The DOI matches its Crossref record; 27 of the 27 references it cites were found in a registry or an index.
Properties of the urn randomization in clinical trials
Abstract
In this article we review the important statistical properties of the urn randomization (design) for assigning patients to treatment groups in a clinical trial. The urn design is the most widely studied member of the family of adaptive biased-coin designs. Such designs are a compromise between designs that yield perfect balance in treatment assignments and complete randomization which eliminates experimental bias. The urn design forces a small-sized trial to be balanced but approaches complete randomization as the size of the trial (n) increases. Thus, the urn design is not as vulnerable to experimental bias as are other restricted randomization procedures. In a clinical trial it may be difficult to postulate that the study subjects constitute a random sample from a well-defined homogeneous population. In this case, a randomization model provides a preferred basis for statistical inference. We describe the large-sample permutational null distributions of linear rank statistics for testing the equality of treatment groups based on the urn design. In general, these permutation tests may be different from those based on the population model, which is equivalent to assuming complete randomization. Poststratified subgroup analyses can also be performed on the basis of the urn design permutational distribution. This provides a basis for analyzing the subset of patients with observed responses when some patients' responses can be assumed to be missing-at-random. For multiple mutually exclusive strata, these tests are correlated. For this case, a combined covariate-adjusted test of treatment effect is described. Finally, we show how to generalize the urn design to a prospectively stratified trial with a fairly large number of strata.
Overview
Integrity signals
Registry
Cites
Statistics
Verification
Claims the paper makes
Claims other papers make about this one
Each is checked against this paper’s own text: does it say what the citing paper says it does?
In the citing paper
“To address these aims, participants were randomized to one of four intervention arms using an urn randomization scheme (27) and received either nonpersonalized, generalized dietary advice (Control; Level 0), or one of three levels of PN.”
From Effect of an Internet-based, personalized nutrition randomized trial on dietary changes associated with the Mediterranean diet: the Food4Me Study (2016) · cites this paper as [27]
Citations
Cites
Nonparametrics: Statistical Methods Based on Ranks
Mergenthaler, M. J., & Lehmann, E. L. (1979) · Technometrics · doi:10.2307/1268531 · Cited by 3,353
Nonparametrics: Statistical Methods Based on Ranks.
Beaver, R. J., & Lehmann, E. L. (1976) · Biometrics · doi:10.2307/2529529 · Cited by 2,067
Forcing a sequential experiment to be balanced
EFRON, B. (1971) · Biometrika · doi:10.1093/biomet/58.3.403 · Cited by 873
Properties of permuted-block randomization in clinical trials
Matts, J. P., & Lachin, J. M. (1988) · Controlled Clinical Trials · doi:10.1016/0197-2456(88)90047-5 · Cited by 321
An application of an urn model to the design of sequential controlled clinical trials.
Wei, L. J. (1978) · Journal of the American Statistical Association · doi:10.1080/01621459.1978.10480054 · Cited by 271
Self-citationAllocation of Patients to Treatment in Clinical Trials
Pocock, S. (1979) · Biometrics · doi:10.2307/2529944 · Cited by 246
Two-Sample Repeated Significance Tests Based on the Modified Wilcoxon Statistic
SLUD, E. V., & Wei, L. (1982) · Journal of the American Statistical Association · doi:10.1080/01621459.1982.10477899 · Cited by 244
Design for the Control of Selection Bias
Blackwell, D., & Hodges, J. L. (1957) · The Annals of Mathematical Statistics · doi:10.1214/aoms/1177706973 · Cited by 209
The Adaptive Biased Coin Design for Sequential Experiments
Wei, L. (1978) · The Annals of Statistics · doi:10.1214/aos/1176344068 · Cited by 205
Statistical properties of randomization in clinical trials
Lachin, J. M. (1988) · Controlled Clinical Trials · doi:10.1016/0197-2456(88)90045-1 · Cited by 200
Friedman, B. (1949) · Communications on Pure and Applied Mathematics · doi:10.1002/cpa.3160020103 · Cited by 186
Properties of simple randomization in clinical trials
Lachin, J. M. (1988) · Controlled Clinical Trials · doi:10.1016/0197-2456(88)90046-3 · Cited by 175
A Class of Designs for Sequential Clinical Trials
Wei, L. (1977) · Journal of the American Statistical Association · doi:10.1080/01621459.1977.10481005 · Cited by 164
Sequential Treatment Allocation Using Biased Coin Designs
Smith, R. L. (1984) · Journal of the Royal Statistical Society Series B (Statistical Methodology) · doi:10.1111/j.2517-6161.1984.tb01323.x · Cited by 122
Constructing exact significance tests with restricted randomization rules
Mehta, C. R., Patel, N. R., & Wei, L. (1988) · Biometrika · doi:10.1093/biomet/75.2.295 · Cited by 62
