Cited by 50Probability and Statistical ResearchStatistical Methods in EpidemiologyStatistical Methods in Clinical Trials

Choice of test for association in small sample unordered r × c tables

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Lydersen, S., Pradhan, V., Senchaudhuri, P., Laake, P.·2007·Statistics in Medicine

Abstract

Pearson's chi-squared, the likelihood-ratio, and Fisher-Freeman-Halton's test statistics are often used to test the association of unordered r x c tables. Asymptotical, exact conditional, or exact conditional with mid-p adjustment methods are commonly used to compute the p-value. We have compared test power and significance level for these test statistics and p-value calculations in small sample r x c tables, mostly 3 x 2 and some with both r and c are greater than 2. After extensive simulations, in general we recommend using an exact conditional mid-p test with Pearson's chi-squared or Fisher-Freeman-Halton's statistic, which usually is the most powerful test yet preserve the approximate significance level. Moreover, we recommend that the asymptotic Pearson's chi-squared or other asymptotic tests not be used for small sample r x c tables.

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Crossref · 10.1002/sim.2839

Cites

25 of 25 references verified0 citation errors · 0 not checkable

Statistics

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Claims the paper makes

0 of 10 cited sources checked · 0 supported · 0 flagged

  • Findingown data

    In most cases, the mid-p test outperforms the asymptotic test.

    “In most cases, the mid-p test outperforms the asymptotic test.”
    Quote in the paperSubstantial claim
  • Findingown data

    Asymptotic tests are unreliable for small samples.

    “Moreover, the asymptotic tests are unreliable for small samples.”
    • Also stated in: § 7. DISCUSSION AND CONCLUSIONS · plain
      “Moreover, we found that asymptotic tests are less reliable in small samples, as at times, their significance level may fluctuate substantially.”
    Quote in the paperSubstantial claim
  • Findingown data

    Among asymptotic, exact, and exact mid-p tests, the exact mid-p version usually has a significance level closer to the nominal level.

    “Among the asymptotic, exact and exact mid-p tests, we find that the exact mid-p version usually has a significance level that is closer to this ideal, as shown in Figures 12345and in Table IV.”
    Quote in the paperSubstantial claim
  • Findingown data

    For small samples, the significance level of an asymptotic test may be substantially less than or greater than the nominal level.

    “On the other hand, for small samples, the significance level of an asymptotic test may be substantially less than or greater than .”
    Quote in the paperSubstantial claim
  • Findingnone given

    The power of the mid-p test tends to be close to the power of the randomized tests.

    “Typically, the power of the mid-p test tends to be close to the power of the randomized tests.”
    Quote in the paperSubstantial claim
  • May combine two claims. 10
  • The quote only partly states this claim. 4
  • Classified as probably not a substantial claim. 9
  • May combine two claims.

    Findingown data

    For Pearson's test in Simulation 1, the true power of asymptotic and mid-p tests tends to be higher than the asymptotically computed power when the power is above 0.5, and lower when the power is less than 0.5.

    “We observe that the true power of the asymptotic and mid-p tests tends to be higher than the asymptotic power computed if the power is above 0.5 and the other way round if the power is less than 0.5.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    The significance levels of exact tests can be substantially lower than the nominal level, demonstrating that exact tests are conservative.

    “In general, we observe that the significance levels of the exact tests can be substantially lower than , which demonstrates that exact tests are conservative.”
    • Also stated in: § 7. DISCUSSION AND CONCLUSIONS · boosted
      “We have confirmed that exact tests are conservative for small samples.”
    Quote in the paperSubstantial claim
  • The quote only partly states this claim.

    Findingown data

    For the renal allograft biopsy data in Table I, the exact mid-p test with Pearson's chi-squared or Fisher's statistic gives p = 0.0112 for the test of association between change in patient management and biopsy indication.

    “In conclusion, we recommend using exact mid-p tests, with Pearson's chi-squared or Fisher's test statistics, which in Table II gives p = 0.0112 for the test of association between the change in patient management and biopsy indication.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [1] 1. Pascual M, Vallhonrat H, Cosimi AB, Tolkoff-Rubin N, Colvin RB, Delmonico FL, Ko DSC, Schoenfeld DA, Williams WW. The clinical usefulness of the renal allograft biopsy in the cyclosporine era-a prospective study. Transplantation 1999; 67(5):737-741. source
  • The quote only partly states this claim.

    Findingcitation

    Exact tests are less conservative for the 9 × 3 table than for smaller tables.

