Cited by 3,332Topological Materials and PhenomenaQuantum Mechanics and Non-Hermitian PhysicsAdvanced Condensed Matter Physics

The DOI matches its Crossref record; 48 of the 48 references it cites were found in a registry or an index; none of the 13 sources its claims cite is checked for support yet.

Photonic Floquet topological insulators

Open access

Abstract

Topological insulators are a new phase of matter, with the striking property that conduction of electrons occurs only on their surfaces. In two dimensions, electrons on the surface of a topological insulator are not scattered despite defects and disorder, providing robustness akin to that of superconductors. Topological insulators are predicted to have wide-ranging applications in fault-tolerant quantum computing and spintronics. Substantial effort has been directed towards realizing topological insulators for electromagnetic waves. One-dimensional systems with topological edge states have been demonstrated, but these states are zero-dimensional and therefore exhibit no transport properties. Topological protection of microwaves has been observed using a mechanism similar to the quantum Hall effect, by placing a gyromagnetic photonic crystal in an external magnetic field. But because magnetic effects are very weak at optical frequencies, realizing photonic topological insulators with scatter-free edge states requires a fundamentally different mechanism—one that is free of magnetic fields. A number of proposals for photonic topological transport have been put forward recently. One suggested temporal modulation of a photonic crystal, thus breaking time-reversal symmetry and inducing one-way edge states. This is in the spirit of the proposed Floquet topological insulators, in which temporal variations in solid-state systems induce topological edge states. Here we propose and experimentally demonstrate a photonic topological insulator free of external fields and with scatter-free edge transport—a photonic lattice exhibiting topologically protected transport of visible light on the lattice edges. Our system is composed of an array of evanescently coupled helical waveguides arranged in a graphene-like honeycomb lattice. Paraxial diffraction of light is described by a Schrödinger equation where the propagation coordinate (z) acts as ‘time’. Thus the helicity of the waveguides breaks z-reversal symmetry as proposed for Floquet topological insulators. This structure results in one-way edge states that are topologically protected from scattering.

Overview

AI snapshot

Written from the paper’s full text.

TL;DR

The paper proposes and experimentally realizes a photonic Floquet topological insulator using helical waveguides in a honeycomb lattice, where a fictitious gauge field opens a band gap and creates one-way edge states without any external magnetic field. Light is shown to travel along lattice edges and around corners and defects without backscattering or scattering into the bulk.

Key findings

  • A honeycomb array of helical waveguides exhibits a Floquet band gap at the Dirac points when the helix radius is nonzero; at R=0 the edge states are flat and degenerate, while at R=8 µm they acquire opposite slopes and support clockwise circulation with no counter-propagating edge states.
  • Experiments at 633 nm over 10 cm propagation show light launched near a zig-zag edge moving around a corner onto an armchair edge without backscattering or bulk scattering; a missing waveguide defect is also bypassed without backscattering.
  • The edge-state group velocity depends non-monotonically on helix radius: tight-binding theory predicts a maximum at R=10.3 µm, while experiments suggest the maximum lies between 6 µm and 10 µm; at R=16 µm the group velocity approaches zero and bending losses become large.
  • The authors describe this as the first experimental photonic topological insulator requiring no external field and operating at optical frequencies.

Methods

  • Fused-silica photonic lattices were fabricated by femtosecond direct laser writing, with elliptical waveguides of 11 µm and 3 µm diameters, nearest-neighbor spacing b=15 µm, lattice constant a=26 µm, refractive-index increase of 7×10⁻⁴, and 10 cm propagation length.
  • Propagation was modeled with a paraxial Schrödinger-type equation; transforming to the helical frame produces a spatially uniform circular vector potential, and coupled-mode/tight-binding theory plus Floquet-Bloch analysis gives the band structure and edge-state dispersion.
  • Experiments launched 633 nm beams into edge or corner waveguides of triangular lattices with varying helix radius R, including a lattice with a missing waveguide defect; output facet intensity was imaged and compared with beam-propagation-method simulations.

Limitations

  • Stated in the paper: the experimental maximum group velocity is between 6 µm and 10 µm, whereas tight-binding theory gives 10.3 µm, which the authors attribute to experimental error; a small uncertainty in the coupling constant c(λ) causes simulations to advance slightly farther along the edge than experiments; at R=16 µm bending/radiation losses are large and couple power into free-space scattering modes.
  • Evident from the text: the demonstration is classical, linear, single-wavelength, and limited to specific fabricated honeycomb geometries; the paper does not test nonlinear interactions, entangled photons, or a broad range of disorder types, and topological protection is inferred from absence of backscattering in the reported configurations.

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Integrity signals

Registry

Crossref · 10.1038/nature12066

Cites

48 of 48 references verified0 citation errors · 0 not checkable

Statistics

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Claims the paper makes

16 Own result · 8 Not checked yet · 7 Own interpretation · 5 No basis given

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Show all 16 claims

  • It may state two separate claims as one. 16
  • The quote only partly states this claim. 2
  • Probably not a substantial claim. 7
20 of 20
  • The paper relies on this without support.

    The helical rotation is slow enough that a guided mode remains adiabatically bound to the rotating waveguide.

    “The helical rotation of the waveguides in our honeycomb lattice is sufficiently slow that a guided mode within a waveguide will be adiabatically drawn along with the waveguide as it rotates.”
  • The paper relies on this without support.

    The paraxial Schrödinger equation accurately models light propagation in the waveguide array.

    “The paraxial propagation of light through the photonic lattice is described by the Schrödinger-type equation:”
  • The paper relies on this without support.

    Nearest-neighbor coupling alone captures the waveguide interactions in the coupled-mode description.

    “where the summation is only taken over nearest-neighbor waveguides”
3 of 3

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Metadata

Authors
Rechtsman, M. C., Zeuner, J. M., Plotnik, Y., Lumer, Y., Podolsky, D., Dreisow, F., Nolte, S., Segev, M., & Szameit, A.
Affiliations
  • Technion – Israel Institute of Technology (IL)
  • Friedrich Schiller University Jena (DE)
Corresponding author
  • Rechtsman, Mikael C.
  • Plotnik, Yonatan
Venue
Nature
Published
2013-04
Volume
496
Issue
7444
Pages
196-200
ISSN
  • 0028-0836 (ISSN-L)
  • 1476-4687
OpenAlex
W1978426240
Cited by
3,332
References
46
Citations by year
2026: 206 · 2025: 243 · 2024: 239 · 2023: 271 · 2022: 307 · 2021: 329 · 2020: 345 · 2019: 270 · 2018: 294 · 2017: 272 · 2016: 213 · 2015: 175 · 2014: 118 · 2013: 48
FWCI
94.97
Type
journal article
Language
en
Open access
Locations
  • Nature (publishedVersion)
  • PubMed (publishedVersion)
  • arXiv (Cornell University) (submittedVersion)
Funders
Azrieli Foundation
Topics
  • Physical Sciences › Physics and Astronomy › Condensed Matter Physics › Topological Materials and Phenomena
  • Physical Sciences › Physics and Astronomy › Atomic and Molecular Physics, and Optics › Quantum Mechanics and Non-Hermitian Physics
  • Physical Sciences › Physics and Astronomy › Condensed Matter Physics › Advanced Condensed Matter Physics
Keywords
photonic topological insulators, Floquet topological insulators, helical waveguide, honeycomb lattice, topological protection, disorder scattering, time-reversal symmetry breaking, photonic crystals, photonic lattices, optical waveguides, topological photonics

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