A Risk-based Model Predictive Control Approach to Adaptive Interventions in Behavioral Health
Open accessAbstract
This paper demonstrates how control systems engineering and risk management can be applied to problems in behavioral health through their application to the design and implementation of adaptive interventions. Adaptive interventions represent a promising approach to prevention and treatment of chronic, relapsing disorders, such as alcoholism, cigarette smoking, and drug abuse. The benefits of the proposed approach are presented in the development of risk-based model predictive control (MPC) algorithm for a hypothetical intervention inspired by two real-life programs: Fast Track, an intervention whose long-term goal is the prevention of conduct disorders in at-risk children, and Communities that Care, a risk-based prevention program for substance abuse. The tailoring or controlled variable of the adaptive intervention is a measure of parental functioning in the family of an at-risk child; the MPC-based algorithm decides on the appropriate frequency of counselor home visits, mentoring sessions, and the availability of after-school recreation activities by relying on a model that includes identifiable risks, their costs, and the cost/benefit assessment of mitigating actions. By systematically accounting for risks and adapting treatment components over time, an MPC approach as described in this paper has the potential to increase intervention potency and adherence while reducing waste, resulting in more effective interventions than conventional fixed treatment. MPC is particularly meaningful for the problem given some of its favorable properties, such as ease of constraint-handling, and its ability to scale to interventions involving multiple tailoring variables. Several simulations are conducted under conditions of varying disturbance magnitude to demonstrate the effectiveness of the algorithm
Integrity signals
Registry
Cites
Statistics
Claims the paper makes
Claims other papers make about this one
Each is checked against this paper’s own text: does it say what the citing paper says it does?
Recent methodological work on adaptive interventions includes development of the SMART Trial and exploration of applying engineering control algorithms to adaptive behavioral interventions.
“Recent methodological work on building and optimizing adaptive interventions has included development of the Sequential Multiple Assignment Randomized Trial (SMART Trial) (58) and exploration of the idea of applying control algorithms from engineering to adaptive behavioral interventions to improve their performance (38, 39).”
From The Multiphase Optimization Strategy for Engineering Effective Tobacco Use Interventions (2011) · cites this paper as [39]
Cites
Hawkins, J. D., Catalano, R. F., & Miller, J. Y. (1992) · Psychological Bulletin · doi:10.1037/0033-2909.112.1.64 · Cited by 5,428 · see citing works
Control of systems integrating logic, dynamics, and constraints
Bemporad, A., & Morari, M. (1999) · Automatica · doi:10.1016/s0005-1098(98)00178-2 · Cited by 3,048 · see citing works
Corriou, J. (2004) · Springer eBooks · doi:10.1007/978-1-4471-3848-8_16 · Cited by 1,271 · see citing works
Sequenced treatment alternatives to relieve depression (STAR*D): Rationale and design
Rush, A. J., Fava, M., Wisniewski, S. R., Lavori, P. W., Trivedi, M. H., Sackeim, H. A., Thase, M. E., Nierenberg, A. A., Quitkin, F. M., Kashner, T. M., et al. (2004) · Controlled Clinical Trials · doi:10.1016/s0197-2456(03)00112-0 · Cited by 1,076 · see citing works
Immune control of HIV-1 after early treatment of acute infection
Rosenberg, E. S., Altfeld, M. A., Poon, S. H. T., Phillips, M. N., Wilkes, B. M., Eldridge, R. L., Robbins, G. K., D’Aquila, R. T., Goulder, P., & Walker, B. D. (2000) · Nature · doi:10.1038/35035103 · Cited by 1,002 · see citing works
Stroup, T., Mcevoy, J., Swartz, M., Byerly, M., Glick, I., Cañive, J., McGee, M., Simpson, G., Stevens, M., & Lieberman, J. (2003) · Schizophrenia bulletin · doi:10.1093/oxfordjournals.schbul.a006986 · Cited by 647 · see citing works
A Conceptual Framework for Adaptive Preventive Interventions
Collins, L. M., Murphy, S. A., & Bierman, K. L. (2004) · Prevention Science · doi:10.1023/b:prev.0000037641.26017.00 · Cited by 608 · see citing works
Self-citationInitial impact of the fast track prevention trial for conduct problems: I. The high-risk sample.
