Cited by 72Ethics and Social Impacts of AIExplainable Artificial Intelligence (XAI)AI and HR Technologies

Designing Disaggregated Evaluations of AI Systems: Choices, Considerations, and Tradeoffs

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Barocas, Solon, Guo, Anhong, Kamar, Ece, Krones, Jacquelyn, Morris, Meredith Ringel, Vaughan, Jennifer Wortman, Wadsworth, W. Duncan, Wallach, Hanna·2021·Proceedings of the 2021 AAAI/ACM Conference on AI, Ethics, and Society

Abstract

Disaggregated evaluations of AI systems, in which system performance is assessed and reported separately for different groups of people, are conceptually simple. However, their design involves a variety of choices. Some of these choices influence the results that will be obtained, and thus the conclusions that can be drawn; others influence the impacts---both beneficial and harmful---that a disaggregated evaluation will have on people, including the people whose data is used to conduct the evaluation. We argue that a deeper understanding of these choices will enable researchers and practitioners to design careful and conclusive disaggregated evaluations. We also argue that better documentation of these choices, along with the underlying considerations and tradeoffs that have been made, will help others when interpreting an evaluation's results and conclusions.

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  • Algorithmic audits remain poorly defined and lack widely adopted standards.

    “Algorithmic audits (or 'AI audits') are an increasingly popular mechanism for algorithmic accountability; however, they remain poorly defined.”

    From Who Audits the Auditors? Recommendations from a field scan of the algorithmic auditing ecosystem (2022) · cites this paper as [6]

    The Introduction says that developing a clear definition of an AI audit is a much-needed research direction, supporting the claim that audits remain poorly defined. It does not establish that audits lack widely adopted standards or that they are increasingly popular. (LLM, conf=0.82)

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References 43 · Cited by 72

Research works printed but not linked: 4

  1. Alexandra Chouldechova, Emily Putnam-Hornstein, Diana Benavides Prado, Oleksandr Fialko, and Rhema Vaithianathan. 2018. A case study of algorithm- assisted decision making in child maltreatment hotline screening decisions. In Proc. of the Conference on Fairness, Accountability, and Transparency (FAT*).
  2. Timnit Gebru, Jamie Morgenstern, Briana Vecchione, Jennifer Wortman Vaughan, Hanna Wallach, Hal Daumeé III, and Kate Crawford. 2018. Datasheets for datasets. CoRR arXiv:1803.09010. · arXiv
  3. Kenneth Keppel, Elsie Pamuk, John Lynch, Olivia Carter-Pokras, Insun Kim, Vickie Mays, Jeffrey Pearcy, Victor Schoenbach, and Joel S. Weissman. 2005. Methodological issues in measuring health disparities. Vital and Health Statistics, Series 2: Data Evaluation and Methods Research 2, 141 (2005), 1-16.
  4. Morgan Klaus Scheuerman, Jacob M. Paul, and Jed R. Brubaker. 2019. How Computers See Gender: An Evaluation of Gender Classification in Commercial Facial Analysis and Image Labeling Services. Proc. of the ACM on Human- Computer Interaction (2019).

Authors
Barocas, S., Guo, A., Kamar, E., Krones, J., Morris, M. R., Vaughan, J. W., Wadsworth, W. D., & Wallach, H.
Affiliations
  • Microsoft (United States) (US)
  • University of Michigan (US)
Venue
Proceedings of the 2021 AAAI/ACM Conference on AI, Ethics, and Society
Publisher
ACM
Published
2021-07-21
Pages
368-378
ISSN
3065-8365 (ISSN-L)
OpenAlex
W3134218834
Cited by
72
References
43
Citations by year
2026: 14 · 2025: 11 · 2024: 15 · 2023: 16 · 2022: 12 · 2021: 4
FWCI
10.60
Type
conference paper
Language
en
Open access
Locations
  • Proceedings of the AAAI/ACM Conference on AI Ethics and Society (publishedVersion)
  • arXiv (Cornell University) (submittedVersion)
  • arXiv (Cornell University)
Topics
  • Social Sciences › Safety Research › Ethics and Social Impacts of AI
  • Physical Sciences › Computer Science › Artificial Intelligence › Explainable Artificial Intelligence (XAI)
  • Social Sciences › Business, Management and Accounting › Organizational Behavior and Human Resource Management › AI and HR Technologies
Keywords
AI evaluation, evaluation documentation

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