Cited by 13Ethics and Social Impacts of AIArtificial Intelligence in Healthcare and EducationMachine Learning in Healthcare

Reporting of Fairness Metrics in Clinical Risk Prediction Models Used for Precision Health: Scoping Review

Open access
Rountree, Lillian, Lin, Yi-Ting, Liu, Chuyu, Salvatore, Maxwell, Admon, Andrew, Nallamothu, Brahmajee, Singh, Karandeep, Basu, Anirban +2 more·2025·Online Journal of Public Health Informatics

Published version of a preprint

Abstract

BACKGROUND: Clinical risk prediction models integrated into digitized health care informatics systems hold promise for personalized primary prevention and care, a core goal of precision health. Fairness metrics are important tools for evaluating potential disparities across sensitive features, such as sex and race or ethnicity, in the field of prediction modeling. However, fairness metric usage in clinical risk prediction models remains infrequent, sporadic, and rarely empirically evaluated. OBJECTIVE: We seek to assess the uptake of fairness metrics in clinical risk prediction modeling through an empirical evaluation of popular prediction models for 2 diseases, 1 chronic and 1 infectious disease. METHODS: We conducted a scoping literature review in November 2023 of recent high-impact publications on clinical risk prediction models for cardiovascular disease (CVD) and COVID-19 using Google Scholar. RESULTS: Our review resulted in a shortlist of 23 CVD-focused articles and 22 COVID-19 pandemic-focused articles. No articles evaluated fairness metrics. Of the CVD-focused articles, 26% used a sex-stratified model, and of those with race or ethnicity data, 92% had study populations that were more than 50% from 1 race or ethnicity. Of the COVID-19 models, 9% used a sex-stratified model, and of those that included race or ethnicity data, 50% had study populations that were more than 50% from 1 race or ethnicity. No articles for either disease stratified their models by race or ethnicity. CONCLUSIONS: Our review shows that the use of fairness metrics for evaluating differences across sensitive features is rare, despite their ability to identify inequality and flag potential gaps in prevention and care. We also find that training data remain largely racially and ethnically homogeneous, demonstrating an urgent need for diversifying study cohorts and data collection. We propose an implementation framework to initiate change, calling for better connections between theory and practice when it comes to the adoption of fairness metrics for clinical risk prediction. We hypothesize that this integration will lead to a more equitable prediction world.

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  • Treating 'Asian populations' as a homogeneous entity-or extrapolating models developed in one Asian subgroup to all Asian individuals-can introduce systematic prediction bias.

    “Treating “Asian populations” as a homogeneous entity—or extrapolating models developed in one Asian subgroup to all Asian individuals—can introduce systematic prediction bias.”

    From AI-driven cardiovascular risk prediction in patients with diabetes: bridging algorithmic innovation to equitable clinical application (2026) · cites this paper as [16]

    The Discussion (page unavailable) says that aggregated model results can mask inequalities and that limited data make it difficult to assess models separately across racial or ethnic groups. This supports the general concern about grouping populations, but the paper does not address treating Asian populations as homogeneous or extrapolating a model from one Asian subgroup to all Asian individuals. (LLM, conf=0.83)

    Experimental — accuracy not yet measured
  • Assuming homogeneity across Asian populations or generalizing models developed from a single subgroup to the broader Asian population risks introducing systematic predictive bias and undermining equitable clinical utility.

    “Assuming homogeneity across Asian populations or generalizing models developed from a single subgroup to the broader Asian population risks introducing systematic predictive bias and undermining equitable clinical utility.”

    From AI-driven cardiovascular risk prediction in patients with diabetes: bridging algorithmic innovation to equitable clinical application (2026) · cites this paper as [16]

    The Discussion (page not provided) says model-development data were often dominated by one racial or ethnic group, leaving insufficient data to assess fairness separately across groups. The Introduction also warns that bias can affect prediction accuracy and equity. The paper does not specifically address differences among Asian populations or generalizing a model from one Asian subgroup to all Asian populations. (LLM, conf=0.83)

    Experimental — accuracy not yet measured
  • A recent scoping review found that fairness metrics are rarely reported in clinical risk prediction studies.

