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The anthropic principle and its implications for biological evolution
Abstract
In the form in which it was originally expounded, the anthropic principle was presented as a warning to astrophysical and cosmological theorists of the risk of error in the interpretation of astronomical and cosmological information unless due account is taken of the biological restraints under which the information was acquired. However, the converse message is also valid: biological theorists also run the risk of error in the interpretation of the evolutionary record unless they take due heed of the astrophysical restraints under which evolution took place. After an introductory discussion of the ordinary (‘weak’) anthropic principle and of its more contestable (‘strong’) analogue, a new application of the former to the problem of the evolution of terrestrial life is presented. It is shown that the evidence suggests that the evolutionary chain included at least one but probably not more than two links that were highly improbable (a priori) in the available time interval.
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“Since there are more centers in glorious-future worlds than doomsday worlds by a factor of billions, the posterior probability of the doomsday hypothesis is boosted from one in a million to close to one.”
From Multiple Universes and Self-Locating Evidence (2022) · cites this paper as Carter 1983
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Items 201–291 of 291
The Anthropic Principle and Its Epistemological Status in Modern Physical Cosmology
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Saad, B. (2025) · Synthese · doi:10.1007/s11229-025-05071-x · Cited by 2
“9 See Carter ( 1983 ) and Snyder-Beattie et al. ( 2021 ).”
InfluentialIII—Optimism in the Search for Extraterrestrial Life? A Philosophical Perspective
Cowie, C. (2025) · Proceedings of the Aristotelian Society (Hardback) · doi:10.1093/arisoc/aoaf003 · Cited by 2
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Cooper, E., Oesterheld, C., & Conitzer, V. (2024) · arXiv.org · doi:10.48550/arxiv.2411.04462 · Cited by 2
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Ord, T. (2023) · doi:10.48550/arxiv.2308.09045 · Cited by 2
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Lacki, B. (2021) · International Journal of Astrobiology · doi:10.1017/s1473550423000071 · Cited by 2
“In its weakest form, it simply asserts that humanity’s existence is probabilistically likely in a large enough universe (Carter, 1983).”
Backgroundde Alcaniz, J. G. G., López-Rodas, V., & Costas, E. (2020) · medRxiv · doi:10.1101/2020.08.05.20168781 · Cited by 2
“In 1998, J. Leslie, using the Copernican principle and based on previous works by Carter (1983) and Gott (1994), calculated the total number of people to be born before total extinction of the human race.”
MethodWhat Can the Anthropic Principle Tell Us about the Future of the Dark Energy Universe
Yurova, A., Yurov, A., & Yurov, V. (2019) · Gravitation & Cosmology · doi:10.1134/s0202289319040169 · Cited by 2
Odds for an enlightened rather than barren future
Haussler, D. (2016) · doi:10.48550/arxiv.1608.05776 · Cited by 2
“what then can science say about the likely future of the human lineage? One extensively discussed argument, known as the Doomsday Argument, concludes that we are likely headed for self-destruction [2, 3].”
BackgroundOn the absence of solar evolution‐driven warming through the Phanerozoic
Waltham, D. A. (2014) · Terra Nova · doi:10.1111/ter.12097 · Cited by 1
“Selection occurs because “what we observe must be compatible with our existence as observers” (Carter, 1983).”
BackgroundNatural Descriptions and Anthropic Bias: Extant Problems In Solomonoff Induction
McGregor, S. (2014) · Lecture notes in computer science · doi:10.1007/978-3-319-08019-2_30 · Cited by 1
The remarkable cell: Intelligently designed or by evolutionary process?
