Beyond Power Calculations: Assessing Type S (Sign) and Type M (Magnitude) Errors
Abstract
Statistical power analysis provides the conventional approach to assess error rates when designing a research study. However, power analysis is flawed in that a narrow emphasis on statistical significance is placed as the primary focus of study design. In noisy, small-sample settings, statistically significant results can often be misleading. To help researchers address this problem in the context of their own studies, we recommend design calculations in which (a) the probability of an estimate being in the wrong direction (Type S [sign] error) and (b) the factor by which the magnitude of an effect might be overestimated (Type M [magnitude] error or exaggeration ratio) are estimated. We illustrate with examples from recent published research and discuss the largest challenge in a design calculation: coming up with reasonable estimates of plausible effect sizes based on external information.
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The probability of a sign error in the effects of enrollment to MIR is 0.00002 and 0.00003 for rearrests within one and four years, respectively.
“Following the procedure proposed by Gelman and Carlin (2014), we estimate the probability of a sign error in the effects of enrollment to MIR to be 0.00002 and 0.00003 for rearrests within one and four years, for example.”
From Can Restorative Justice Conferencing Reduce Recidivism? Evidence From the Make-it-Right Program (2021) · cites this paper as Gelman and Carlin (2014)
The average potential exaggeration ratio is 1.2 in the effect of enrollment to MIR on rearrests within one and four years.
“Again, following the procedure proposed by Gelman and Carlin (2014), we estimate an average potential exaggeration ratio of 1.2 in the effect of enrollment to MIR on rearrests within one and four years.”
From Can Restorative Justice Conferencing Reduce Recidivism? Evidence From the Make-it-Right Program (2021) · cites this paper as Gelman and Carlin (2014)
Significant findings from underpowered experiments are more likely to exaggerate or reverse the true effect (Type-M and Type-S errors).
“Moreover, significant findings from underpowered experiments are more likely to exaggerate or reverse the true effect - so-called Type-M (magnitude) and Type-S (sign) errors, respectively (Gelman and Carlin, 2014).”
From With Little Power Comes Great Responsibility (2020) · cites this paper as Gelman and Carlin, 2014
Underpowered experiments increase the chances of exaggerated findings.
“Underpowered experiments make it more difficult to discern the difference between statistical noise and meaningful model improvements, and increase the chances of exaggerated findings.”
From With Little Power Comes Great Responsibility (2020) · cites this paper as Gelman and Carlin, 2014
Studies with low power are more likely to produce false negatives and more likely to report exaggerated effect sizes when significant.
“Studies with low power are more likely to produce false negatives and more likely to report exaggerated effect sizes when significant (Gelman & Carlin, 2014).”
From Review: Social media use and adolescent mental health - an umbrella review and power analysis. (2026) · cites this paper as Gelman & Carlin, 2014
When samples are small, observed effects can misestimate both the magnitude and direction of a true effect.
“With small sample sizes, observed effects may misestimate both the size and the direction of any true underlying effect (Gelman & Carlin, 2014).”
From Psychosocial functioning and the cortisol awakening response: meta-analysis, P-curve analysis, and evaluation of the evidential value in existing studies (2017) · cites this paper as Gelman & Carlin, 2014
Small samples, often under 100 participants, may contribute to heterogeneity.
“and from small sample sizes (N < 100) that are characteristic of the literature.”
From Psychosocial functioning and the cortisol awakening response: meta-analysis, P-curve analysis, and evaluation of the evidential value in existing studies (2017) · cites this paper as Gelman & Carlin, 2014
Unreliable measurement can make estimates of relationships wrong in both magnitude and sign.
“unreliable measurement can yield estimates of relationships that are incorrect in both magnitude (e.g., an estimate is either larger or smaller than the true underlying relationship) and sign (e.g., a positive estimate is obtained when the true underlying relationship is negative) (Gelman & Carlin, 2014).”
From Psychosocial functioning and the cortisol awakening response: meta-analysis, P-curve analysis, and evaluation of the evidential value in existing studies (2017) · cites this paper as Gelman & Carlin, 2014
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References 33 · Cited by 1,343
- Authors
- Gelman, A., & Carlin, J.
- Affiliations
- Columbia University (US)
- The University of Melbourne (AU)
- Venue
- Perspectives on Psychological Science
- Publisher
- SAGE Publications
- Published
- 2014-11
- Volume
- 9
- Issue
- 6
- Pages
- 641-651
- ISSN
- 1745-6916 (ISSN-L)
- 1745-6924
- OpenAlex
- W2119303750
- Cited by
- 1,343
- References
- 33
- Citations by year
- 2026: 133 · 2025: 114 · 2024: 123 · 2023: 107 · 2022: 143 · 2021: 160 · 2020: 185 · 2019: 136 · 2018: 104 · 2017: 74 · 2016: 46 · 2015: 17 · 2014: 1
- FWCI
- 45.07
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Perspectives on Psychological Science (publishedVersion)
- PubMed (publishedVersion)
- Funders
- National Security Agency
- Institute of Education Sciences
- Topics
- Social Sciences › Decision Sciences › Statistics, Probability and Uncertainty › Meta-analysis and systematic reviews
- Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods and Bayesian Inference
- Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods in Epidemiology
- Keywords
- statistical power analysis, design calculation, effect size estimation, noisy data, statistical significance, research design, external information
- MeSH terms
- Beauty, Data Interpretation, Statistical, Female, Humans, Male, Menstrual Cycle, Politics, Psychology, Research Design, Sex Ratio
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