    “This is especially important because a recent scoping review found that fairness metrics are rarely reported in clinical risk prediction studies, while a recent cardiovascular AI perspective emphasized that bias can arise throughout problem formulation, dataset construction, model development, validation, and implementation (16, 17).”
  • Even within the same geographic region, cardiovascular risk characteristics vary markedly across ethnic and healthcare subgroups.

    “Taken together, the evidence points to a central conclusion: even within the same geographic region, cardiovascular risk characteristics vary markedly across ethnic and healthcare subgroups.”

    From AI-driven cardiovascular risk prediction in patients with diabetes: bridging algorithmic innovation to equitable clinical application (2026) · cites this paper as [16]

    The Results section on CVD describes which ethnic, chronic-condition, and geographic subgroups the reviewed prediction studies included; the Discussion addresses limited ethnic and geographic diversity in their data. Neither passage reports that cardiovascular risk characteristics vary markedly between subgroups within the same geographic region. A search for within-region risk differences found no supporting passage in our copy. (LLM, conf=0.76)

    Experimental — accuracy not yet measured
  • Substantial heterogeneity exists even within Asian populations.

    “Furthermore, substantial heterogeneity exists even within Asian populations, adding another layer of complexity to risk prediction.”

    From AI-driven cardiovascular risk prediction in patients with diabetes: bridging algorithmic innovation to equitable clinical application (2026) · cites this paper as [16]

    The Discussion describes limited diversity across racial and ethnic groups in the reviewed datasets, but does not address heterogeneity within Asian populations. Searches for Asian populations and Asian ethnic subgroups found no passage supporting that specific claim; the indexed copy provides no page numbers. (LLM, conf=0.74)

    Experimental — accuracy not yet measured

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Research works printed but not linked: 2

  1. [15]Adebayo JA Massachusetts institute of technology FairML: ToolBox for diagnosing bias in predictive modeling 2016 2025-02-20 http://hdl.handle.net/1721.1/108212
  2. [21]Hardt M Price E Srebro N Equality of Opportunity in Supervised Learning arXiv 2016 2023-10-07 https://arxiv.org/abs/1610.02413 · arXiv

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Authors
Rountree, L., Lin, Y.-T., Liu, C., Salvatore, M., Admon, A., Nallamothu, B., Singh, K., Basu, A., Bu, F., & Mukherjee, B.
Affiliations
  • University of Michigan (US)
  • Michigan State University (US)
  • University of Pennsylvania (US)
  • University of California San Diego (US)
  • University of Washington (US)
  • Yale University (US)
Corresponding author
Mukherjee, Bhramar
Venue
Online Journal of Public Health Informatics
Published
2025-03-19
Volume
17
Pages
e66598
ISSN
1947-2579 (ISSN-L)
OpenAlex
W4407634575
Cited by
13
References
38
Citations by year
2026: 9 · 2025: 4
FWCI
2.01
Type
journal article
Language
en
Open access
Licence
cc-by
Locations
  • Online Journal of Public Health Informatics (publishedVersion, cc-by)
  • PubMed Central (publishedVersion, cc-by)
  • PubMed (publishedVersion)
  • DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
Funders
  • National Heart, Lung, and Blood Institute (K08HL155407)
  • National Cancer Institute (UG3CA267907, UH3CA267907)
Topics
  • Social Sciences › Safety Research › Ethics and Social Impacts of AI
  • Health Sciences › Medicine › Health Informatics › Artificial Intelligence in Healthcare and Education
  • Physical Sciences › Computer Science › Artificial Intelligence › Machine Learning in Healthcare
Keywords
fairness metrics, clinical prediction model, algorithmic fairness, precision health, cardiovascular disease, COVID-19 pandemic, racial and ethnic disparities, training data representativeness, health equity, implementation framework

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