    “But the exact tests are less conservative for the 9 × 3 table (Table IV(b)).”
    • Also stated in: § 7. DISCUSSION AND CONCLUSIONS · hedged
      “As seen for the 3 × 9 table in Table IV(b), exact tests tend to be less conservative as r or c increase, since the increasing number of possible values for the test statistic tends to increase [5; p. 98].”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [5] 5. Andres AM, Quevedo MJS, Garcia JMT, Silva-Mato A. On the validity condition of the chi-squared test in 2 × 2 tables. Test 2005; 14(1):99-128. source
  • May combine two claims.

    Findingown data

    The nominal level of a mid-p test is seldom exceeded, and if so, only slightly.

    “We also observe that the nominal level of a mid-p test is seldom exceeded, and if so, only slightly.”
    Quote in the paperSubstantial claim
  • The quote only partly states this claim.

    Findingnone given

    The exact tests have a lower power than the mid-p tests.

    “The exact tests have a lower power, as expected.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    The asymptotic tests have a power close to that of the mid-p tests (Pearson) or somewhat lower (Fisher).

    “The asymptotic tests have a power close to that of the mid-p tests (Pearson) or somewhat lower (Fisher), but as noted earlier, the asymptotic tests preserve test size to a lesser extent.”
    Quote in the paperSubstantial claim
  • May combine two claims. The quote only partly states this claim.

    Findingown data

    In some cases, asymptotic tests are extremely conservative, even more so than the mid-p tests, and the asymptotic version of Fisher's test seems very conservative.

    “In some cases, the asymptotic tests are the most conservative of all.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    For r × c tables, the mid-p type I error typically is approximately equal to or slightly less than the nominal level.

    “For r × c tables, Lydersen et al. [6] found that the mid-p type I error typically is approximately equal to or slightly less than the nominal level.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [6] 6. Lydersen S, Pradhan V, Senchaudhuri P, Laake P. Comparison of exact tests for association in unordered contingency tables using standard, mid-p, and randomized test versions. Journal of Statistical Computation and Simulation 2005; 75(6):447-458. source
  • May combine two claims.

    Interpretationown data

    Asymptotic power calculations are conservative and useful for powers in the range of practical interest (typically 0.8 or 0.9).

    “This implies that the asymptotic powers are conservative and consequently useful for the powers in the range of practical interest.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    For Hardy-Weinberg equilibrium, approximate unconditional tests performed less well than conditional tests.

    “Maiste and Weir [10] studied various tests for Hardy-Weinberg equilibrium and found that for them, approximate unconditional tests performed less well than conditional tests.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [10] 10. Maiste PJ, Weir BS. Optimal testing strategies for large, sparse multinomial models. Computational Statistics and Data Analysis 2004; 46(3):605-620. source
  • Classified as probably not a substantial claim.

    Interpretationown data

    Asymptotic Pearson's chi-squared or other asymptotic tests should not be used for small sample r × c tables.

    “Moreover, we recommend that the asymptotic Pearson's chi-squared or other asymptotic tests not be used for small sample r × c tables.”
    • Also stated in: § 7. DISCUSSION AND CONCLUSIONS · plain
      “Hence, asymptotic tests should not be used for small sample r × c tables, not even in attempts to reduce the conservatism of exact tests.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    Similar results were reported for multinomial goodness-of-fit tests.

    “Similar results were reported by Tang [19] for multinomial goodness-of-fit tests.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [19] 19. Tang ML. Small-sample study of the use of mid-P power divergence goodness-of-fit tests. Journal of Statistical Computation and Simulation 1998; 62(1-2):137-180. source
  • Probably not a substantial claim: may not pass S4 (based).

    Premisenone given

    The mid-p-value may be computed using the p-value and the point probability.

    “The mid-p-value may be computed using the p-value and the point probability.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisecitation

    In small sample r × c tables, the Pearson statistic and the Read and Cressie statistic give conservative tests, while the LR statistic is quite liberal.

    “Parshall et al. [17] studied various test statistics for asymptotic tests in small sample r × c tables.They found that the Pearson statistic and the Read and Cressie statistic give conservative tests, while the LR statistic is quite liberal.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [17] 17. Parshall CG, Kromrey JD, Dailey R. Comparative performance of three statistical tests of homogeneity for sparse I × J contingency tables. Communications in Statistics-Simulation and Computation 1999; 28(1):275-289. source
  • Classified as probably not a substantial claim.

    Premisenone given

    There is no study of Cochran's criterion for r × c tables.

    “but we have found no study of Cochran's criterion for r × c tables.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationown data

    In small sample unordered r × c tables, an exact conditional mid-p test using Pearson's chi-squared or Fisher-Freeman-Halton's statistic usually has the highest power among the compared tests while approximately preserving the significance level.