Pretorius, M. (2013) · Verbum et Ecclesia · doi:10.4102/ve.v34i1.708 · Cited by 3
“In addition Brandon Carter (1974:347–363), a British mathematician reflecting on the Anthropic Principle, observed that the universe took billions of years to prepare for a species with the potential to survive no longer than a few million years. In his view, ‘God certainly has a plan for humanity, and he put great ca…”
BackgroundAn infrared divergence in the cosmological measure theory and the anthropic reasoning
Yurov, A., Yurov, V., Astashenok, A., & Shpilevoi, A. A. (2011) · The European Physical Journal C · doi:10.1140/epjc/s10052-011-1740-0 · Cited by 2
“1) is intimately connected to the famous Doomsday Argument [41] – [44].”
BackgroundInfluentialThe Threat That Dare Not Speak Its Name: Human Extinction
Epstein, R. J., & Zhao, Y. (2009) · Perspectives in biology and medicine · doi:10.1353/pbm.0.0066 · Cited by 2
“…argument, which predicts a 95% probability of human extinction within the next 10 millennia, is consistent with the view that species evolvability decreases over time due to growing reproductive inefficiency or genomic brittleness (Carter 1983; Gill 2002; Gott 1993; Leslie 1992; Lu and Li 2001).”
BackgroundCosmic Irony: SETI Optimism from Catastrophes?
Ćirković, M. (2003) · doi:10.48550/arxiv.astro-ph/0309769 · Cited by 2
What can rapid terrestrial biogenesis tell us about life in the universe
Lineweaver, C., & Davis, T. (2002) · doi:10.1017/s0074180900193374 · Cited by 2
“Carter (1983) has pointed out that the timescale for the evolution of intelligence on the Earth (∼ 4 Gyr) is comparable to the main sequence lifetime of the Sun (∼ 10 Gyr).”
BackgroundCosmochemistry in the Early Universe
Puy, D., & Scherrer, P. (2000) · Springer eBooks · doi:10.1007/978-94-010-1017-7_24 · Cited by 2
Leslie, J. (1994) · Philosophia · doi:10.1007/bf02379851 · Cited by 5
What Does the Anthropic Principle Explain?
Deltete, R. J. (1993) · Perspectives on Science · doi:10.1162/posc_a_00437 · Cited by 2
“See Carr and Rees (1979), Davies (1982), and Carter (1983) for good general discussions of the many ways in which the universe appears to be "fine-tuned" for human life. be here!”
BackgroundDOES THE ANTHROPIC PRINCIPLE LIVE UP TO SCIENTIFIC STANDARDS?
Kirschenmann, P. P. (1992) · Annals of the Japan Association for Philosophy of Science · doi:10.4288/jafpos1956.8.69 · Cited by 2
“Yet, can they be considered scientific explanations? The SAP, as in Carter's argument, lends itself most directly to be coupled with the hypothesis of many worlds. In its strongest form, this hypothesis is expressed by the MAP. As was mentioned, though, a hypothesis of many worlds tends to blur the distinction between…”
BackgroundCould the Hadean Eon Have Been Habitable?
Harrison, T. M. (2020) · Springer eBooks · doi:10.1007/978-3-030-46687-9_10 · Cited by 2
Chen, Y.-C., & D'iaz-Pach'on, D. A. (2025) · arXiv.org · doi:10.48550/arxiv.2512.21834 · Cited by 1
“In cosmology, singularities include the formation and behavior of black holes [2], [30], the origin of the universe [31], [32], and the particular values assumed by the constants of nature and the boundary conditions of the standard models [33]–[36].”
The hard steps model and whole Earth-system transitions
Watson, A. J. (2025) · Philosophical Transactions of the Royal Society B Biological Sciences · doi:10.1098/rstb.2024.0105 · Cited by 1
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Donoghue, P. C. J., Lenton, T. M., Okasha, S., Shields, G., & Spang, A. (2025) · Philosophical Transactions of the Royal Society B Biological Sciences · doi:10.1098/rstb.2024.0085 · Cited by 3
Defining and finding lifelike entities with a lazy filter
Martinez‐Saito, M. (2025) · Biosystems · doi:10.1016/j.biosystems.2025.105672 · Cited by 2
The future of intelligence in the Universe: a call for humility
Friederich, S., & Wenmackers, S. (2023) · International Journal of Astrobiology · doi:10.1017/s1473550423000101 · Cited by 1
“In the light of our reconstruction of that argument, readers familiar with the Doomsday argument (Carter, 1983; Leslie, 1989) will recognize that both these arguments have the same form.”
