Cited by 87Topic ModelingAdvanced Text Analysis TechniquesNatural Language Processing Techniques

Hallucinated but Factual! Inspecting the Factuality of Hallucinations in Abstractive Summarization

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Cao, Meng, Dong, Yue, Cheung, Jackie·2022·Proceedings of the 60th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)

Abstract

State-of-the-art abstractive summarization systems often generate hallucinations; i.e., content that is not directly inferable from the source text.Despite being assumed incorrect, we find that much hallucinated content is factual, namely consistent with world knowledge.These factual hallucinations can be beneficial in a summary by providing useful background information.In this work, we propose a novel detection approach that separates factual from non-factual hallucinations of entities.Our method utilizes an entity's prior and posterior probabilities according to pre-trained and finetuned masked language models, respectively.Empirical results suggest that our approach outperforms five baselines and strongly correlates with human judgments.Furthermore, we show that our detector, when used as a reward signal in an off-line reinforcement learning (RL) algorithm, significantly improves the factuality of summaries while maintaining the level of abstractiveness. 1

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  • Most existing work focuses on investigating the causes of hallucination for specific tasks and small language models.

    “Most exiting work mainly focuses on investigating the causes of hallucination for specific tasks and small language models (Cao et al., 2022;Zheng et al., 2023;Das et al., 2023).”

    From HaluEval: A Large-Scale Hallucination Evaluation Benchmark for Large Language Models (2023) · cites this paper as Cao et al., 2022

    The Conclusion describes this paper as investigating hallucination in abstractive summarization, a specific task, and Appendix A.6 asks where the model learns to hallucinate. But the paper does not establish that most existing work investigates causes, or that it focuses on small language models; its Additional information section says the experiments use large BART models. Page numbers are unavailable in our copy. (LLM, conf=0.82)

    Experimental — accuracy not yet measured
  • The paper uses hallucination patterns from prior work: four QA patterns (comprehension, factualness, specificity, inference), three dialogue patterns (extrinsic-soft, extrinsic-hard, extrinsic-grouped), and three summarization patterns (factual, non-factual, intrinsic).

    “Specifically, we consider four types of hallucination patterns for question answering (i.e., comprehension, factualness, specificity, and inference) (Zheng et al., 2023), three types of hallucination patterns for knowledgegrounded dialogue (i.e., extrinsic-soft, extrinsichard, and extrinsic-grouped) (Das et al., 2023), and three types of hallucination patterns for text summarization (i.e., factual”

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Research works printed but not linked: 19

