Cited by 137Complementary and Alternative Medicine StudiesTraditional Chinese Medicine StudiesHerbal Medicine and Trade Cooperation

Future development of global regulations of Chinese herbal products

Open access
Fan, Tai-Ping, Deal, Greer, Koo, Hoi-Lun, Rees, Daryl, Sun, He, Chen, Shaw, Dou, Jin-Hui, Makarov, Valery G. +9 more·2012·Journal of Ethnopharmacology

Abstract

ETHNOPHARMACOLOGICAL RELEVANCE: GP-TCM is the first EU-funded Coordination Action consortium dedicated to traditional Chinese medicine (TCM) research. One of the key deliverables of the Work Package 7 in GP-TCM was to investigate information of the existing requirements for registration of TCM products listed by global regulatory bodies. The paper aims to collate data and draw comparison of these regulations. Case studies are also presented to illustrate the problems involved in registering TCM products in different regions worldwide. MATERIALS AND METHODS: A collaborative network task force was established during the early stage of the GP-TCM project and operated through exchanges, teleconferences and focused discussions at annual meetings. The task force involved coordinators, academics who are actively involved with R&D of Chinese herbal medicines, experts on monographic standards of Chinese materia medica, representatives from regulatory agencies, experts from industries in marketing Chinese medicines/herbal medicines and natural products. The co-ordinators took turns to chair teleconferences, led discussions on specific issues at AGM discussion sessions, at joint workshops with other work-packages such as WP1 (quality issues), WP3 (toxicology issues) and WP6 (clinical trial issues). Collectively the authors were responsible for collating discussion outcomes and updating written information. RESULTS: A global overview of regulations on herbal registration has been compiled during the three years of the consortium. The regulatory requirements for registration of herbal products in the EU and China were compared, and this is extended to other regions/countries: Africa, Australia, Brazil, Canada, Japan, Russia, South Korea, Taiwan, and the United States. A wide variation of the regulations for the categories of herbal products exists: food (functional food, novel foods, dietary food for special medical purpose, foods for particular nutritional use, food supplement); cosmetic, traditional herbal medicine products; herbal medicines for human use and veterinary use. CONCLUSION: The regulatory issues for registration of herbal products are complicated among the countries and regions worldwide. The information summarised in the text is for reference only. Some regulations which are presented in this review are still in legislation process and may change in due course. Before taking any regulatory action, readers are advised to consult current official legislation and guidance and/or to seek appropriate professional advice. The lessons learnt from global regulation of TCM will provide valuable insights for regulation of other traditional medicine such as Ayurveda and Unani medicine, as well as other forms of indigenous medicine. The WHO is well placed to co-ordinate a consultation process with the aim of putting forward suggestions for harmonisation to key regulatory agencies.

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  • Around 25 percent of the total applications to the USFDA's botanical pathway are based on Chinese medicine herbs.

    “Moreover, around 25 percent of the total applications are based on Chinese medicine herbs.”

    From Indian Imaginaries of Chinese Success in the Global Herbal Medicine Market (2019) · cites this paper as Tai-Ping Fan et al. 2012, 579

    Section 2.11.2 says about a quarter of the INDs concern botanical products originating from TCM herbs. It separately counts more than 400 pre-INDs and INDs submitted to the FDA, but does not say that a quarter of all those applications concern TCM herbs. (LLM, conf=0.86)

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  • Most of the over 400 pre-INDs and INDs submitted are intended for phase I and II studies to investigate preliminary safety/efficacy; few are intended for phase III trials leading to approvals of new drugs.

    “In fact, most of the over 400 pre-INDs and INDs submitted are intended for phase I and II studies to investigate preliminary safety/efficacy; few are intended for phase III trials leading to approvals of new drugs.”

    From Indian Imaginaries of Chinese Success in the Global Herbal Medicine Market (2019) · cites this paper as Tai-Ping Fan et al. 2012, 579

  • Chinese herbal medicine products used in clinics in the United States are primarily regulated as dietary supplements.