BackgroundInfluentialHansen, C. S. (2023) · Episteme · doi:10.1017/epi.2022.57 · Cited by 1
“Or, at least, I should consider such continued existence less likely, after considering this argument, than I did previously (Carter 1983; Leslie 1996).”
BackgroundThe Cosmological Arrow of Time and the Retarded Potentials
Yurova, A., Yurov, A., & Yurov, V. (2022) · Universe · doi:10.3390/universe9010030 · Cited by 1
“Using (1) Vilenkin and Garriga have proposed an elegant solution to the problem of small observable cosmological constant which not only fits the observations (see [8]–[10]) but also naturally solves an adjacent problem of cosmic coincidences.”
BackgroundDrake-like Calculations for the Frequency of Life in the Universe
Platt, K.-F. (2021) · Philosophies · doi:10.3390/philosophies6020049 · Cited by 3
“In 1983, Brandon Carter argued that intelligent life is exceptionally unlikely because there are “hard” evolutive steps for life to evolve intelligence [23].”
BackgroundPhilosophical discussions around cosmology
Prits, V. (2020) · Filosofska dumka (Philosophical Thought) · doi:10.15407/fd2020.03.096 · Cited by 2
Garisto, R. (2020) · Physical Review Research · doi:10.1103/physrevresearch.2.033464 · Cited by 1
“The quintessential example is the ‘Doomsday argument’ [4], about which there is much debate [5–11].”
BackgroundDoomsday: A Response to Simpson's Second Question
Lampton, M. (2020) · doi:10.48550/arxiv.2003.00132 · Cited by 1
“1 Introduction How long into our future will mankind last? The “Doomsday Argument” (Carter 1983, Gott 1993, Leslie 1996, Leslie 2010) is an effort to answer this question quantitatively. The argument is based on the fact that samples from a known distribution are rarely found at its extreme ends. In only 1% of random…”
BackgroundLampton, M. (2019) · doi:10.48550/arxiv.1909.11031 · Cited by 1
“One of them (red) might be the Doomsday Argument.”
BackgroundOn early and late phases of acceleration of the expansion of the universePreprint
Stahl, C. (2017) · arXiv (Cornell University) · doi:10.48550/arxiv.1702.05630 · Cited by 1
“A famous argument related to the choose of a probability measure is the doomsday argument [217, 218].”
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Schneider, M., & Olum, K. (2013) · arXiv (Cornell University) · doi:10.48550/arxiv.1304.2625 · Cited by 1
Anthropic likelihood for the cosmological constant and the primordial density perturbation amplitude
Hong, S. E., Stewart, E. D., & Zoe, H. (2012) · Physical review. D. Particles, fields, gravitation, and cosmology/Physical review. D. Particles and fields · doi:10.1103/physrevd.85.083510 · Cited by 1
Page, D. (2011) · arXiv (Cornell University) · doi:10.48550/arxiv.1101.2444 · Cited by 1
Standish, R. (2008) · doi:10.4236/ojpp.2013.31001 · Cited by 1
“Anthropic reasoning is best known in the form of the Cosmological Anthropic Principle[1] and the infamous Doomsday Argument[3].”
