A prospective observational study of decisional capacity determinations in an academic medical center
Abstract
OBJECTIVE: The main goals, of this observational study were to clarify and categorize decisional capacity assessments performed by a psychosomatic medicine (PSM) consult service at an academic medical center. Areas of investigation included types of decisional capacity requests, the relationship between Folstein Mini-Mental State Exam (MMSE) and PSM decisional capacity determination, psychiatric diagnoses of patients, and the agreement between primary clinician capacity assessment and that of the PSM clinician. METHOD: This was a prospective study of 100 consecutive decisional capacity consultations. Twelve requests were for second consultations for patients previously seen, for a net of 88 patients. RESULTS: In 77 cases, patients lacked decisional capacity. Assessments for capacity to leave against medical advice (AMA), capacity to accept medical/surgical procedures, capacity to refuse medical/surgical procedures, and capacity to participate in discharge planning were nearly equally frequent. An MMSE cutoff score of < 21 was found to be 100% specific and 69% sensitive for identifying the patients without capacity, while a cutoff of < 24 was found to be 83% sensitive and 90% specific for identifying patients without capacity. The primary psychiatric diagnosis was a cognitive disorder in 52 cases. In 38 of the 39 cases where the primary team believed the patient lacked capacity, the PSM service agreed. In only two of the seven cases where primary teams believed patients had capacity did the PSM team agree. CONCLUSIONS: The MMSE was a useful predictor of capacity determination by PSM personnel, but using MMSE alone results in a number of erroneous determinations. Cognitive disorders were the most common primary psychiatric diagnoses in decisional capacity cases. Primary teams tended to be more accurate when they found patients to lack capacity.
Integrity signals
Registry
Cites
Statistics
Claims the paper makes
Claims other papers make about this one
Each is checked against this paper’s own text: does it say what the citing paper says it does?
The remaining studies show high heterogeneity in the decision to be evaluated and in the rate of incapacity, which ranges from 10% to 87% in the samples.
“The remaining studies show high heterogeneity in the decision to be evaluated, without specifying the treatment (Kahn et al., 2009;Okai et al., 2007;G. S. Owen et al., 2008G. S. Owen et al., , 2011) ) as well as in the rate of incapacity, which ranges from 10% to 87% in the samples.”
From Decision making capacity for treatment in psychiatric inpatients: a systematic review and meta-analysis (2024) · cites this paper as Kahn et al., 2009
Cognitive performance is relevant to capacity, although the MMSE and MOCA are screening tests so conclusions must be considered with caution.
“Other studies also found that cognitive performance is relevant to capacity, although they used the Mini Mental State Examination (MMSE) (Kahn et al., 2009) or Montreal Cognitive Assessment (MOCA) (Tor et al., 2020) as measures, which are both screening tests, so their conclusions must be considered with caution.”
From Decision making capacity for treatment in psychiatric inpatients: a systematic review and meta-analysis (2024) · cites this paper as Kahn et al., 2009
Cites
Folstein, M. F., Folstein, S. E., & McHugh, P. R. (1975) · Journal of Psychiatric Research · doi:10.1016/0022-3956(75)90026-6 · Cited by 88,282 · see citing works
Assessing patients' capacities to consent to treatment
Appelbaum, P. S., & Grisso, T. (1988) · New England Journal of Medicine · doi:10.1056/nejm198812223192504 · Cited by 1,399 · see citing works
Bean (2004) · doi:10.1111/(issn)1532-5415 · Cited by 431 · see citing works
Raymont, V., Bingley, W., Buchanan, A. W., David, A. S., Hayward, P., Wessely, S. C., & Hotopf, M. H. (2004) · The Lancet · doi:10.1016/s0140-6736(04)17224-3 · Cited by 390 · see citing works
Assessment of patient capacity to consent to treatment
Etchells, E. E., Darzins, P. J., Silberfeld, M., SINGER, P. A., McKenny, J., Naglie, G., Katz, M. R., Guyatt, G., Molloy, D. W., & Strang, D. G. (1999) · Journal of General Internal Medicine · doi:10.1046/j.1525-1497.1999.00277.x · Cited by 272 · see citing works
