piecewise syndetic set C t ⊂ N there exists a nonempty open set U t ⊂ X such that (2) holds for any g 1 , . . . , g k ∈ A -N .”
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“Theorem 7.5. Let R be a LID, let s ∈ N and, for each i = 1 , . . . , s , let F i be a finite set of functions R i → R such that for all f ∈ F i and any x 1 , . . . , x i -1 ∈ R , the function x ↦→ f ( x 1 , . . . , x i -1 , x ) is polynomial with 0 constant term. Then for any finite coloring of R there exists a color C ⊂ R and (infinitely many) ( s +1) -tuples x 0 , . . . , x s ∈ R such that”
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“Theorem 7.2. Let R be a LID and let A R denote the semigroup of all affine transformations of R . There exists an A R -topological system ( X, ( T g ) g ∈A R ) with a dense set of additively minimal points, such that each map T g : X → X is open and injective, and with the property that for any finite coloring R = C 1 ∪ · · · ∪ C r there exists an open cover X = U 1 ∪··· ∪ U r such that for any g”
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“Proof of Corollary 1.5. Let r ∈ N and let N = C 1 ∪·· ·∪ C r be an arbitrary coloring (or partition) of N . We need to find t ∈ { 1 , . . . , r } and (infinitely many) x, y ∈ N satisfying”
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“Theorem 1.4. Let s ∈ N and, for each i = 1 , . . . , s , let F i be a finite set of functions N i → Z such that for all f ∈ F i and any x 1 , . . . , x i -1 ∈ N , the function x ↦→ f ( x 1 , . . . , x i -1 , x ) is polynomial with 0 constant term. Then for any finite coloring of N there exists a color C ⊂ N and (infinitely many) ( s +1) -tuples x 0 , . . . , x s ∈ N such that”
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In the paper
§ 7. Extensions to LID · p. 16
“Then for any finite coloring of R there exists a color C ⊂ R and (infinitely many) ( s +1) -tuples x 0 , . . . , x s ∈ R such that”
§ 7. Extensions to LID · p. 15
“Examples of LID's include all fields, the ring Z (and more generally the ring of integers of any number field), and the ring F [ x ] of polynomials over a finite field.”
Citations
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Recurrence in Ergodic Theory and Combinatorial Number Theory
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On sets of integers containing k elements in arithmetic progression
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Polynomial extensions of van der Waerden’s and Szemerédi’s theorems
Bergelson, V., & Leibman, A. (1996) · Journal of the American Mathematical Society · doi:10.1090/s0894-0347-96-00194-4 · Cited by 354
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Topological dynamics and combinatorial number theory
Fürstenberg, H., & Weiss, B. (1978) · Journal d Analyse Mathématique · doi:10.1007/bf02790008 · Cited by 197
Algebra in the Stone-Čech Compactification: Theory and Applications
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On difference sets of sequences of integers. I
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Higher order Fourier analysis of multiplicative functions and applications
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Research works printed but not linked: 3
- 10.2307/1998782 · doi:10.2307/1998782
- Schur, 1916, Über die kongruenz x^m+y^m\equiv z^m(mod p), Jahresbericht der Deutschen Math. Verein., 25, 114
- van~der Waerden, 1927, Beweis einer baudetschen vermutung, Nieuw. Arch. Wisk., 15, 212
Cited by
Ramsey properties of nonlinear Diophantine equations
Nasso, M. D., & Baglini, L. L. (2017) · Advances in Mathematics · doi:10.1016/j.aim.2017.11.003 · Cited by 29
Infinite sumsets in sets with positive density
Kra, B., Moreira, J., Richter, F., & Robertson, D. (2023) · Journal of the American Mathematical Society · doi:10.1090/jams/1030 · Cited by 26
Self-citationProblems on infinite sumset configurations in the integers and beyond
Kra, B., Moreira, J., Richter, F., & Robertson, D. (2025) · Bulletin of the American Mathematical Society · doi:10.1090/bull/1868 · Cited by 20
Self-citationExponential patterns in arithmetic Ramsey theory
Sahasrabudhe, J. (2017) · Acta Arithmetica · doi:10.4064/aa8603-9-2017 · Cited by 15
On Rado conditions for nonlinear Diophantine equations
Barrett, J. M., Lupini, M., & Moreira, J. (2020) · European Journal of Combinatorics · doi:10.1016/j.ejc.2020.103277 · Cited by 14
Self-citation
Metadata
- Authors
- Moreira, J.
- Affiliations
- Northwestern University (US)
- Corresponding author
- Moreira, Joel
- ORCID
- Moreira, Joel
- Venue
- Annals of Mathematics
- Publisher
- Annals of Mathematics
- Published
- 2017-05-01
- Volume
- 185
- Issue
- 3
- Pages
- 1069-1090
- ISSN
- 0003-486X (ISSN-L)
- 1939-8980
- OpenAlex
- W2345368044
- Cited by
- 36
- References
- 33
- Citations by year
- 2026: 7 · 2025: 5 · 2024: 2 · 2023: 4 · 2022: 3 · 2021: 2 · 2020: 4 · 2019: 4 · 2018: 1 · 2017: 3
- FWCI
- 4.05
- Type
- journal article
- Language
- en
- Open access
- green
- arxiv.org
- Locations
- Annals of Mathematics (publishedVersion)
- Warwick Research Archive Portal (University of Warwick) (acceptedVersion)
- arXiv (Cornell University) (submittedVersion)
- arXiv (Cornell University)
- Topics
- Physical Sciences › Mathematics › Discrete Mathematics and Combinatorics › Limits and Structures in Graph Theory
- Physical Sciences › Mathematics › Geometry and Topology › Advanced Topology and Set Theory
- Physical Sciences › Mathematics › Mathematical Physics › Mathematical Dynamics and Fractals
- Keywords
- partition regularity, nonlinear patterns, Ramsey theory, correspondence principle, topological dynamics
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