BackgroundTranscendental background to the anthropic reasoning in cosmology
Balashov, Y. (1992) · doi:10.1007/bf01250531 · Cited by 1
Drawing blanks and winning: Quantifying global catastrophic risk associated with human ingenuityPreprint
Engler, J.-O., & Fischer, J. (2023) · Social Science Research Network · doi:10.2139/ssrn.4593176 · Cited by 1
Because we are here: a new approach to the history of the anthropic principle
Williams, B. R.-W. (2007) · doi:10.31274/rtd-180813-16157
Contingency and the Cosmic Perspective
Chyba, C. (2005) · doi:10.1007/1-4020-3724-4_3 · Cited by 1
When climate and life finally devolve
Volk, T. (1992) · Nature · doi:10.1038/360707a0 · Cited by 1
Sverdrup, H. U., Nordby, A., van Allen, O., Ólafsdóttir, A. H., Ragnarsdóttir, K. V., & Dieren, W. V. (2026) · Frontiers in Sustainable Resource Management · doi:10.3389/fsrma.2026.1841357
Ivliev, S. (2026) · arXiv (Cornell University) · doi:10.48550/arxiv.2606.13914
“Carter’s hard-step reasoning suggests that if several difficult evolutionary transitions were required, intelligent life might often arise only near the end of a planet’s habitable lifetime [24].”
Prokopenko, M., Ay, N., Breviario, A., Crocker, R. M., Davies, P. C. W., Davies, P., Dougan, D., Fletcher, R., Harre, M., Heisler, M. G., et al. (2026) · Physics of Life Reviews · doi:10.1016/j.plrev.2026.09.001
“Interestingly, unlike Carter’s original conjecture [14], neither Hanson’s nine-step list [46] nor the five hard steps proposed by Lingam and Loeb [69, 70] and later evaluated by Mills et al. [79] explicitly account for the two unique METs involving “coding thresholds”.”
InfluentialImplications of the Pessimistic Lower Limit on the Drake Equation
Baak, M., & Snoek, H. (2026) · doi:10.48550/arxiv.2603.02372
“The Carter abiogenesis argument (Carter [1983]) is based on the selection effect implied by our existence: humanity finds itself on a planet where abiogenesis must have taken place, and therefore, it is argued, this observation alone provides no information about the actual probability of…”
Isaacs, Y. (2026) · Philosophy and Phenomenological Research · doi:10.1111/phpr.70103
Metrology of Complexity and Implications for the Study of the Emergence of Life
Walker, S. (2026) · doi:10.48550/arxiv.2602.18203
“An infrequently discussed, but important challenge for any experimental program on the origin of life is the role of post-selection 31,32 and human intervention 33 .”
Zhu, L., Graham, R. J., & Abbot, D. (2025) · Astrophysical Journal Letters · doi:10.3847/2041-8213/ae2b58
“The “Carter model” (Carter 1983; Hanson 1998; Carter 2008) posits that intelligent life emerged as the result of a series of one or more extremely unlikely evolutionary transitions or “hard steps” across Earth history.”
Are Humans Alone in the Cosmos?
Ross, H. N. (2025) · Religions · doi:10.3390/rel16121589
“In 1983, physicist Brandon Carter proposed the hard-steps model for physical intelligent life (Carter 1983).”
¿Está la humanidad acercándose a su propia extinción?
Barquero, M. (2025) · Pensamiento actual · doi:10.15517/hstsj129
Lindy’s Law and the Longevity of Scientific Theories
Gualario, L. (2025) · Philosophies · doi:10.3390/philosophies10050106
“Gott’s most famous contribution was probably his estimation of the expected lifetime of the human race (1993), which was substantially in line with Carter’s ([15]).”
Solar Hegemony: M Dwarfs Are Unlikely to Host Observers Such As Ourselves
Kipping, D. (2026) · The Astronomical Journal · doi:10.3847/1538-3881/ae3c80
“Anthropic reasoning using the SSA is not without concern—perhaps most vividly illustrated with the notorious doomsday argument ( B. Carter 1983; H. B. Nielsen 1989; J. R. Gott 1993 ) .”
