Cited by 89Electronic Health Records SystemsMedical Coding and Health InformationMachine Learning in Healthcare

Underserved populations with missing race ethnicity data differ significantly from those with structured race/ethnicity documentation

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Sholle, Evan T, Pinheiro, Laura C, Adekkanattu, Prakash, Davila, Marcos A, Johnson, Stephen B, Pathak, Jyotishman, Sinha, Sanjai, Li, Cassidie +3 more·2019·Journal of the American Medical Informatics Association

Abstract

Objective: We aimed to address deficiencies in structured electronic health record (EHR) data for race and ethnicity by identifying black and Hispanic patients from unstructured clinical notes and assessing differences between patients with or without structured race/ethnicity data. Materials and Methods: Using EHR notes for 16 665 patients with encounters at a primary care practice, we developed rule-based natural language processing (NLP) algorithms to classify patients as black/Hispanic. We evaluated performance of the method against an annotated gold standard, compared race and ethnicity between NLP-derived and structured EHR data, and compared characteristics of patients identified as black or Hispanic using only NLP vs patients identified as such only in structured EHR data. Results: For the sample of 16 665 patients, NLP identified 948 additional patients as black, a 26%increase, and 665 additional patients as Hispanic, a 20% increase. Compared with the patients identified as black or Hispanic in structured EHR data, patients identified as black or Hispanic via NLP only were older, more likely to be male, less likely to have commercial insurance, and more likely to have higher comorbidity. Discussion: Structured EHR data for race and ethnicity are subject to data quality issues. Supplementing structured EHR race data with NLP-derived race and ethnicity may allow researchers to better assess the demographic makeup of populations and draw more accurate conclusions about intergroup differences in health outcomes. Conclusions: Black or Hispanic patients who are not documented as such in structured EHR race/ethnicity fields differ significantly from those who are. Relatively simple NLP can help address this limitation.

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  • Multiple studies recommended comparing and linking data across an individual's record to fill in or correct missing data fields, either to increase completeness and/or to check the accuracy of implausible data.

    “This method compares and links data across an individual’s record in order to fill in or correct missing data fields and was recommended by several studies as a way to either increase completeness26,28,49,60,62,64,72 and/or check the accuracy of implausible data.13,26,28”
  • A study used natural language processing (NLP) to comb through unstructured text fields in clinical notes and used the results to augment race/ethnicity data missing from structured fields, improving identification of race and ethnicity in EHR data.

    “Another study used natural language processing (NLP) to “improve the identification of race and ethnicity in EHR data.”49 Those researchers used NLP to comb through the unstructured text fields in clinical notes, then used the results to augment race/ethnicity data missing from structured fields.”
  • Ten of these (66%) identified that the incomplete data led to validity issues, most commonly that these data were not missing at random and had the potential to introduce bias.

    “Ten of these (66%) identified that the incomplete data led to validity issues, most commonly that these data were not missing at random and had the potential to introduced bias.12,34,43–50”

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Authors
Sholle, E. T., Pinheiro, L. C., Adekkanattu, P., Davila, M. A., Johnson, S. B., Pathak, J., Sinha, S., Li, C., Lubansky, S. A., Safford, M. M., & Campion, T. R.
Affiliations
Weill Cornell Medicine (US)
Corresponding author
Sholle, Evan T
Venue
Journal of the American Medical Informatics Association
Published
2019-04-26
Volume
26
Issue
8-9
Pages
722-729
ISSN
  • 1067-5027 (ISSN-L)
  • 1527-974X
OpenAlex
W2940686655
Cited by
89
References
1
Citations by year
2026: 9 · 2025: 10 · 2024: 9 · 2023: 24 · 2022: 20 · 2021: 7 · 2020: 6 · 2019: 3 · 2018: 1
FWCI
9.80
Type
journal article
Language
en
Open access
Locations
  • Journal of the American Medical Informatics Association (publishedVersion)
  • PubMed Central (publishedVersion)
  • PubMed (publishedVersion)
Funders
  • Weill Cornell Medicine Clinical and Translational Science Center (UL1 TR000457)
  • National Institutes of Health (R01 GM105688, R01 MH105384)
Topics
  • Health Sciences › Health Professions › Health Information Management › Electronic Health Records Systems
  • Health Sciences › Health Professions › Health Information Management › Medical Coding and Health Information
  • Physical Sciences › Computer Science › Artificial Intelligence › Machine Learning in Healthcare
Keywords
natural language processing, clinical notes, electronic health records, racial misclassification, Black patients, Hispanic patients, data quality, primary care, underserved populations, health disparities
MeSH terms
Algorithms, Black or African American, Cross-Sectional Studies, Ethnicity, Female, Hispanic or Latino, Humans, Male, Natural Language Processing, Vulnerable Populations, Racial Groups, Electronic Health Records

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