Cited by 34Asymmetric Synthesis and CatalysisN-Heterocyclic Carbenes in Organic and Inorganic ChemistrySynthesis of β-Lactam Compounds

Enantioselective Synthesis of Tricyclic β-Lactones by NHC-Catalyzed Desymmetrization of Cyclic 1,3-Diketones

Open access
Shee, Sayan, Mukherjee, Subrata, Gonnade, Rajesh G., Biju, Akkattu T.·2020·Organic Letters

Abstract

The NHC-catalyzed desymmetrization of cyclic-1,3-diketones allowing the enantioselective construction of tricyclic β-lactones with five contiguous stereocenters, including two quaternary stereocenters, has been developed. The mild and operationally simple addition of α-bromoenals to cyclopentane-1,3-diketone derivatives proceeds via the initial formation of chiral α,β-unsaturated acylazolium intermediates and culminates in a cascade reaction, following the Michael-aldol-lactonization pathway to deliver the β-lactone derivatives in moderate to good yields and excellent selectivity.

AI snapshot

Written from the paper’s full text.

TL;DR

An NHC-catalyzed desymmetrization of cyclic 1,3-diketones with 2-bromoenals delivers tricyclic β-lactones in high diastereo- and enantioselectivity. Optimized conditions (triazolium salt 4, Na2CO3, LiOAc, 4 Å MS, CHCl3, 25 °C, 48 h) give up to 65% yield with >20:1 dr and >99% ee.

Key findings

  • Optimization of the model reaction (1a + 2a) identified the best conditions as triazolium salt 4 (10 mol%), Na2CO3 (3.2 equiv), 20 mol% LiOAc, 4 Å MS, CHCl3 (3 mL), 25 °C, 48 h, giving 65% yield, >20:1 dr, >99% ee (entry 35); the same conditions without LiOAc/MS gave 54% yield and 5:1 dr (entry 23).
  • The substrate scope generally afforded >99% ee with yields ranging from 38% (3t) to 71% (3i); a few substrates were lower (3h 86% ee, 3d 90% ee, 3q 96% ee, 3r 98% ee, 3w 98% ee).
  • X-ray crystallography of 3a established the absolute configuration as S, R, R, R and R at C1, C2, C4, C5 and C6, with a Flack parameter of 0.05(3).
  • A 1.0 mmol scale reaction of 3a gave 61% yield, >99% ee and >20:1 dr; ring-opening/functionalization gave 7 (94% yield), amide 8 (84% yield) and enone 9 (87% yield).

Methods

  • Optimization screening of the model reaction between 2-bromocinnamaldehyde 1a and 2-methyl-2-(2-nitroethyl)cyclopentane-1,3-dione 2a, varying NHC precatalyst, base, solvent, temperature, stoichiometry and additives; yields determined by ¹H NMR with CH2Br2 internal standard, dr by ¹H NMR, ee by chiral HPLC.
  • General enantioselective procedure: diketone 2 (0.25 mmol), 2-bromoenal 1 (0.5 mmol), triazolium salt 4 (10 mol%), LiOAc (0.05 mmol), 4 Å MS (100 mg), Na2CO3 (0.8 mmol), CHCl3 (3 mL), 25 °C (or 50 °C for some substrates), 48 h; products purified by flash chromatography and characterized by NMR, HRMS, FTIR, optical rotation and chiral HPLC.
  • Single-crystal X-ray diffraction of 3a (Cu Kα, 100 K, chiral space group P2₁) used to assign absolute configuration; racemic standards prepared with N-mesityl triazolium-derived carbene.

Limitations

  • Not stated in the paper (the provided text is the Supporting Information and contains no explicit limitations section).
  • Evident from the data: several substrates required elevated temperature (50 °C) and gave modest yields (38–51%, e.g. 3t, 3u, 3v, 3w, 3x), and a few products showed reduced enantioselectivity (86–98% ee for 3h, 3d, 3q, 3r, 3w), indicating the scope is not uniformly high-yielding or highly selective.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1021/acs.orglett.0c01756

Cites

73 of 73 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

  • Findingown data

    Compound 3x was obtained in 45% yield.

    “afforded (2aR,3S,4R,5aR,8aR)-5a-cinnamyl--3-phenylhexahydro-2H-indeno[3a,4-b]oxete-2,6(2aH)-dione (3x) as a white solid (47 mg, 45% yield).”
    Quote in the paperNot a substantial claim
  • Findingown data

    Compound 3w was obtained with 98% enantiomeric excess.

