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Structural Insight into the Unique Properties of Adeno-Associated Virus Serotype 9
Open accessAbstract
Adeno-associated virus serotype 9 (AAV9) has enhanced capsid-associated tropism for cardiac muscle and the ability to cross the blood-brain barrier compared to other AAV serotypes. To help identify the structural features facilitating these properties, we have used cryo-electron microscopy (cryo-EM) and three-dimensional image reconstruction (cryo-reconstruction) and X-ray crystallography to determine the structure of the AAV9 capsid at 9.7- and 2.8-Å resolutions, respectively. The AAV9 capsid exhibits the surface topology conserved in all AAVs: depressions at each icosahedral two-fold symmetry axis and surrounding each five-fold axis, three separate protrusions surrounding each three-fold axis, and a channel at each five-fold axis. The AAV9 viral protein (VP) has a conserved core structure, consisting of an eight-stranded, β-barrel motif and the αA helix, which are present in all parvovirus structures. The AAV9 VP differs in nine variable surface regions (VR-I to -IX) compared to AAV4, but at only three (VR-I, VR-II, and VR-IV) compared to AAV2 and AAV8. VR-I differences modify the raised region of the capsid surface between the two-fold and five-fold depressions. The VR-IV difference produces smaller three-fold protrusions in AAV9 that are less “pointed” than AAV2 and AAV8. Significantly, residues in the AAV9 VRs have been identified as important determinants of cellular tropism and transduction and dictate its antigenic diversity from AAV2. Hence, the AAV9 VRs likely confer the unique infection phenotypes of this serotype.
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“Despite this conservation, no nucleotide was observed in the AAV2, AAV5, and AAV9 structures (DiMattia et al., 2012; Govindasamy et al., 2013; Guenther et al., 2019; Xie et al., 2002).”
From Structure comparison of the chimeric AAV2.7m8 vector with parental AAV2 (2020) · cites this paper as DiMattia et al., 2012
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Pak, A., Wear, D., Tahmasian, N., Min, J. Y., Premraj, D. K., Gibbs, R., Spencer, K. A., Fang, S., Zerbes, T., Krishnan, M. R., et al. (2026) · Frontiers in Neuroscience · doi:10.3389/fnins.2026.1768545 · Cited by 3
“In particular, hypervariable regions (VR) IV and VIII have been shown to mediate docking (Figure 1) (DiMattia et al., 2012).”
Adeno-associated virus serotype 2 capsids with proteolytic cuts by trypsin remain intact and potent
Zhou, Y., Sach, T., Ong, J. Y., Lim, T.-A., Berecz, Z., Deniston, C., Miličić, G., Tsai, C. Y., Kandepalli, T., Langeslay, D. J., et al. (2024) · Gene Therapy · doi:10.1038/s41434-024-00507-4 · Cited by 4
“The AAV icosahedral capsid is formed by three viral proteins, VP1, VP2, and VP3 at an approximate 1:1:10 ratio [5].”
Fu, X., Leong, H.-Y., Qiao, L., Zhou, J.-N., Hu, W., Yao, S., & Lin, D. (2025) · Biotechnology Letters · doi:10.1007/s10529-024-03555-3 · Cited by 3
“…in the protrusions on the capsid surface among different AAV serotypes could result in varying degrees of steric hindrance (Walters et al. 2004; DiMattia et al. 2012); (3) variations or absence of amino acid residue on the capsid surface of AAV5, AAV8 and AAV9 may lead to differences in…”
El papel de la RSE en América Latina: ¿diferente al de Europa?
Vives, A. (2008) · Dialnet (Universidad de la Rioja) · Cited by 3
Crossing the Blood-Brain Barrier with AAVs: What’s After SMA?
Chan, Y. A., & Deverman, B. E. (2022) · AAPS advances in the pharmaceutical sciences series · doi:10.1007/978-3-030-88773-5_21 · Cited by 3
Design and Production of Heart Chamber-Specific AAV9 Vectors
Bilal, A. S., Thuerauf, D. J., Blackwood, E. A., & Glembotski, C. C. (2022) · Methods in molecular biology · doi:10.1007/978-1-0716-2707-5_8 · Cited by 3
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Gene Therapy for Heart Failure: Impact on Mitochondrial Dysfunction
Blagonravov, M. L., Sklifasovskaya, A. P., Karpov, R. M., Ovechkina, V. S., Andrianova, S. K., Syatkin, S. P., Belousov, V. V., & Mozhaev, A. A. (2026) · Biomedicines · doi:10.3390/biomedicines14020344 · Cited by 2
“Discovered in 2004, the AAV9 serotype has emerged as a leading vector for systemic gene delivery, distinguished primarily by its exceptional tissue tropism [91,96,97].”
