α-PD-1 therapy elevates Treg/Th balance and increases tumor cell pSmad3 that are both targeted by α-TGFβ antibody to promote durable rejection and immunity in squamous cell carcinomas
Open accessAbstract
BACKGROUND: Checkpoint blockade immunotherapy has improved metastatic cancer patient survival, but response rates remain low. There is an unmet need to identify mechanisms and tools to circumvent resistance. In human patients, responses to checkpoint blockade therapy correlate with tumor mutation load, and intrinsic resistance associates with pre-treatment signatures of epithelial mesenchymal transition (EMT), immunosuppression, macrophage chemotaxis and TGFβ signaling. METHODS: To facilitate studies on mechanisms of squamous cell carcinoma (SCC) evasion of checkpoint blockade immunotherapy, we sought to develop a novel panel of murine syngeneic SCC lines reflecting the heterogeneity of human cancer and its responses to immunotherapy. We characterized six Kras-driven cutaneous SCC lines with a range of mutation loads. Following implantation into syngeneic FVB mice, we examined multiple tumor responses to α-PD-1, α-TGFβ or combinatorial therapy, including tumor growth rate and regression, tumor immune cell composition, acquired tumor immunity, and the role of cytotoxic T cells and Tregs in immunotherapy responses. RESULTS: We show that α-PD-1 therapy is ineffective in establishing complete regression (CR) of tumors in all six SCC lines, but causes partial tumor growth inhibition of two lines with the highest mutations loads, CCK168 and CCK169. α-TGFβ monotherapy results in 20% CR and 10% CR of established CCK168 and CCK169 tumors respectively, together with acquisition of long-term anti-tumor immunity. α-PD-1 synergizes with α-TGFβ, increasing CR rates to 60% (CCK168) and 20% (CCK169). α-PD-1 therapy enhances CD4 + Treg/CD4 + Th ratios and increases tumor cell pSmad3 expression in CCK168 SCCs, whereas α-TGFβ antibody administration attenuates these effects. We show that α-TGFβ acts in part through suppressing immunosuppressive Tregs induced by α-PD-1, that limit the anti-tumor activity of α-PD-1 monotherapy. Additionally, in vitro and in vivo, α-TGFβ acts directly on the tumor cell to attenuate EMT, to activate a program of gene expression that stimulates immuno-surveillance, including up regulation of genes encoding the tumor cell antigen presentation machinery. CONCLUSIONS: We show that α-PD-1 not only initiates a tumor rejection program, but can induce a competing TGFβ-driven immuno-suppressive program. We identify new opportunities for α-PD-1/α-TGFβ combinatorial treatment of SCCs especially those with a high mutation load, high CD4+ T cell content and pSmad3 signaling. Our data form the basis for clinical trial of α-TGFβ/α-PD-1 combination therapy (NCT02947165).
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EMT enables carcinoma cells to exert local immunosuppression by repressing MHCI antigen presentation and antigen processing/presentation machinery, thereby suppressing CD8+ T cell and NK cytotoxic activities.
“Of further therapeutic relevance, EMT enables carcinoma cells to exert local immunosuppression143,144. EMT confers repression of major histocompatibility complex class I (MHCI) antigen presentation by tumor cells, which is required for recognition by CD8+ T cells, and thus indirectly suppresses cytotoxic activities of CD8+ T cells and cytolytic activities of NK cells141,143–145.”
From TGFβ biology in cancer progression and immunotherapy (2021) · cites this paper as [145]
Treg cells functionally repress the tumor-killing activity of CD8+ T cells through various activities, including TGF-β1 activation.
“These then functionally repress, through various activities, including TGF-β1 activation82,145, the tumor-killing activity of CD8+ T cells 58,63,82,145,218,219”
From TGFβ biology in cancer progression and immunotherapy (2021) · cites this paper as [145]
Treg cells contribute to macrophage and neutrophil polarization towards a regenerative rather than inflammatory cell state.
“and contribute to macrophage and neutrophil polarization towards a regenerative rather than inflammatory cell state58,63,82,145,172,173,218,219.”
From TGFβ biology in cancer progression and immunotherapy (2021) · cites this paper as [145]
Recent results highlight the role of increased TGF-β signaling in intrinsic resistance to checkpoint blockade therapy.
“Recent results in fact highlight the role of increased TGF-β signaling in intrinsic resistance to checkpoint blockade therapy21,23,38,71,145.”
From TGFβ biology in cancer progression and immunotherapy (2021) · cites this paper as [145]
Monoclonal antibodies prevent TGF-β receptors from binding ligand.
“Another class of therapeutics comprises monoclonal antibodies that prevent TGF-β receptors from binding ligand145,300.”
From TGFβ biology in cancer progression and immunotherapy (2021) · cites this paper as [145]
TGF-β released and activated by cancer cells, stromal fibroblasts, and/or immune cells dampens anti-tumor immunity and responses to immunotherapeutics through direct and indirect mechanisms.
“An underlying and predominant rationale focuses on the ability of TGF-β released and activated by cancer cells, stromal fibroblasts and/or immune cells to dampen anti-tumor immunity and responses to immunotherapeutics through direct and indirect mechanisms21,23,71,145,353,354.”
From TGFβ biology in cancer progression and immunotherapy (2021) · cites this paper as [145]
Anti-PD-1 therapy by itself promotes intratumoral TGF-β signaling in mouse models.
“Moreover, anti-PD-1 therapy by itself promotes intratumoral TGF-β signaling in mouse models145.”