    “After extensive simulations, in general we recommend using an exact conditional mid-p test with Pearson's chi-squared or Fisher-Freeman-Halton's statistic, which usually is the most powerful test yet preserve the approximate significance level.”
    Quote in the paperSubstantial claim
  • Classified as probably not a substantial claim. May combine two claims.

    Premisecitation

    Cochran's criterion states that Pearson's asymptotic chi-square test is acceptable when all expected counts m_ij > 1 and no more than 20% of cells have m_ij < 5; otherwise Fisher's exact test is recommended.

    “Cochran's [4] criterion for choice of test in r × c tables is extensively cited (more than 1800 times by 2006).It maintains that Pearson's asymptotic chi-square test is acceptable when all m i j >1 and no more than 20 per cent of the cells have m i j <5.Otherwise, Fisher's exact test is recommended.”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [4] 4. Cochran WG. Some methods for strengthening the common chi squared tests. Biometrics 1954; 10(4):417-451. source
  • Probably not a substantial claim: may not pass S3 (load-bearing). May combine two claims.

    Premisecitation

    For ordered r × c tables, the mid-p score test was the most powerful, with the actual significance level close to the nominal level.

    “Tang [18] compared the asymptotic, conditional, and conditional mid-p score test for ordered r × c tables and found that the mid-p score test was the most powerful, with the actual significance level close to the nominal level.”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [18] 18. Tang ML. Exact and asymptotic power determination for dose-response studies with ordinal response. Biometrical Journal 2002; 44(3):273-287. source
19 of 19
  • The paper relies on this without support.

    The asymptotic Pearson's chi-squared test is not recommended in tables with few counts because the difference between the true significance level and the nominal level may be substantial.

    “The Pearson's chi-squared test is not recommended in tables with few counts, because the difference between the true significance level (the type I error rate) and the nominal significance levels (usually = 0.05) may be substantial.”
  • The paper relies on this without support.

    Lancaster's mid-p adjustment may be applied to make an exact test less conservative.

    “However, Lancaster's mid-p adjustment may be applied to make the test less conservative.”
  • The paper relies on this without support.

    Among methods of computing a p-value, only exact conditional and exact unconditional methods guarantee preservation of the test size.

    “Among the methods of computing a p-value, only the exact conditional and exact unconditional methods guarantee preservation of the test size.”
  • The paper relies on this without support.

    A mid-p test does not always preserve the test size.

    “A mid-p test does not always preserve the test size.”
  • The paper relies on this without support.

    Computing time may be excessive in r × c tables when r > 2 or c > 2, and there is no efficient algorithm for exact unconditional computation.

    “Computing time may be excessive in r × c tables when r >2 or c>2.There is no efficient algorithm for this computation, so we will not pursue it further.”
5 of 5

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

Each contradiction between two passages listed here was confirmed by an independent check.

  • Simulation 8 table dimensions are reversed

    Minor

    The text calls the table in Table IV(b) a 9 × 3 table, but the table caption identifies Simulation 8 as using a 3 × 9 table.

1 of 1

Cites

Flagged first, then by citations

Research works printed but not linked: 2

  1. SAS Institute Inc, 1999, SAS Language Reference [8]
  2. Cytel Inc, 2004, StatXact 6 PROCs for SAS Users. A Software Package for Exact Nonparametric Inferences

Cited by

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Authors
Lydersen, S., Pradhan, V., Senchaudhuri, P., & Laake, P.
Affiliations
  • Norwegian University of Science and Technology (NO)
  • Cytel (United States) (US)
  • University of Oslo (NO)
Corresponding author
Lydersen, S.
Venue
Statistics in Medicine
Publisher
Wiley
Published
2007-02-20
Volume
26
Issue
23
Pages
4328-4343
ISSN
  • 0277-6715 (ISSN-L)
  • 1097-0258
OpenAlex
W2149108580
Cited by
48
References
23
Citations by year
2026: 6 · 2025: 3 · 2024: 3 · 2023: 4 · 2022: 1 · 2021: 2 · 2020: 7 · 2019: 4 · 2018: 5 · 2017: 5 · 2016: 2 · 2015: 1 · 2014: 1 · 2013: 1 · 2012: 2
FWCI
0.31
Type
journal article
Language
en
Open access
Locations
  • Statistics in Medicine (publishedVersion)
  • PubMed (publishedVersion)
Topics
  • Physical Sciences › Mathematics › Statistics and Probability › Probability and Statistical Research
  • Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods in Epidemiology
  • Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods in Clinical Trials
Keywords
association testing, small sample testing, Pearson chi-square test, likelihood ratio test, statistical power, significance level
MeSH terms
Choice Behavior, Norway, Transplantation, Homologous, United States, Models, Statistical, Likelihood Functions, Sample Size

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