$K$-Treatment Comparisons with Restricted Randomization Rules in Clinical Trials
Wei, L., Smythe, R. T., & Smith, R. L. (1986) · The Annals of Statistics · doi:10.1214/aos/1176349854 · Cited by 58
Byar, D. P. (1972) · PubMed · Cited by 58
An Application of an Urn Model to the Design of Sequential Controlled Clinical Trials
Wei, L. (1978) · Journal of the American Statistical Association · doi:10.2307/2286600 · Cited by 57
Self-citationThe use of random allocation for the control of selection bias
Stigler, S. M. (1969) · Biometrika · doi:10.1093/biomet/56.3.553 · Cited by 40
Two-Sample Repeated Significance Tests Based on the Modified Wilcoxon Statistic
SLUD, E. V., & Wei, L. J. (1982) · Journal of the American Statistical Association · doi:10.2307/2287319 · Cited by 40
Self-citationSignificance tests with Restricted Randomization Design
Smythe, R. T., & Wei, L. (1983) · Biometrika · doi:10.1093/biomet/70.2.496 · Cited by 34
Halpern, J., & Brown, B. W. (1986) · Statistics in Medicine · doi:10.1002/sim.4780050303 · Cited by 34
A Class of Designs for Sequential Clinical Trials
Wei, L. (1977) · Journal of the American Statistical Association · doi:10.2307/2286803 · Cited by 28
Self-citationOn the random allocation design for the control of selection bias in sequential experiments
Wei, L. (1978) · Biometrika · doi:10.1093/biomet/65.1.79 · Cited by 22
A class of treatment assignment rules for sequential experiments
Wei, L. (1978) · Communication in Statistics- Theory and Methods · doi:10.1080/03610927808827621 · Cited by 21
Conditional Inference for Restricted Randomization Designs
Smythe, R. T. (1988) · The Annals of Statistics · doi:10.1214/aos/1176350952 · Cited by 10
Two-sample post-stratified or subgroup analysis with restricted randomization rules
Davis, C. S. (1989) · Communication in Statistics- Theory and Methods · doi:10.1080/03610928908829904 · Cited by 5
Research works printed but not linked: 1
- Cox, 1982, A remark on randomization in clinical trials, Utilitas Math, 21A, 245
Cited by
Sorted by citations
(1993) · New England Journal of Medicine · doi:10.1056/nejm199309303291401 · Cited by 24,667
The effect of angiotensin-converting-enzyme inhibition on diabetic nephropathy
Lewis, E. J., Hunsicker, L. G., Bain, R. P., & Rohde, R. D. (1993) · New England Journal of Medicine · doi:10.1056/nejm199311113292004 · Cited by 5,394
McConnell, J. D., Roehrborn, C. G., Bautista, O. M., Andriole, G. L., Dixon, C. M., Kusek, J. W., Lepor, H., McVary, K. T., Nyberg, L. M., Clarke, H. S., et al. (2003) · New England Journal of Medicine · doi:10.1056/nejmoa030656 · Cited by 2,046
Prevention of recurrent preterm delivery by 17 alpha–hydroxyprogesterone caproate
Meis, P. J., Klebanoff, M., Thom, E., Dombrowski, M. P., Sibai, B., Moawad, A. H., Spong, C. Y., Hauth, J. C., Miodovnik, M., Varner, M. W., et al. (2003) · New England Journal of Medicine · doi:10.1056/nejmoa035140 · Cited by 1,555
Effects of Psilocybin-Assisted Therapy on Major Depressive Disorder: A Randomized Clinical Trial
Davis, A. K., Barrett, F. S., May, D. G., Cosimano, M. P., Sepeda, N. D., Johnson, M. W., Finan, P. H., & Griffiths, R. R. (2021) · JAMA Psychiatry · doi:10.1001/jamapsychiatry.2020.3285 · Cited by 1,301
Metadata
- Authors
- Wei, L. J., & Lachin, J. M.
- Affiliations
- University of Michigan (US)
- George Washington University (US)
- Corresponding author
- Lachin, John M.
- Venue
- Controlled Clinical Trials
- Publisher
- Elsevier BV
- Published
- 1988-12
- Volume
- 9
- Issue
- 4
- Pages
- 345-364
- ISSN
- 0197-2456 (ISSN-L)
- OpenAlex
- W2080083219
- Cited by
- 308
- References
- 24
- Citations by year
- 2026: 4 · 2025: 8 · 2024: 13 · 2023: 14 · 2022: 6 · 2021: 21 · 2020: 14 · 2019: 14 · 2018: 6 · 2017: 11 · 2016: 13 · 2015: 9 · 2014: 23 · 2013: 10 · 2012: 17
- FWCI
- 3.39
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Controlled Clinical Trials (publishedVersion)
- PubMed (publishedVersion)
- Deep Blue (University of Michigan) (acceptedVersion)
- Funders
- National Institutes of Health (1r01am035952-01, 7r01ca045122-01)
- National Cancer Institute (R01-CA-45122)
- National Institute of Diabetes and Digestive and Kidney Diseases (N01-DK-2-2206)
- Topics
- Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods in Clinical Trials
- Social Sciences › Decision Sciences › Management Science and Operations Research › Optimal Experimental Design Methods
- Physical Sciences › Mathematics › Statistics and Probability › Advanced Causal Inference Techniques
- Keywords
- restricted randomization, experimental bias, permutation tests, linear rank statistics
- MeSH terms
- Clinical Trials as Topic, Humans, Prospective Studies, Random Allocation, Research Design, Statistics as Topic, Models, Statistical
About these checks
Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
Statistics and arithmetic are recomputed, not judged.
Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.
What counts as a claim ›How we measure confidence ›How we check this ›
Are you an author, or do you see a problem with this page? Request a review