SIV Guided Resolution of the 7Li BBN Problem
Gueorguiev, V. (2025) · Astronomy & Astrophysics · doi:10.1088/1742-6596/3145/1/012021
The solitude zone: A probabilistic window for singular lifeform existence
Veres, A. (2025) · Acta Astronautica · doi:10.1016/j.actaastro.2025.09.082
Lacki, B. C. (2025) · Publications of the Astronomical Society of the Pacific · doi:10.1088/1538-3873/ae1b3a
“This is 17 Linear or quadratic evolution is predicted in the B. Carter (1983) model, if there are only one or two “hard steps” in the evolution of technological societies (see also R. Hanson et al. 2021). because the effect is negligible for small redshifts.”
Multiverse Predictions for Habitability: The Habitability of Exotic Environments
Sandora, M. (2025) · doi:10.48550/arxiv.2505.20557
“If instead Carter’s hard step model [Carter, 1983] is adopted, where the probability of emergence of complex, intelligent life is proportional to the stellar lifetime raised to some integer power, our occurrence around a yellow star is indeed highly atypical [Waltham, 2017].”
Aguilar, R. G. (2024) · Arbor · doi:10.3989/arbor.2024.811.2702
“En el origen de esta idea popular tan extendida está Freud, quien en Una dificultad del psicoanálisis (1974[1917]), con sugerentes argumentos detalla cómo el ser humano habría sufrido en sus carnes desde Copérnico una ofensa cosmológica que lo habría desplazado del centro de la Creación, seguida de una ofensa biológic…”
Zvonova, E. (2024) · Философская мысль · doi:10.25136/2409-8728.2024.1.69505
John David Barrow. 29 November 1952—26 September 2020
Ellis, G. (2022) · Biographical Memoirs of Fellows of the Royal Society · doi:10.1098/rsbm.2022.0007
The Anthropic Principle Is Testable And Appears Weak
Kauffman, S. A. (2022) · doi:10.48550/arxiv.2205.12896
“Strong anthropic principle (SAP) (Carter (3): "[T]he universe (and hence the fundamental parameters on which it depends) must be such as to admit the creation of observers within it at some stage.”
BackgroundThe quantum mechanical notion of unobservable causal loop and the anthropic principlePreprint
Castagnoli, G. (2021) · arXiv (Cornell University) · doi:10.48550/arxiv.2103.03173
“The anthropic principle states that our scientific observations and theories of the universe must be compatible with the development of sentient life and in particular with our existence as conscious observers [1, 2].”
Backgroundde Alcañíz, J. G. G., López-Rodas, V., & Costas, E. (2020) · medRxiv · doi:10.1101/2020.12.01.20242099
Gangui, A. (2020) · Anales/Anales AFA · doi:10.31527/analesafa.2019.30.4.72 · Cited by 1
“En palabras de Carter [17, p. 348”
BackgroundThe Doomsday Argument Reconsidered
Mills, J. (2020) · doi:10.14394/eidos.jpc.2020.0035
Smirnov, S., & Tarasova, A. N. (2019) · doi:10.22478/ufpb.2179-7137.2019v8n7.50045
“This version of the anthropic principle is based on anthropic 435 arguments – a number of fundamental physical constants, the numerical parameters of which are ideally coordinated with the conditions appropriate for a reasonable life (Carter, 1983; El-Kader, 2018).”