Bierman, K. L., Coie, J. D., Dodge, K. A., Greenberg, M. T., Lochman, J. E., McMahon, R. J., & Pinderhughes, E. E. (1999) · Journal of Consulting and Clinical Psychology · doi:10.1037/0022-006x.67.5.631 · Cited by 582 · see citing works
A developmental and clinical model for the prevention of conduct disorder: The FAST Track Program
Conduct Problems Prevention Research Group (1992) · Development and Psychopathology · doi:10.1017/s0954579400004855 · Cited by 561 · see citing works
Initial Impact of the Fast Track Prevention Trial for Conduct Problems: I. The High-Risk Sample
Bierman, K. L., Coie, J. D., Dodge, K. A., Greenberg, M. T., Lochman, J. E., McMahon, R. J., & Pinderhughes, E. E. (1999) · Journal of Consulting and Clinical Psychology · Cited by 372 · see citing works
A Theory of Learning and Generalization
Vidyasagar, M. (1997) · Cited by 337 · see citing works
Application of generalized predictive control to industrial processes
CLARKE, D. W. (1988) · IEEE Control Systems Magazine · doi:10.1109/37.1874 · Cited by 311 · see citing works
Dynamic treatment regimes: practical design considerations
Lavori, P. W., & Dawson, R. (2004) · Clinical Trials · doi:10.1191/1740774s04cn002oa · Cited by 229 · see citing works
Nicholas, J. M., & Steyn, H. (2017) · Routledge eBooks · doi:10.4324/9781315676319-22 · Cited by 214 · see citing works
Developing adaptive treatment strategies in substance abuse research
Murphy, S. A., Lynch, K. G., Oslin, D., McKay, J. R., & TenHave, T. (2007) · Drug and Alcohol Dependence · doi:10.1016/j.drugalcdep.2006.09.008 · Cited by 211 · see citing works
Customizing treatment to the patient: Adaptive treatment strategies
Murphy, S. A., Collins, L. M., & Rush, A. J. (2007) · Drug and Alcohol Dependence · doi:10.1016/j.drugalcdep.2007.02.001 · Cited by 94 · see citing works
Self-citationIntegrated Risk Management: Techniques and Strategies for Reducing Risk
Scordis, N., & Doherty, N. A. (2000) · Journal of Risk & Insurance · doi:10.2307/253855 · Cited by 89 · see citing works
Project risk management: Processes, techniques and insights
(1997) · Long Range Planning · doi:10.1016/s0024-6301(97)80942-9 · Cited by 78 · see citing works
Preventing Crime and Violence Through Communities that Care
Hawkins, J. D. (1999) · European Journal on Criminal Policy and Research · doi:10.1023/a:1008769321118 · Cited by 72 · see citing works
Using Behavioral Reinforcement To Improve Methadone Treatment Participation
Brooner, R. K., & KIDORF, M. S. (2002) · Science & Practice Perspectives · doi:10.1151/spp021138 · Cited by 60 · see citing works
McKay, J. R., Lynch, K. G., Shepard, D. S., Morgenstern, J., Forman, R. F., & Pettinati, H. M. (2005) · Addiction · doi:10.1111/j.1360-0443.2005.00972.x · Cited by 49 · see citing works
A controlled study of a standardized behavioral stepped treatment for hypertension.