    “ee = 98%”
    Quote in the paperSubstantial claim
  • Findingown data

    Compound 3y was obtained in 60% yield.

    “afforded (2aR,3S,4R,5aR,8aR)-5a-methyl-4-nitro-3phenyl-3,4,5,5a-tetrahydro-2H-indeno [3a,4-b]oxete-2,6(2aH)-dione 3y as a white solid (47 mg, 60% yield).”
    Quote in the paperNot a substantial claim
  • Findingown data

    Compound 3s was obtained in 42% yield.

    “afforded(2aR,3S,4R,5aR,8aR)-5a-methyl-4-nitro-3-(thiophen-3-yl)hexahydro-2H-indeno [3a,4-b]oxete-2,6(2aH)-dione 3s as a colorless solid (33 mg, 42% yield).”
    Quote in the paperNot a substantial claim
  • Findingown data

    Compound 7 was obtained in 94% yield.

    “afforded methyl(3aR,4R,5S,6R,7aR)-3a-hydroxy-7a-methyl-6-nitro-1-oxo-5phenyloctahydro-1H-indene-4-carboxylate 7as a yellow solid (65 mg, 94% yield).”
    Quote in the paperNot a substantial claim
  • Classified as probably not a substantial claim. 14
  • May combine two claims. 11
  • The quote only partly states this claim. 10
  • Probably not a substantial claim: may not pass S1 (asserted), S3 (load-bearing), S4 (based).

    Findingnone given

    Compound 3v was obtained with >99% enantiomeric excess.

    “ee = >99%”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingown data

    Compound 3u was obtained in 40% yield.

    “afforded (2aR,3S,4R,5aR,8aR)-5a-(4-methoxybenzyl)-4-nitro-3-phenylhexahydro-2H-indeno[3a,4b]oxete-2,6(2aH)-dione 3u as a white solid (42 mg, 40% yield).”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S1 (asserted), S3 (load-bearing), S4 (based).

    Findingnone given

    Compound 3z was obtained with >99% enantiomeric excess.

    “ee = >99%”
    Quote in the paperNot a substantial claim
  • May combine two claims. The quote only partly states this claim.

    Findingown data

    3j was obtained in 65% yield with >99% ee.

    “afforded (2aR,3S,4R,5aR,8aR)-5a-methyl-4-nitro-3-(o-tolyl)hexahydro-2H-indeno[3a,4-b]oxete-2,6(2aH)-dione 3j as a colorless solid (54 mg, 65% yield).”
    • Also stated in: § 2-Methyl-2-(2-nitroethyl)-1H-indene-1,3(2H)-dione (2z) · plain
      “ee = >99%”
    Quote in the paperNot a substantial claim
  • May combine two claims. The quote only partly states this claim.

    Findingown data

    3i was obtained in 71% yield with >99% ee.

    “afforded (2aR,3S,4R,5aR,8aR)-3-(2-methoxyphenyl)-5a-methyl-4-nitrohexahydro-2H-indeno[3a,4-b]oxete-2,6(2aH)-dione 3i as a yellow solid (62 mg, 71% yield).”
    • Also stated in: § 2-Methyl-2-(2-nitroethyl)-1H-indene-1,3(2H)-dione (2z) · plain
      “ee = >99%”
    Quote in the paperNot a substantial claim
  • May combine two claims. The quote only partly states this claim.

    Findingown data

    3o was obtained in 53% yield with >99% ee.

    “afforded(2aR,3S,4R,5aR,8aR)-3-(3-bromo-4methoxyphenyl)-5a-methyl-4-nitrohexahydro-2H-indeno[3a,4-b]oxete-2,6(2aH)-dione 3o as a yellow solid ( 56.3 mg, 53% yield).”
    • Also stated in: § 2-Methyl-2-(2-nitroethyl)-1H-indene-1,3(2H)-dione (2z) · plain
      “ee = >99%”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    Using 20 mol% LiOAc as additive under the modified conditions (entry 30) gives 59% yield, >20:1 dr, and >99% ee.

    “30 g 20 mol% LiOAc as additive 59 >20:1 >99”
    Quote in the paperSubstantial claim
  • May combine two claims. The quote only partly states this claim.

    Findingown data

    3k was obtained in 45% yield with >99% ee.