  1. Yue Dong, Shuohang Wang, Zhe Gan, Yu Cheng, Jackie Chi Kit Cheung, and Jingjing Liu. 2020. Multi- fact correction in abstractive text summarization. In Proceedings of the 2020 Conference on Empirical Methods in Natural Language Processing (EMNLP), pages 9320-9331, Online. Association for Computa- tional Linguistics. · DOI
  2. Katja Filippova. 2020. Controlled hallucinations: Learning to generate faithfully from noisy data. In Findings of the Association for Computational Lin- guistics: EMNLP 2020, pages 864-870, Online. As- sociation for Computational Linguistics. · DOI · Paper page
  3. Tanya Goyal and Greg Durrett. 2020. Evaluating factu- ality in generation with dependency-level entailment. In Findings of the Association for Computational Lin- guistics: EMNLP 2020, pages 3592-3603, Online. Association for Computational Linguistics. · DOI · Paper page
  4. Karl Moritz Hermann, Tomas Kocisky, Edward Grefen- stette, Lasse Espeholt, Will Kay, Mustafa Suleyman, and Phil Blunsom. 2015. Teaching machines to read and comprehend. In Advances in Neural Information Processing Systems, volume 28, pages 1693-1701.
  5. Masoud Jalili Sabet, Philipp Dufter, François Yvon, and Hinrich Schütze. 2020. SimAlign: High qual- ity word alignments without parallel training data using static and contextualized embeddings. In Find- ings of the Association for Computational Linguistics: EMNLP 2020, pages 1627-1643, Online. Association for Computational Linguistics. · DOI
  6. Daniel Kang and Tatsunori Hashimoto. 2020. Improved natural language generation via loss truncation. In Proceedings of the 58th Annual Meeting of the Associ- ation for Computational Linguistics, pages 718-731, Online. Association for Computational Linguistics. · DOI
  7. Chin-Yew Lin. 2004. ROUGE: A package for auto- matic evaluation of summaries. In Text Summariza- tion Branches Out, pages 74-81, Barcelona, Spain. Association for Computational Linguistics.
  8. Feng Nan, Ramesh Nallapati, Zhiguo Wang, Cicero Nogueira dos Santos, Henghui Zhu, Dejiao Zhang, Kathleen McKeown, and Bing Xiang. 2021. Entity- level factual consistency of abstractive text summa- rization. In Proceedings of the 16th Conference of the European Chapter of the Association for Compu- tational Linguistics: Main Volume, pages 2727-2733, Online. Association for Computational Linguistics.
  9. Shashi Narayan, Shay B. Cohen, and Mirella Lapata. 2018b. Don't give me the details, just the summary! Topic-aware convolutional neural networks for ex- treme summarization. In Proceedings of the 2018 Conference on Empirical Methods in Natural Lan- guage Processing, Brussels, Belgium.
  10. Shashi Narayan, Yao Zhao, Joshua Maynez, Gonçalo Simoes, and Ryan McDonald. 2021. Planning with entity chains for abstractive summarization. arXiv preprint arXiv:2104.07606. · arXiv
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  12. Myle Ott, Sergey Edunov, Alexei Baevski, Angela Fan, Sam Gross, Nathan Ng, David Grangier, and Michael Auli. 2019. fairseq: A fast, extensible toolkit for sequence modeling. In Proceedings of NAACL-HLT 2019: Demonstrations.
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  14. Christian Szegedy, Vincent Vanhoucke, Sergey Ioffe, Jonathon Shlens, and Zbigniew Wojna. 2016. Re- thinking the inception architecture for computer vi- sion. In Proceedings of IEEE Conference on Com- puter Vision and Pattern Recognition,.
  15. Alex Wang, Kyunghyun Cho, and Mike Lewis. 2020. Asking and answering questions to evaluate the fac- tual consistency of summaries. In Proceedings of the 58th Annual Meeting of the Association for Compu- tational Linguistics, pages 5008-5020, Online. Asso- ciation for Computational Linguistics. · DOI
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Authors
Cao, M., Dong, Y., & Cheung, J.
Affiliations
Mila - Quebec Artificial Intelligence Institute (CA)
Venue
Proceedings of the 60th Annual Meeting of the Association for Computational Linguistics (Volume 1: Long Papers)
Published
2022
Pages
3340-3354
ISSN
0736-587X (ISSN-L)
OpenAlex
W4206850841
Cited by
87
References
10
Citations by year
2026: 15 · 2025: 19 · 2024: 12 · 2023: 32 · 2022: 9
FWCI
9.37
Type
conference paper
Language
en
Open access
Licence
cc-by
Locations
  • Proceedings of the conference - Association for Computational Linguistics. Meeting (publishedVersion, cc-by)
  • arXiv (Cornell University) (submittedVersion)
Funders
  • Canadian Institute for Advanced Research
  • Compute Canada
  • Samsung
Topics
  • Physical Sciences › Computer Science › Artificial Intelligence › Topic Modeling
  • Physical Sciences › Computer Science › Artificial Intelligence › Advanced Text Analysis Techniques
  • Physical Sciences › Computer Science › Artificial Intelligence › Natural Language Processing Techniques
Keywords
hallucination detection, factual hallucination, abstractive summarization, masked language models, reward signals

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