Glasgow, M. S., Engel, B. T., & D’Lugoff, B. C. (1989) · Psychosomatic Medicine · doi:10.1097/00006842-198901000-00002 · Cited by 47 · see citing works
Adaptive treatment strategies: An emerging approach for improving treatment effectiveness
Murphy, S. A., & McKay, J. R. (2004) · PsycEXTRA Dataset · doi:10.1037/e522032012-002 · Cited by 35 · see citing works
An algorithm for optimal scheduling and risk assessment of projects
Zafra‐Cabeza, A., Ridao, M. Á., & Camacho, E. F. (2004) · Control Engineering Practice · doi:10.1016/j.conengprac.2004.03.016 · Cited by 23 · see citing works
Self-citationManaging risk in semiconductor manufacturing: A stochastic predictive control approach
Zafra‐Cabeza, A., Ridao, M. Á., Camacho, E. F., et al. (2007) · Control Engineering Practice · doi:10.1016/j.conengprac.2006.12.004 · Cited by 20 · see citing works
Self-citationA STOCHASTIC PREDICTIVE CONTROL APPROACH TO PROJECT RISK MANAGEMENT
Zafra‐Cabeza, A., Ridao, M. Á., & Camacho, E. F. (2005) · IFAC Proceedings Volumes · doi:10.3182/20050703-6-cz-1902.02258 · Cited by 5 · see citing works
Self-citationPredictive Constrained Policy Generation for Macroeconomic Systems
Herbert, R. D., & Bell, R. D. (2001) · IFAC Proceedings Volumes · doi:10.1016/s1474-6670(17)33087-2 · Cited by 5 · see citing works
Ginhoux, R., Gangloff, J. A., de Mathelin, M. F., et al. (2003) · Lecture notes in computer science · doi:10.1007/3-540-45015-7_34 · Cited by 3 · see citing works
Flagged first, then by citations
Cited by
Sorted by citations
The Multiphase Optimization Strategy for Engineering Effective Tobacco Use Interventions
Collins, L. M., Baker, T. B., Mermelstein, R. J., Piper, M. E., Jorenby, D. E., Smith, S. S., Christiansen, B. A., Schlam, T. R., Cook, J. W., & Fiore, M. C. (2011) · Annals of Behavioral Medicine · doi:10.1007/s12160-010-9253-x · Cited by 300 · see citing works
Self-citationRivera, D. E., Pew, M. D., & Collins, L. M. (2007) · Drug and Alcohol Dependence · doi:10.1016/j.drugalcdep.2006.10.020 · Cited by 151 · see citing works
Self-citation
- Authors
- Zafra-Cabeza, A., Rivera, D. E., Collins, L. M., Ridao, M. A., & Camacho, E. F.
- Affiliations
- Arizona State University (US)
- Pennsylvania State University (US)
- Universidad de Sevilla (ES)
- Venue
- Proceedings of the 45th IEEE Conference on Decision and Control
- Publisher
- IEEE
- Published
- 2006
- Pages
- 673-678
- ISSN
- 0191-2216 (ISSN-L)
- OpenAlex
- W2070761144
- Cited by
- 3
- References
- 28
- Citations by year
- 2022: 1
- FWCI
- 0.53
- Type
- conference paper
- Language
- en
- Open access
- green
- idus.us.es
- Licence
- cc-by-nc-nd
- Locations
- IEEE Conference on Decision and Control (CDC) (publishedVersion)
- LA Referencia (Red Federada de Repositorios Institucionales de Publicaciones Científicas) (submittedVersion, cc-by-nc-nd)
- Deposito de Investigacion Universidad de Sevilla (University of Seville) (submittedVersion, cc-by-nc-nd)
- Topics
- Physical Sciences › Engineering › Control and Systems Engineering › Advanced Control Systems Optimization
- Health Sciences › Medicine › Epidemiology › Substance Abuse Treatment and Outcomes
- Social Sciences › Psychology › Applied Psychology › Behavioral Health and Interventions
- Keywords
- model predictive control, adaptive interventions, behavioral health, risk management, risk-based control, Fast Track program, Communities That Care, substance use prevention, parental functioning, vulnerable children, intervention tailoring, alcoholism, smoking, drug abuse
About these checks
Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
Statistics and arithmetic are recomputed, not judged.
Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.
What counts as a claim ›How we measure confidence ›How we check this ›
Are you an author, or do you see a problem with this page? Request a review