Janofsky, J. S., McCarthy, R. J., & Foistein, M. F. (1992) · Psychiatric Services · doi:10.1176/ps.43.2.132 · Cited by 213 · see citing works
The ability of persons with Alzheimer disease (AD) to make a decision about taking an AD treatment
Karlawish, J. H., Casarett, D., James, B. D., Xie, S. X., & Kim, S. Y. H. (2005) · Neurology · doi:10.1212/01.wnl.0000160000.01742.9d · Cited by 197 · see citing works
Kim, S. Y. H., & Caine, E. D. (2002) · Psychiatric Services · doi:10.1176/appi.ps.53.10.1322 · Cited by 150 · see citing works
Assessing Treatment Decision‐Making Capacity in Elderly Nursing Home Residents
Fitten, L. J., Lusky, R. A., & Hamann, C. (1990) · Journal of the American Geriatrics Society · doi:10.1111/j.1532-5415.1990.tb01372.x · Cited by 135 · see citing works
Lai, J. M., & Karlawish, J. H. (2007) · American Journal of Geriatric Psychiatry · doi:10.1097/01.jgp.0000239246.10056.2e · Cited by 109 · see citing works
Moye, J. A., Gurrera, R. J., Karel, M. J., Edelstein, B. A., & O'Connell, C. (2005) · Clinical Psychology Review · doi:10.1016/j.cpr.2005.04.013 · Cited by 103 · see citing works
Candilis, P. J., Fletcher, K. E., GEPPERT, C. M. A., Lidz, C. W., & Appelbaum, P. S. (2008) · Schizophrenia Research · doi:10.1016/j.schres.2007.11.022 · Cited by 74 · see citing works
Clinicians' judgement of capacity of nursing home patients to give informed consent
Barton, C. D., Mallik, H. S., Orr, W. B., & Janofsky, J. S. (1996) · Psychiatric Services · doi:10.1176/ps.47.9.956 · Cited by 53 · see citing works
Psychiatric Consultation for Competency to Refuse Medical Treatment
Katz, M. R., Abbey, S. E., Rydall, A. C., & Lowy, F. (1995) · Psychosomatics · doi:10.1016/s0033-3182(95)71705-4 · Cited by 46 · see citing works
Etchells, E. E., Katz, M. R., Shuchman, M., Wong, G., Workman, S., Craven, N. K. C. J., & SINGER, P. A. (1997) · Psychosomatics · doi:10.1016/s0033-3182(97)71460-9 · Cited by 38 · see citing works
Competency Evaluations on the Consultation-Liaison Service
Umapathy, C., Ramchandani, D., Lamdan, R. M., Kishel, L. A., & Schindler, B. A. (1999) · Psychosomatics · doi:10.1016/s0033-3182(99)71268-5 · Cited by 34 · see citing works
Analysis of Health Service Areas: Another Piece of the Psychiatric Workforce Puzzle
Eveland, A. P., Dever, G. E. A., Schafer, E., Sprinkel, C., Davis, S., & Rumpf, M. (1998) · Psychiatric Services · doi:10.1176/ps.49.7.956 · Cited by 16 · see citing works
Flagged first, then by citations
Cited by
Sorted by citations
Assessing patient capacity to consent to treatment: an integrative review of instruments and tools
Lamont, S., Jeon, Y., & Chiarella, M. (2013) · Journal of Clinical Nursing · doi:10.1111/jocn.12215 · Cited by 78 · see citing works
Evans-Hudnall, G. L., Stanley, M. A., Clark, A. N., Amspoker, A. B., Resnicow, K., Liu, Y., Kass, J. S., & Sander, A. M. (2012) · Journal of Behavioral Medicine · doi:10.1007/s10865-012-9469-2 · Cited by 40 · see citing works
Sensory-Challenge Balance Exercises Improve Multisensory Reweighting in Fall-Prone Older Adults
Allison, L. K., Kiemel, T., & Jeka, J. J. (2018) · Neurology Report · doi:10.1097/npt.0000000000000214 · Cited by 38 · see citing works
Methodological Challenges in Physical Activity Research With Older Adults
Chase, J. D. (2011) · Western Journal of Nursing Research · doi:10.1177/0193945911416829 · Cited by 34 · see citing works
Overestimating patients’ capacity
Lepping, P. (2011) · British Journal of Psychiatry · doi:10.1192/bjp.bp.111.094938 · Cited by 29 · see citing works
Assessing patients decision-making capacity in the hospital setting: A literature review
John, S., Rowley, J., & Bartlett, K. (2020) · Australian Journal of Rural Health · doi:10.1111/ajr.12592 · Cited by 28 · see citing works
Assessment of decisional capacity: Prevalence of medical illness and psychiatric comorbidities
Boettger, S., Bergman, M., Jenewein, J., & Böettger, S. (2014) · Palliative & Supportive Care · doi:10.1017/s1478951514001266 · Cited by 23 · see citing works
Marcó-García, S., Ariyo, K., Owen, G. S., & David, A. S. (2024) · Psychological Medicine · doi:10.1017/s0033291724000242 · Cited by 18 · see citing works
Bourgeois, J. A., Cohen, M. A., Erickson, J. M., & Brendel, R. W. (2017) · Psychosomatics · doi:10.1016/j.psym.2017.05.002 · Cited by 17 · see citing works
Self-citationAdvanced age and decisional capacity: The effect of age on the ability to make health care decisions
