Cited by 221Clinical practice guidelines implementationHealth Sciences Research and EducationHealth Policy Implementation Science

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Patterns of ‘leakage’ in the utilisation of clinical guidelines: a systematic review

Open access
Mickan, Sharon, Burls, Amanda, Glasziou, Paul·2011·Postgraduate Medical Journal

Abstract

Background: Research evidence is insufficient to change physicians' behaviour. In 1996, Pathman developed a four step model: that physicians need to be aware of, agree with, adopt, and adhere to guidelines. Objective: To review evidence in different settings on the patterns of ‘leakage’ in the utilisation of clinical guidelines using Pathman’s awareness-to-adherence model. Methods: A systematic review was conducted in June 2010. Primary studies were included if they reported on rates of awareness and agreement and adoption and/or adherence. Results: 11 primary studies were identified, reporting on 29 recommendations. Descriptive analyses of patterns and causes of leakage were tabulated and graphed. Leakage was progressive across all four steps. Median adherence from all recommendations was 34%, suggesting that potential benefits for patients from health research may be lost. There was considerable variation across different types of guidelines. Recommendations for drug interventions, vaccination and health promotion activities showed high rates of awareness. Leakage was most pronounced between adoption and adherence for drug recommendations and between awareness and agreement for medical management recommendations. Barriers were reported differentially for all steps of the model. Conclusion: Leakage from research publication to guideline utilisation occurs in a wide variety of clinical settings and at all steps of the awareness-to-adherence pathway. This review confirms that clinical guidelines are insufficient to implement research and suggests there may be different factors influencing clinicians at each step of this pathway. Recommendations to improve guideline adherence need to be tailored to each step.

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Crossref · 10.1136/pgmj.2010.116012

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  • Only one third of the research evidence informing guidelines is being routinely adhered to.

    “a systematic review including 29 guidelines recommendations from 11 studies shows that only one third of the research evidence informing guidelines is being routinely adhered to [3].”

    From Achieving change in primary care—causes of the evidence to practice gap: systematic reviews of reviews (2015) · cites this paper as [3]

    The Abstract Results report 11 studies covering 29 recommendations and median adherence of 34%. The Conclusion says it is *suggested* that only one third of the research evidence informing guidelines is routinely adhered to. The citing sentence presents that qualified estimate as a definitive finding, despite the variation across guidelines noted in the Results. (LLM, conf=0.84)

    Experimental — accuracy not yet measured
  • Adherence rates vary from just above 20 to over 80%.

    “Adherence rates vary from just above 20 to over 80 % [3].”

    From Achieving change in primary care—causes of the evidence to practice gap: systematic reviews of reviews (2015) · cites this paper as [3]

    The Results section (‘Comparison of rates at each step’) gives this range for six drug-intervention recommendations. The citing sentence omits that restriction, making the range sound applicable to adherence rates generally. (LLM, conf=0.82)

    Experimental — accuracy not yet measured
  • Interventions that were complex were often associated with lower adoption.

    “Interventions that were complex were often associated with lower adoption [3, 35, 39, 87, 88].”

    From Achieving change in primary care—causes of the evidence to practice gap: systematic reviews of reviews (2015) · cites this paper as [3]

    The Results section (‘Identification of barriers for guideline implementation’; page unavailable) says adoption rates differed with the clinical action required. It does not identify intervention complexity or show that more complex interventions were often associated with lower adoption. (LLM, conf=0.76)

    Experimental — accuracy not yet measured
  • Interventions that demonstrated clear and consistent clinical evidence of benefit or good applicability relevant to setting were shown to facilitate implementation.

    “interventions that demonstrated clear and consistent clinical evidence of benefit [3, 16, 34, 35, 51, 55, 56, 68, 74, 89] or good applicability relevant to setting [3, 35, 68] were shown to facilitate implementation.”

    From Achieving change in primary care—causes of the evidence to practice gap: systematic reviews of reviews (2015) · cites this paper as [3]

    The Discussion (page not available) suggests that stronger evidence may explain higher agreement with drug and vaccination recommendations, but it does not establish that clear and consistent evidence of benefit facilitated implementation. The Results, under “Identification of barriers for guideline implementation” (page not available), report that practical considerations affected adherence and that limited equipment and staff made guidelines impractical. This supports the importance of fit with the setting, but not the stronger claim that good applicability was shown to facilitate implementation. (LLM, conf=0.85)

    Experimental — accuracy not yet measured
  • Resistance to change caused by disagreement with the evidence, negative beliefs about the usefulness or added value of the intervention, or belief that the intervention was not part of their role were commonly described as a barrier to implementation.

    “Resistance to change caused by disagreement with the evidence, negative beliefs about the usefulness or added value of the intervention or belief that the intervention was not part of their role were commonly described as a barrier to implementation [3, 14, 35, 41, 67–70, 76, 77, 80].”