From TGFβ biology in cancer progression and immunotherapy (2021) · cites this paper as [145]
The anti-PD-L1-TβRII chimera M7824 demonstrated increased efficacy of tumor regression in some mouse models compared with TβRII trap alone or anti-PD-L1 monotherapy.
“The anti-PD-L1-TβRII chimera, M7824, also demonstrated increased efficacy of tumor regression in some mouse models, when compared to TβRII trap alone or anti-PD-L1 monotherapy366, consistent with results from combinations of anti-TGF-β or anti-PD-1/PD-L1145.”
From TGFβ biology in cancer progression and immunotherapy (2021) · cites this paper as [145]
TGF-β, CTLA-4, and PD-L1/PD-1 signaling act as parallel immunosuppressive pathways that repress cytotoxic T cell, NK cell, and macrophage activities through distinct mechanisms.
“Considering that TGF-β, CTLA-4 and PD-L1/PD-1 signaling act as parallel immunosuppressive pathways that repress cytotoxic T cell, NK cell and macrophage activities through distinct mechanisms”
From TGFβ biology in cancer progression and immunotherapy (2021) · cites this paper as [145]
Treatments combining TGF-β inhibition with immune checkpoint inhibition are likely to increase therapeutic efficacy.
“treatments that combine TGF-β inhibition with immune checkpoint inhibition are likely to increase therapeutic efficacy21,23,71,145,346,362.”
From TGFβ biology in cancer progression and immunotherapy (2021) · cites this paper as [145]
In a preclinical study of six SCC lines, CD4+ T cell composition distinguished responsive lines from those refractory to anti-TGF-β/anti-PD-1 combination therapy in vivo.
“In a preclinical study of six SCC lines, the CD4+ T cell composition distinguished responsive lines from those refractile to anti-TGF-β/anti-PD-1 combination therapy in vivo145.”
From TGFβ biology in cancer progression and immunotherapy (2021) · cites this paper as [145]
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References 50 · Cited by 177
- Authors
- Dodagatta-Marri, E., Meyer, D. S., Reeves, M. Q., Paniagua, R., To, M. D., Binnewies, M., Broz, M. L., Mori, H., Wu, D., Adoumie, M., Del Rosario, R., Li, O., Buchmann, T., Liang, B., Malato, J., Arce Vargus, F., Sheppard, D., Hann, B. C., Mirza, A., Quezada, S. A., Rosenblum, M. D., Krummel, M. F., Balmain, A., & Akhurst, R. J.
- Affiliations
- University of California, San Francisco (US)
- University of California, Davis (US)
- XOMA (United States) (US)
- University College London (GB)
- Corresponding author
- Akhurst, R. J.
- ORCID
- Venue
- Journal for ImmunoTherapy of Cancer
- Publisher
- BMJ
- Published
- 2019-03-04
- Volume
- 7
- Issue
- 1
- Pages
- 62-62
- ISSN
- 2051-1426 (ISSN-L)
- PMC
- PMC6399967
- OpenAlex
- W2922510644
- Cited by
- 177
- References
- 50
- Citations by year
- 2026: 8 · 2025: 18 · 2024: 24 · 2023: 24 · 2022: 33 · 2021: 42 · 2020: 23 · 2019: 5
- FWCI
- 10.75
- Type
- journal article
- Language
- en
- Open access
- gold
- doi.org
- Licence
- cc-by
- Locations
- Journal for ImmunoTherapy of Cancer (publishedVersion, cc-by)
- Europe PMC (PubMed Central) (publishedVersion, other-oa)
- PubMed Central (publishedVersion, cc-by)
- PubMed (publishedVersion)
- Deep Blue (University of Michigan) (submittedVersion)
- eScholarship (California Digital Library) (submittedVersion)
- DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
- UCL Discovery (University College London) (submittedVersion)
- Funders
- National Cancer Institute (R21CA164772, R01CA210561, 5P30 CA082103, U01CA176287, R01CA111834, R01CA184510, R01CA184089)
- Helen Diller Family Comprehensive Cancer Center (N/A)
- Schweizerischer Nationalfonds zur Förderung der Wissenschaftlichen Forschung
- Xoma Corporation (N/A)
- Topics
- Health Sciences › Medicine › Oncology › Cancer Immunotherapy and Biomarkers
- Life Sciences › Immunology and Microbiology › Immunology › T-cell and B-cell Immunology
- Life Sciences › Immunology and Microbiology › Immunology › Immunotherapy and Immune Responses
- Keywords
- squamous cell carcinoma, anti-PD-1 therapy, TGF-beta blockade, regulatory T cells, Th1/Th2 balance, Smad3 phosphorylation, tumor immune evasion, epithelial-mesenchymal transition, combination immunotherapy, tumor antigen presentation, tumor regression, antitumor immunity, syngeneic murine tumor models, immune checkpoint inhibitor resistance
- MeSH terms
- Antineoplastic Agents, Immunological, Carcinoma, Squamous Cell, Drug Synergism, T-Lymphocytes, Helper-Inducer, Humans, Immunohistochemistry, Signal Transduction, Biomarkers, Transforming Growth Factor beta, Lymphocytes, Tumor-Infiltrating, Lymphocyte Count, CD4 Lymphocyte Count, Cell Line, Tumor, T-Lymphocytes, Regulatory, Smad3 Protein, Epithelial-Mesenchymal Transition, Programmed Cell Death 1 Receptor
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