    “Chinese herbal medicine products used in clinics in the United States are primarily regulated as dietary supplements.”

    From Indian Imaginaries of Chinese Success in the Global Herbal Medicine Market (2019) · cites this paper as Tai-Ping Fan et al. 2012

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Research works printed but not linked: 3

  1. Carvalho, A.C.B., Perfeito, J.P.S., Costa e Silva, L.V., Ramalho, L.S., Marques, R.F.d.O., Silveira, D., 2011. Regulation of herbal medicines in Brazil: advances and per- spectives. Brazilian Journal of Pharmaceutical Sciences 47, 467-473.
  2. Uzuner, H., Bauer, R., Fan, T.P., Guo, D.A., Dias, A., El-Nezami, H., Efferth, T., Williamson, E.M., Heinrich, M., Robinson, N., Hylands, P.J., Hendry, B.M., Cheng, Y.-C., Xu, Q., 2012. Traditional Chinese medicine research in the post- genomic era: good practice, priorities, challenges and opportunities. Journal of Ethnopharmacology 140, 458-468.
  3. Xu, S.P., Yang, Y.Y., Xue, D., Liu, J.X., Liu, X.M., Fan, T.P., le Pan, R., Li, P., 2011. Cognitive-enhancing effects of polygalasaponin hydrolysate in A␤(25-35)- induced amnesic mice. Evidence Based Complementary Alternative Medicine, doi:10.1155/2011/839720. · DOI

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Authors
Fan, T.-P., Deal, G., Koo, H.-L., Rees, D., Sun, H., Chen, S., Dou, J.-H., Makarov, V. G., Pozharitskaya, O. N., Shikov, A. N., Kim, Y. S., Huang, Y.-T., Chang, Y. S., Jia, W., Dias, A., Wong, V. C.-W., & Chan, K.
Affiliations
  • University of Cambridge (GB)
  • Tianjin University (CN)
  • United States Food and Drug Administration (US)
  • National Research Institute of Chinese Medicine (TW)
  • China Medical University (TW)
  • University of British Columbia (CA)
  • University of Minho (PT)
  • Hospital Authority (HK)
  • The University of Sydney (AU)
Corresponding author
  • Fan, Tai-Ping
  • Chan, Kelvin
Venue
Journal of Ethnopharmacology
Publisher
Elsevier BV
Published
2012-04
Volume
140
Issue
3
Pages
568-586
ISSN
0378-8741 (ISSN-L)
OpenAlex
W2144409226
Cited by
137
References
0
Citations by year
2026: 6 · 2025: 11 · 2024: 18 · 2023: 4 · 2022: 5 · 2021: 8 · 2020: 12 · 2019: 11 · 2018: 10 · 2017: 11 · 2016: 9 · 2015: 14 · 2014: 7 · 2013: 7 · 2012: 4
FWCI
24.93
Type
journal article
Language
en
Open access
Locations
  • Journal of Ethnopharmacology (publishedVersion, cc-by-nc-nd)
  • PubMed (publishedVersion)
Funders
European Commission
Topics
  • Health Sciences › Medicine › Complementary and alternative medicine › Complementary and Alternative Medicine Studies
  • Health Sciences › Medicine › Complementary and alternative medicine › Traditional Chinese Medicine Studies
  • Social Sciences › Economics, Econometrics and Finance › Economics and Econometrics › Herbal Medicine and Trade Cooperation
Keywords
traditional Chinese medicine, Chinese herbal products, regulatory requirements, herbal medicine regulation, dietary supplements, functional foods, herbal cosmetics, veterinary herbal medicine, European Union regulation
MeSH terms
Africa, Asia, Australia, Brazil, China, Consumer Product Safety, Drugs, Chinese Herbal, European Union, Forecasting, Humans, Legislation, Drug, Legislation, Food, Medicine, Chinese Traditional, Phytotherapy, Plants, Medicinal, United States, Government Regulation, Internationality

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