    “afforded(2aR,3S,4R,5aR,8aR)-3-(2-fluorophenyl)-5a-methyl-4nitrohexahydro-2H-indeno [3a,4-b]oxete-2,6(2aH)-dione 3k as a white solid (35 mg, 45% yield).”
    • Also stated in: § 2-Methyl-2-(2-nitroethyl)-1H-indene-1,3(2H)-dione (2z) · plain
      “ee = >99%”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingown data

    Compound 8 was obtained in 84% yield.

    “afford the (3aR,4R,5S,6R,7aR)-N-benzyl-3a-hydroxy-7a-methyl-6-nitro-1-oxo-5-phenyloctahydro-1Hindene-4-carboxamide (8) as a yellow solid (44.3 mg, 84% yield).”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingown data

    Compound 3w was obtained in 40% yield.

    “afforded(2aR,3S,4R,5aS,8aR)-5a-(furan-2-ylmethyl)-4-nitro-3-phenylhexahydro-2H indeno [3a,4-b]oxete-2,6(2aH)-dione 3w as a white solid (38 mg, 40% yield).”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingown data

    Compound 3h was obtained in 46% yield.

    “afforded (2aR,3S,4R,5aR,8aR)-5a-methyl-4nitro-3-(4-(trifluoromethyl)phenyl)hexahydro-2H-indeno[3a,4-b]oxete-2,6(2aH)-dione 3h as a colorless solid (44 mg, 46% yield).”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S1 (asserted), S3 (load-bearing), S4 (based).

    Findingnone given

    Compound 3u was obtained with >99% enantiomeric excess.

    “ee = >99%”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    Using 20 mol% LiOAc and 4 Å MS as additive (entry 35) gives 65% yield, >20:1 dr, and >99% ee.

    “35 g 20 mol % LiOAc, & 4 Å MS as additive 65 >20:1 >99”
    Quote in the paperSubstantial claim
  • The quote only partly states this claim.

    Findingown data

    Compound 7 was obtained with >99% enantiomeric excess.

    “ee = >99%”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    Using 20 mol% LiOAc and 4 Å MS as additive (entry 32) gives 61% yield, >20:1 dr, and >99% ee.

    “32 g 20 mol% LiOAc & 4 Å MS as additive 61 >20:1 >99”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingown data

    Compound 3t was obtained in 38% yield.

    “afforded (2aR,3S,4R,5aR,8aR)-5a-benzyl-4-nitro-3-phenylhexahydro-2H-indeno[3a,4b]oxete-2,6(2aH)-dione 3t as a white solid (37 mg, 38% yield).”
    Quote in the paperNot a substantial claim
  • May combine two claims. The quote only partly states this claim.

    Findingown data

    3q was obtained in 52% yield with 96% ee.

    “afforded (2aR,3R,4R,5aR,8aR)-3-(furan-2-yl)-5a-methyl-4-nitrohexahydro-2H-indeno[3a,4-b]oxete-2,6(2aH)-dione 3q as a white solid (40 mg, 52% yield).”
    • Also stated in: § (2aR,3S,4R,5aR,8aR)-3-(3-Bromo-4-methoxyphenyl)-5a-methyl-4-nitrohexahydro-2Hindeno[3a,4-b]oxete-2,6(2aH)-dione (3o) · plain
      “ee = 96%”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingown data

    2-(4-Nitrobenzyl)-2-(2-nitroethyl)cyclopentane-1,3-dione (2v) was obtained in 70% yield.

    “afforded 2-(4-nitrobenzyl)-2-(2-nitroethyl)cyclopentane-1,3-dione 2v as a yellow solid (302 mg, 70% yield).”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingown data

    Compound 3z was obtained in 55% yield.

    “afforded methyl (2R,3S,4R,4aS,9aR)-4a-hydroxy-9a-methyl-2-nitro-9-oxo-3-phenyl-2,3,4,4a,9, 9a-hexahydro-1H-fluorene-4-carboxylate 3z as a white solid (54 mg, 55% yield).”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S1 (asserted), S3 (load-bearing), S4 (based).

    Findingnone given

    Compound 3f was obtained with >99% enantiomeric excess.

    “ee = >99%”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingown data

    Compound 3r was obtained in 45% yield.

    “afforded (2aR,3R,4R,5aR,8aR)-5a-methyl-4-nitro-3-(thiophen-2-yl)hexahydro-2H-indeno[3a,4-b]oxete-2,6(2aH)-dione 3r as a white solid (37 mg, 45% yield).”
    Quote in the paperNot a substantial claim
  • May combine two claims. The quote only partly states this claim.