Boettger, S., Bergman, M., Jenewein, J., & Boettger, S. (2016) · Archives of Gerontology and Geriatrics · doi:10.1016/j.archger.2016.06.011 · Cited by 13 · see citing works
Challenges of the Capacity Evaluation for the Consultation-Liaison Psychiatrist
WHITE, M. M., & Lofwall, M. R. (2015) · Journal of Psychiatric Practice · doi:10.1097/01.pra.0000462609.10101.2a · Cited by 8 · see citing works
Heldt, J. P., Zito, M. F., Seroussi, A., Wilson, S. P., Schneider, P. L., Strouse, T. B., & Cheung, E. H. (2018) · Psychosomatics · doi:10.1016/j.psym.2018.06.002 · Cited by 7 · see citing works
Poor adherence to the mental capacity act and premature death
Heslop, P., Blair, P. S., Fleming, P., Hoghton, M., Marriott, A., & Russ, L. (2014) · The Journal of Adult Protection · doi:10.1108/jap-08-2013-0037 · Cited by 6 · see citing works
Surrogate consent for surgery among older adult patients
Miller, S. M., Nagarkatti, N., Ahuja, V., Schneider, E. B., Mohanty, S., Rosenthal, R. A., & Kodadek, L. M. (2022) · Surgery · doi:10.1016/j.surg.2022.08.015 · Cited by 5 · see citing works
Jaydev, F., Gavin, W., Russ, J., Holmes, E. G., Kumar, V., Sadowski, J., & Kara, A. Y. (2023) · Hospital Practice · doi:10.1080/21548331.2023.2287431 · Cited by 4 · see citing works
Boettger, S., Bergman, M., Jenewein, J., & Böettger, S. (2015) · International Journal of Mental Health · doi:10.1080/00207411.2015.1035057 · Cited by 2 · see citing works
Clinical Neuropsychology and the Assessment of Capacity
Stewart, J., & Rock, A. A. (2013) · Springer eBooks · doi:10.1007/978-3-642-32338-6_100 · Cited by 1 · see citing works
Acute Inpatient Medical Settings
Bourgeois, J. A., Francis, D. C., & Hategan, A. (2016) · Springer eBooks · doi:10.1007/978-3-319-30346-8_18 · Cited by 1 · see citing works
Self-citationUrteilsfähigkeit in der klinischen Praxis
Pape, E., Euler, S., von Knel, R., & Matthes, O. (2021) · Primary and Hospital Care Allgemeine Innere Medizin · doi:10.4414/phc-d.2021.10293 · Cited by 1 · see citing works
To Thy Own Self Be True: Contributions from Consultation-Liaison Psychiatry
Allen, N., & Muskin, P. R. (2018) · Springer eBooks · doi:10.1007/978-3-319-75130-6_9
La capacité de discernement dans la pratique clinique
Pape, E., Euler, S., von Knel, R., & Matthes, O. (2021) · Primary and hospital care médecine interne générale · doi:10.4414/phc-f.2021.10293
- Authors
- Kahn, D. R., Bourgeois, J. A., Klein, S. C., & Iosif, A.-M.
- Affiliations
- University of California Davis Medical Center (US)
- Corresponding author
- Kahn, Debra R.
- Venue
- The International Journal of Psychiatry in Medicine
- Publisher
- SAGE Publications
- Published
- 2009-12
- Volume
- 39
- Issue
- 4
- Pages
- 405-415
- ISSN
- 0033-278X (ISSN-L)
- 0091-2174
- 1541-3527
- OpenAlex
- W2044687764
- Cited by
- 21
- References
- 17
- Citations by year
- 2024: 1 · 2023: 1 · 2022: 1 · 2021: 2 · 2020: 1 · 2018: 3 · 2017: 1 · 2016: 2 · 2015: 2 · 2014: 2 · 2013: 2 · 2012: 1
- FWCI
- 1.06
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- The International Journal of Psychiatry in Medicine (publishedVersion)
- PubMed (publishedVersion)
- Topics
- Social Sciences › Psychology › Clinical Psychology › Healthcare Decision-Making and Restraints
- Health Sciences › Medicine › Public Health, Environmental and Occupational Health › Ethics and bioethics in healthcare
- Health Sciences › Medicine › Pediatrics, Perinatology and Child Health › Ethics and Legal Issues in Pediatric Healthcare
- Keywords
- decision-making capacity, Mini-Mental State Examination, cognitive impairment, cognitive disorders, against medical advice, informed consent, discharge planning, interprofessional agreement, capacity assessment
- MeSH terms
- Academic Medical Centers, Adult, Aged, Aged, 80 and over, California, Decision Making, Female, Humans, Informed Consent, Male, Mental Status Schedule, Middle Aged, Patient Discharge, Psychosomatic Medicine, Referral and Consultation, Treatment Refusal, Mental Competency, Young Adult
About these checks
Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
Statistics and arithmetic are recomputed, not judged.
Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.
What counts as a claim ›How we measure confidence ›How we check this ›
Are you an author, or do you see a problem with this page? Request a review