BackgroundMan and his Place in the Universe
Breuer, R. (2019) · Malay Magic · doi:10.1007/978-1-4899-6741-1_1
How to co-exist with nonexistent expectations
McCutcheon, R. (2019) · Synthese · doi:10.1007/s11229-019-02246-1
“Examples of “theories” from Carter (1983) include the hypotheses: life is very rare, even in favorable conditions; gravitational coupling strength is fixed across time; and, the expected average time t intrisically most likely for the evolution of a system of observers intelligent enough to…”
BackgroundHuang, C., & Huang, Y.-C. (2019) · Advances in Astronomy · doi:10.1155/2019/2501417
Huang, C., & Huang, Y.-C. (2017) · Journal of Modern Physics · doi:10.4236/jmp.2017.89092
Časopriestorová lokalizácia vesmírnych civilizácií
Burgan, R. (2012) · doi:10.18267/j.e-logos.325
The Observer Class HypothesisPreprint
Garrett, T. (2011) · arXiv (Cornell University) · doi:10.48550/arxiv.1101.2198
Nicolaidis, A. (2008) · doi:10.1080/02604020701845640
Delamothe, T. (2007) · British medical journal · doi:10.1136/bmj.39405.487002.59
Objective and Subjective Time in Anthropic Reasoning
Carter, B. (2013) · BENTHAM SCIENCE PUBLISHERS eBooks · doi:10.2174/9781608054442113010007 · Cited by 1
“It is to be noted that since I first made such a prediction, about a quarter of a century ago [17], there has already been an inflection, whereby, according to official United Nations statistics, see Figure 2, the second time derivative of the global human population has changed sign and become negative.”
BackgroundSelf-citationThe search for life in the universe
Davies, P. (2005) · SPIE Optics + Photonics · doi:10.1117/12.624239
Døssing, T., Jackson, A. D., & Lautrup, B. (1999) · Квант · doi:10.7146/kvant.169064
Is the Strong Anthropic Principle Too Weak?
A.Feoli, & S.Rampone (1998) · doi:10.48550/arxiv.gr-qc/9812093
Kuźniak, M. (2021) · Springer eBooks · doi:10.1007/978-3-030-78655-7_2 · Cited by 1
Life Before its Origin on Earth: Implications of a Late Emergence of Terrestrial Life
Chela-Flores, J. (2018) · Elsevier eBooks · doi:10.1016/b978-0-12-811940-2.00015-0 · Cited by 1
“In terms of a traditional scientific approach that is more appropriate for the present work, theoretical hypotheses have only gone as far as arguing in favor of terrestrial life being a rare case in a galactic scale (Carter, 1983).”
BackgroundBriggs, W. (2016) · doi:10.1007/978-3-319-39756-6_4
A Bayesian Looks at the Anthropic Principle
Garrett, A. J. M. (1992) · Springer eBooks · doi:10.1007/978-94-017-2219-3_11
Human Evolution: The View From Saturn
Landau, M. (1985) · doi:10.1007/978-94-009-5462-5_30
Matter and Energy. The Interplay of Elementary Particles and Elementary Forces
Taube, M. (1985) · Springer eBooks · doi:10.1007/978-3-642-95453-5_1
Metadata
- Authors
- Carter, B.
- Affiliations
- Observatoire de Paris (FR)
- Corresponding author
- Carter, Brandon
- ORCID
- Carter, Brandon
- Venue
- Philosophical Transactions of the Royal Society of London. Series A, Mathematical and Physical Sciences
- Publisher
- The Royal Society
- Published
- 1983-12-20
- Volume
- 310
- Issue
- 1512
- Pages
- 347-363
- ISSN
- 0080-4614 (ISSN-L)
- 2054-0272
- OpenAlex
- W2122258450
- Cited by
- 375
- References
- 14
- Citations by year
- 2026: 4 · 2025: 17 · 2024: 13 · 2023: 15 · 2022: 15 · 2021: 13 · 2020: 28 · 2019: 32 · 2018: 26 · 2017: 11 · 2016: 17 · 2015: 8 · 2014: 6 · 2013: 11 · 2012: 9
- FWCI
- 4.69
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Philosophical Transactions of the Royal Society of London Series A Mathematical and Physical Sciences (publishedVersion)
- Topics
- Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Origins and Evolution of Life
- Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Space Science and Extraterrestrial Life
- Physical Sciences › Environmental Science › Global and Planetary Change › Earth Systems and Cosmic Evolution
- Keywords
- anthropic principle, evolution
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