Cited by 62Ethics and Social Impacts of AITopic ModelingAdversarial Robustness in Machine Learning

The Inadequacy of Reinforcement Learning From Human Feedback—Radicalizing Large Language Models via Semantic Vulnerabilities

McIntosh, Timothy R., Susnjak, Teo, Liu, Tong, Watters, Paul, Halgamuge, Malka N.·2024·IEEE Transactions on Cognitive and Developmental Systems

Abstract

This study is an empirical investigation into the semantic vulnerabilities of four popular pre-trained commercialLarge Language Models(LLMs) to ideological manipulation. Using tactics reminiscent of human semantic conditioning in psychology, we have induced and assessed ideological misalignments and their retention in four commercial pre-trained LLMs, in response to 30 controversial questions that spanned a broad ideological and social spectrum, encompassing both extreme left-wing and right-wing viewpoints. Such semantic vulnerabilities arise due to fundamental limitations in LLMs’ capability to comprehend detailed linguistic variations, making them susceptible to ideological manipulation through targeted semantic exploits. We observedReinforcement Learning from Human Feedback(RLHF) in effect in LLM initial answers, but highlighted the limitations of RLHF in two aspects: (1) its inability to fully mitigate the impact of ideological conditioning prompts, leading to partial alleviation of LLM semantic vulnerabilities; (2) its inadequacy in representing a diverse set of “human values”, often reflecting the predefined values of certain groups controlling the LLMs. Our findings have provided empirical evidence of semantic vulnerabilities inherent in current LLMs, challenged both the robustness and the adequacy of RLHF as a mainstream method for aligning LLMs with human values, and underscored the need for a multidisciplinary approach in developing ethical and resilientArtificial Intelligence(AI).

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Crossref · 10.1109/tcds.2024.3377445

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41 of 41 references verified0 citation errors · 0 not checkable

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  • LLMs such as GPT-4, PaLM, Claude, and LLaMA are pre-trained on massive text corpora using self-supervised objectives and fine-tuned using techniques such as Supervised Fine-Tuning (SFT) and Reinforcement Learning from Human Feedback (RLHF).

    “LLMs such as GPT-4 [81], PaLM [82], Claude https://www.anthropic.com/news/claude-3-5-sonnet, and LLaMA [121] are pre-trained on massive text corpora using self-supervised objectives and fine-tuned using techniques such as Supervised Fine-Tuning (SFT) and Reinforcement Learning from Human Feedback (RLHF) [130], [131].”
  • LLMs operate as black boxes with opaque internal mechanisms, making it difficult to interpret their decision-making processes and identify potential biases or ethical issues.

    “Furthermore, LLMs operate as black boxes with opaque internal mechanisms, making it difficult to interpret their decision-making processes and identify potential biases or ethical issues [4], [27].”

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Authors
McIntosh, T. R., Susnjak, T., Liu, T., Watters, P., & Halgamuge, M. N.
Affiliations
  • Cyberoo Pty Ltd., Surrey Hills, NSW, Australia
  • Massey University, Auckland, New Zealand
  • Massey University (NZ)
  • Cyberstronomy Pty Ltd., Ballarat, VIC, Australia
  • RMIT University (AU)
Venue
IEEE Transactions on Cognitive and Developmental Systems
Published
2024-08
Volume
16
Issue
4
Pages
1561-1574
ISSN
  • 2379-8920 (ISSN-L)
  • 2379-8939
OpenAlex
W4392908117
Cited by
62
References
41
Citations by year
2026: 10 · 2025: 21 · 2024: 31
FWCI
25.68
Type
journal article
Language
en
Open access
closed
Locations
IEEE Transactions on Cognitive and Developmental Systems (publishedVersion)
Topics
  • Social Sciences › Safety Research › Ethics and Social Impacts of AI
  • Physical Sciences › Computer Science › Artificial Intelligence › Topic Modeling
  • Physical Sciences › Computer Science › Artificial Intelligence › Adversarial Robustness in Machine Learning
Keywords
large language models, ideological manipulation, reinforcement learning from human feedback, semantic conditioning, value alignment, AI alignment, AI ethics

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