    From Achieving change in primary care—causes of the evidence to practice gap: systematic reviews of reviews (2015) · cites this paper as [3]

    The Results section (‘Identification of barriers for guideline implementation’; page unavailable) links agreement and adherence to a guideline’s scientific rationale and clinicians’ perceptions of its relative advantage. The Discussion also identifies beliefs about outcomes and inertia of current practice as barriers. Our copy does not establish that these barriers were commonly described, or identify a belief that an intervention was outside clinicians’ role. (LLM, conf=0.84)

    Experimental — accuracy not yet measured

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Citations

Cites

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Research works printed but not linked: 16

  1. Glasziou, 2005, The paths from research to improved health outcomes, Evid Based Med, 10, 4
  2. Cabana, 1999, Why don't physicians follow clinical practice guidelines? A framework for improvement, JAMA, 282, 1458, 10.1001/jama.282.15.1458 · DOI · Paper page
  3. Pathman, 1996, The awareness-to-adherence model of the steps to clinical guideline compliance: the case of pediatric vaccine recommendations, Med Care, 34, 873, 10.1097/00005650-199609000-00002 · DOI
  4. Tan, 2006, Clinical practice guidelines: a critical review, Int J Health Care Qual Assur, 19, 195, 10.1108/09526860610651717 · DOI
  5. Beaulieu, 2005, Physicians' attitudes to the pharmacological treatment of patients with stable angina pectoris, QJM, 98, 41, 10.1093/qjmed/hci006 · DOI
  6. Cabana, 2007, Specialty differences in prescribing inhaled corticosteroids for children, Clin Pediatr (Phila), 46, 698, 10.1177/0009922807301436 · DOI
  7. Cruz-Correa, 2001, The impact of practice guidelines in the management of Barrett esophagus: a national prospective cohort study of physicians, Arch Intern Med, 161, 2588, 10.1001/archinte.161.21.2588 · DOI
  8. Erhardt, 2008, Cardiologists' awareness and perceptions of guidelines for chronic heart failure. The ADDress your Heart survey, Eur J Heart Fail, 10, 1020, 10.1016/j.ejheart.2008.08.001 · DOI
  9. Freed, 1994, Universal hepatitis B immunization of infants: reactions of pediatricians and family physicians over time, Pediatrics, 93, 747, 10.1542/peds.93.5.747 · DOI
  10. Gentile, 2004, Well-child visits in the video age: pediatricians and the American Academy of Pediatrics' guidelines for children’s media use, Pediatrics, 114, 1235, 10.1542/peds.2003-1121-L · DOI
  11. Heneghan, 2007, Hypertension guideline recommendations in general practice: awareness, agreement, adoption, and adherence, Br J Gen Pract, 57, 948, 10.3399/096016407782604965 · DOI
  12. Pitimana-Aree, 2007, A survey of awareness, opinion and reported use of clinical practice guidelines (CPG) of the Royal College of Anesthesiologists of Thailand, J Med Assoc Thai, 90, 1853
  13. Weyman, 1995, Screening guidelines for Chlamydia trachomatis infection. Evaluating physician awareness, agreement, and use, Can Fam Physician, 41, 228
  14. Zimmerman, 2004, Physician and practice factors related to influenza vaccination among the elderly, Am J Prev Med, 26, 1, 10.1016/j.amepre.2003.09.020 · DOI
  15. Wang, 2004, How well do patients report noncompliance with antihypertensive medications? A comparison of self-report versus filled prescriptions, Pharmacoepidemiol Drug Saf, 13, 11, 10.1002/pds.819 · DOI
  16. Department of Health, 2010, Equity and excellence: liberating the NHS

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Metadata

Authors
Mickan, S., Burls, A., & Glasziou, P.
Affiliations
  • University of Oxford (GB)
  • Bond University (AU)
Corresponding author
Mickan, Sharon
Venue
Postgraduate Medical Journal
Published
2011-06-29
Volume
87
Issue
1032
Pages
670-679
ISSN
  • 0032-5473 (ISSN-L)
  • 1469-0756
OpenAlex
W2113433856
Cited by
221
References
0
Citations by year
2026: 6 · 2025: 16 · 2024: 32 · 2023: 12 · 2022: 17 · 2021: 26 · 2020: 15 · 2019: 10 · 2018: 13 · 2017: 15 · 2016: 5 · 2015: 17 · 2014: 12 · 2013: 16 · 2012: 8
FWCI
1.82
Type
journal article
Language
en
Open access
Locations
  • Postgraduate Medical Journal (publishedVersion, cc-by-nc)
  • Europe PMC (PubMed Central) (publishedVersion, cc-by-nc)
  • PubMed Central (publishedVersion, cc-by-nc)
  • PubMed (publishedVersion)
  • City Research Online (City University London) (acceptedVersion)
  • e-publications@bond (Bond University) (submittedVersion)
  • Bond University Research Portal (Bond University) (submittedVersion, cc-by)
  • Griffith Research Online (submittedVersion, cc-by-nc)
Topics
  • Health Sciences › Medicine › Public Health, Environmental and Occupational Health › Clinical practice guidelines implementation
  • Health Sciences › Health Professions › General Health Professions › Health Sciences Research and Education
  • Health Sciences › Health Professions › General Health Professions › Health Policy Implementation Science
Keywords
guideline adherence, guideline awareness, guideline agreement, guideline adoption, barriers to guideline implementation, evidence-based practice, drug recommendation, vaccine recommendations, health promotion recommendations
MeSH terms
Attitude of Health Personnel, Humans, Health Knowledge, Attitudes, Practice, Practice Patterns, Physicians', Physicians, Practice Guidelines as Topic, Guideline Adherence

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