    Findingown data

    Under standard conditions (1a 0.25 mmol, 2a 0.25 mmol, 4 10 mol%, Na2CO3 2.2 equiv, CHCl3 2.0 mL, 25 °C, 12 h), the reaction gives 35% yield, 4:1 dr, and 96% ee.

    “1 none 35 4:1 96”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S1 (asserted), S3 (load-bearing), S4 (based).

    Findingnone given

    Compound 3y was obtained with >99% enantiomeric excess.

    “ee = >99%”
    Quote in the paperNot a substantial claim
  • May combine two claims. The quote only partly states this claim.

    Findingown data

    3n was obtained in 46% yield with >99% ee.

    “afforded (2aR,3S,4R,5aR,8aR)-3-(3,4-dichloro phenyl)-5a-methyl-4-nitrohexahydro-2H-indeno[3a,4-b]oxete-2,6(2aH)-dione 3n as a yellow solid (44 mg, 46% yield).”
    • Also stated in: § 2-Methyl-2-(2-nitroethyl)-1H-indene-1,3(2H)-dione (2z) · plain
      “ee = >99%”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingown data

    Compound 3m was obtained in 44% yield.

    “afforded (2aR,3S,4R,5aR,8aR)-3-(3-chlorophenyl)-5a-methyl-4-nitrohexahydro-2H-indeno[3a,4-b]oxete-2,6(2aH)-dione 3m as a white solid (38 mg, 44% yield).”
    Quote in the paperNot a substantial claim
  • The quote only partly states this claim.

    Findingown data

    Compound 9 was obtained with >99% enantiomeric excess.

    “ee = >99%”
    Quote in the paperNot a substantial claim
  • May combine two claims. The quote only partly states this claim.

    Findingown data

    3l was obtained in 51% yield with >99% ee.

    “ee = >99%”
    Quote in the paperNot a substantial claim
27 of 27

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

Each contradiction between two passages listed here was confirmed by an independent check.

  • The proton count reported for 2y falls short of its formula

    Minor

    The listed 1H NMR integrations total eight hydrogens, including a two-hydrogen methyl singlet, whereas the stated formula contains nine hydrogens.

  • The bromoenal for compound 3l is labeled as a diketone-series compound

    Minor

    The 3l procedure calls its bromoenal "2l," although the general procedure assigns the 1 series to bromoenals and the 2 series to cyclopentane-1,3-dione derivatives.

  • Compound 3j's stated mass-spectrometry adduct conflicts with its formula

    Minor

    The peak is labeled as a sodium adduct, but the stated calculated formula contains potassium (K) rather than sodium (Na).

3 of 3

Cites

Flagged first, then by citations

Research works printed but not linked: 2

  1. 10.3762/bjoc.12.47 · DOI
  2. 10.1055/s-0034-1378692 · DOI

Cited by

Sorted by citations

Authors
Shee, S., Mukherjee, S., Gonnade, R. G., & Biju, A. T.
Affiliations
  • Indian Institute of Science Bangalore (IN)
  • National Chemical Laboratory (IN)
Corresponding author
Biju, Akkattu T.
Venue
Organic Letters
Published
2020-07-01
Volume
22
Issue
14
Pages
5407-5411
ISSN
  • 1523-7052 (ISSN-L)
  • 1523-7060
OpenAlex
W3039364618
Cited by
34
References
72
Citations by year
2025: 3 · 2024: 7 · 2023: 4 · 2022: 6 · 2021: 12 · 2020: 2
FWCI
2.19
Type
journal article
Language
en
Open access
Locations
  • Organic Letters (publishedVersion)
  • PubMed (publishedVersion)
  • NOT FOUND REPOSITORY (Indian Institute of Science Bangalore) (submittedVersion)
Funders
  • Science and Engineering Research Board (EMR/2016/007021)
  • Indian Institute of Science
Topics
  • Physical Sciences › Chemistry › Organic Chemistry › Asymmetric Synthesis and Catalysis
  • Physical Sciences › Chemistry › Organic Chemistry › N-Heterocyclic Carbenes in Organic and Inorganic Chemistry
  • Physical Sciences › Chemistry › Organic Chemistry › Synthesis of β-Lactam Compounds
Keywords
asymmetric synthesis, N-heterocyclic carbene catalysis, desymmetrization, cyclic 1,3-diketones, cascade reactions, quaternary stereocenters, contiguous stereocenters

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