Budrow, C., Bernal-Conde, L. D., Sandoval, I. M., Galfano, A., Grezenko, H., Velazquez, A., Marmion, D. J., Flores-Barrera, E., Venkatesh, S., Coyle, M., et al. (2026) · Acta Neuropathologica Communications · doi:10.1186/s40478-026-02221-1 · Cited by 2
Hoyle, B., Bello, D., Hill, J., Das, S., & Kim, J. (2025) · Current Gene Therapy · doi:10.2174/0115665232369708250327081305 · Cited by 2
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Hearing impairment: new frontiers of regenerative medicine
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Parambathu, A. V., Kumar, V., Khanal, O., & Lenhoff, A. M. (2025) · Molecular Therapy Advances · doi:10.1016/j.omta.2025.201656 · Cited by 2
PEP-TP56 enhances AAV transduction in a serotype-independent manner
Olarewaju, O., Held, F., Schoen, C., Maier, U., & du Plessis, F. (2026) · Heliyon · doi:10.1016/j.heliyon.2025.e44471 · Cited by 1
Metagenomic Reconstruction of Adeno-Associated Virus Genomes
Maiakovska, O., Link, L., Zayas, M., Sano, Y., Koay, T. W., Rapti, K., Liu, J., Bubeck, F., Xu, M., Baumgartl, C., et al. (2026) · Human Gene Therapy · doi:10.1177/10430342261419534 · Cited by 1
“45,46 To standardize the procedure for further structural analysis, both predicted and known structures were truncated at the N-terminus to start with H229, a residue preceding the onset of the fi rst secondary structural element.”
In vivo adenine base editing of mutant Galc gene ameliorates Krabbe disease progression
Nam, B.-G., Seo, J., Hong, S.-A., Kim, J., Kang, M., Notario, G. R., Hong, Y., Cho, S., Bae, S., & Cho, S.-R. (2026) · Genome Medicine · doi:10.1186/s13073-026-01620-2 · Cited by 1
“In order to deliver split ABE genes to the diseased mouse model, we selected the CNS-targeting AAV9 vector due to its wide application at both preclinical and clinical stages of treatment for various diseases [68].”
Viral Vectors for Muscle Gene Therapy
Wang, D., Brown, A., & Gao, G. (2019) · Springer eBooks · doi:10.1007/978-3-030-03095-7_10 · Cited by 1
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“This finding aligns with the expected theoretical ratio between capsid proteins for functioning AAV9 as documented in the literature [43].”
Structural and Functional Characterization of Porcine Adeno-Associated Viruses
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“When structurally aligned with previously determined capsid structures, such as those of AAV5 and AAV9 [46,47], the capsid cores are nearly perfectly superposable (Figure 2A).”
Self-citationAdeno-associated viruses escort nanomaterials to specific cells and tissuesPreprint
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Development of Therapies for Spinal Muscular Atrophy Using Gene Therapy and Nanotechnology
Little, D. (2013) · White Rose eTheses Online (University of Leeds, The University of Sheffield, University of York)
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DETERMINANTS OF AAV TRANSPORT ACROSS THE BLOOD-BRAIN BARRIER
Albright, B. H. (2018) · Carolina Digital Repository (University of North Carolina at Chapel Hill) · doi:10.17615/vnpr-wx33
The mechanistic role of MicroRNAs in takotsubo syndrome
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Metadata
- Authors
- DiMattia, M. A., Nam, H.-J., Van Vliet, K., Mitchell, M., Bennett, A., Gurda, B. L., McKenna, R., Olson, N. H., Sinkovits, R. S., Potter, M., Byrne, B. J., Aslanidi, G., Zolotukhin, S., Muzyczka, N., Baker, T. S., & Agbandje-McKenna, M.
- Affiliations
- University of Florida (US)
- Department of Biochemistry and Molecular Biology, Center for Structural Biology, McKnight Brain Institute, College of Medicine, University of Florida, Gainesville, Florida, USA
- University of California San Diego (US)
- University of Florida Health (US)
- ORCID
- Venue
- Journal of Virology
- Publisher
- American Society for Microbiology
- Published
- 2012-06-15
- Volume
- 86
- Issue
- 12
- Pages
- 6947-6958
- ISSN
- 0022-538X (ISSN-L)
- 1098-5514
- PMC
- PMC3393551
- OpenAlex
- W2012799865
- Cited by
- 219
- References
- 91
- Citations by year
- 2026: 15 · 2025: 18 · 2024: 17 · 2023: 16 · 2022: 26 · 2021: 23 · 2020: 18 · 2019: 16 · 2018: 15 · 2017: 6 · 2016: 11 · 2015: 9 · 2014: 12 · 2013: 11 · 2012: 4
- FWCI
- 6.94
- Type
- journal article
- Language
- en
- Open access
- bronze
- doi.org
- Locations
- Journal of Virology (publishedVersion)
- Europe PMC (PubMed Central) (publishedVersion)
- PubMed Central (publishedVersion)
- PubMed (publishedVersion)
- eScholarship (California Digital Library) (submittedVersion)
- Funders
- National Science Foundation
- National Institutes of Health (4r37gm033050-27)
- University of California, San Francisco
- National Heart, Lung, and Blood Institute (P01HL059412, P01 HL 59412)
- National Institute of General Medical Sciences (R37GM-033050, R37 GM-33050, DMR-0225180, R01GM082946)
- Division of Materials Research
- National Center for Research Resources (RR-01646, S10RR020016, P41RR001646, P41RR001081)
- Topics
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Genetics › Virus-based gene therapy research
- Health Sciences › Medicine › Infectious Diseases › Parvovirus B19 Infection Studies
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Molecular Biology › RNA Interference and Gene Delivery
- Keywords
- AAV9, viral tropism, blood-brain barrier penetration, antigenic diversity, 3D reconstruction
- MeSH terms
- Dependovirus, Capsid, Crystallography, X-Ray, Cryoelectron Microscopy, Imaging, Three-Dimensional, Capsid Proteins
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