Cited by 189Academic integrity and plagiarismAcademic Publishing and Open Accessscientometrics and bibliometrics research

The DOI matches its Crossref record; 34 of the 34 references it cites were found in a registry or an index.

Financial costs and personal consequences of research misconduct resulting in retracted publications

Open access

Abstract

The number of retracted scientific articles has been increasing. Most retractions are associated with research misconduct, entailing financial costs to funding sources and damage to the careers of those committing misconduct. We sought to calculate the magnitude of these effects. Data relating to retracted manuscripts and authors found by the Office of Research Integrity (ORI) to have committed misconduct were reviewed from public databases. Attributable costs of retracted manuscripts, and publication output and funding of researchers found to have committed misconduct were determined. We found that papers retracted due to misconduct accounted for approximately $58 million in direct funding by the NIH between 1992 and 2012, less than 1% of the NIH budget over this period. Each of these articles accounted for a mean of $392,582 in direct costs (SD $423,256). Researchers experienced a median 91.8% decrease in publication output and large declines in funding after censure by the ORI.

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Crossref · 10.7554/elife.02956

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Figure 1. Financial costs attributable to research retracted due to misconduct. (A) Summary of statistics for articles retracted due to research misconduct between 1992 and 2012. ‘NIH-Funded Only’ refers to articles that exclusively cited NIH funding sources and for which all supporting grants were retrievable from NIH databases. The complete dataset is available in Figure 1—source data 1. (B) Histogram depicting the distribution of articles by their individual attributable cost for 149 articles for which at least some NIH funding was cited and retrievable from NIH databases. (C) Correlation of attributable cost with impact factor. For articles published during or after 1999, the impact factor for the year of publication was used. For articles published before 1999, the 1999 impact factor was used. DOI: http://dx.doi.org/10.7554/eLife.02956.002
Figure 1. Financial costs attributable to research retracted due to misconduct. (A) Summary of statistics for articles retracted due to research misconduct between 1992 and 2012. ‘NIH-Funded Only’ refers to articles that exclusively cited NIH funding sources and for which all supporting grants were retrievable from NIH databases. The complete dataset is available in Figure 1—source data 1. (B) Histogram depicting the distribution of articles by their individual attributable cost for 149 articles for which at least some NIH funding was cited and retrievable from NIH databases. (C) Correlation of attributable cost with impact factor. For articles published during or after 1999, the impact factor for the year of publication was used. For articles published before 1999, the 1999 impact factor was used. DOI: http://dx.doi.org/10.7554/eLife.02956.002CC BY · PubMed Central
Figure 2. Effect of Office of Research Integrity misconduct findings on research productivity. The productivity of principal investigators found to have committed misconduct by the ORI was evaluated by a PubMed search by author name and institution for 3-year (A and B) and 6-year (C and D) intervals prior to and following the release of the ORI report, excluding the actual year of the ORI report. Represented are authors with at least one publication in the 3- or 6-year intervals before the ORI report which in both cases totaled 44. (A and C) Percent change in publications following the ORI report. Most of these authors experienced a large negative change, although some experienced a positive change, primarily those who did not falsify or fabricate data. (B and D) Absolute number of publications during 3-year (B) and 6-year (D) intervals before and after the ORI report. Each dot represents a single investigator before and after the ORI report. Dotted line indicates the median before the ORI report; in both cases the median was zero after the ORI report. (E) Productivity of PIs before and after ORI findings of misconduct was analyzed using the Web of Knowledge Author Search. This includes all publications by that author before the ORI finding compared to the interval between the ORI finding and 2012, excluding the actual year of the ORI report. DOI: http://dx.doi.org/10.7554/eLife.02956.004
Figure 2. Effect of Office of Research Integrity misconduct findings on research productivity. The productivity of principal investigators found to have committed misconduct by the ORI was evaluated by a PubMed search by author name and institution for 3-year (A and B) and 6-year (C and D) intervals prior to and following the release of the ORI report, excluding the actual year of the ORI report. Represented are authors with at least one publication in the 3- or 6-year intervals before the ORI report which in both cases totaled 44. (A and C) Percent change in publications following the ORI report. Most of these authors experienced a large negative change, although some experienced a positive change, primarily those who did not falsify or fabricate data. (B and D) Absolute number of publications during 3-year (B) and 6-year (D) intervals before and after the ORI report. Each dot represents a single investigator before and after the ORI report. Dotted line indicates the median before the ORI report; in both cases the median was zero after the ORI report. (E) Productivity of PIs before and after ORI findings of misconduct was analyzed using the Web of Knowledge Author Search. This includes all publications by that author before the ORI finding compared to the interval between the ORI finding and 2012, excluding the actual year of the ORI report. DOI: http://dx.doi.org/10.7554/eLife.02956.004CC BY · PubMed Central
Figure 3. Effect of Office of Research Integrity misconduct findings on funding. The ExPORTER database was searched for PIs found to have committed misconduct by the ORI, and their funding totals by year were aligned with respect to the year of citation by the ORI. This was performed for ORI reports published between 1997 and 2007. Shown are median (A) and total (B) funding by the NIH to PIs found by the ORI to have committed misconduct, with respect to the year of the ORI report. The complete dataset is available in Figure 3—source data 1. DOI: http://dx.doi.org/10.7554/eLife.02956.005
Figure 3. Effect of Office of Research Integrity misconduct findings on funding. The ExPORTER database was searched for PIs found to have committed misconduct by the ORI, and their funding totals by year were aligned with respect to the year of citation by the ORI. This was performed for ORI reports published between 1997 and 2007. Shown are median (A) and total (B) funding by the NIH to PIs found by the ORI to have committed misconduct, with respect to the year of the ORI report. The complete dataset is available in Figure 3—source data 1. DOI: http://dx.doi.org/10.7554/eLife.02956.005CC BY · PubMed Central

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5 retracted

Research works printed but not linked: 1

  1. McWatt J. 2013. Measles epidemic costs health board £500,000. WalesOnline. http://www.walesonline.co.uk/news/wales-news/measles-epidemic-costs-health-board-4923520.

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Metadata

Authors
Stern, A. M., Casadevall, A., Steen, R. G., & Fang, F. C.
Affiliations
  • University of Pennsylvania (US)
  • Albert Einstein College of Medicine (US)
  • MediCC!, Medical Communications Consultants, LLC, Chapel Hill, United States
  • University of Washington (US)
Corresponding author
Fang, Ferric C
Venue
eLife
Published
2014-08-14
Volume
3
Pages
e02956-e02956
ISSN
2050-084X (ISSN-L)
OpenAlex
W1999131703
Cited by
189
References
33
Citations by year
2026: 17 · 2025: 14 · 2024: 16 · 2023: 19 · 2022: 16 · 2021: 21 · 2020: 16 · 2019: 19 · 2018: 11 · 2017: 8 · 2016: 14 · 2015: 14 · 2014: 4
FWCI
37.24
Type
journal article
Language
en
Open access
Locations
  • eLife (publishedVersion, cc-by)
  • PubMed Central (publishedVersion, cc-by)
  • PubMed (publishedVersion)
  • DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
Funders
National Institutes of Health
Topics
  • Social Sciences › Education › Academic integrity and plagiarism
  • Social Sciences › Library and Information Sciences › Academic Publishing and Open Access
  • Social Sciences › Library and Information Sciences › scientometrics and bibliometrics research
Keywords
research misconduct, retracted article, financial costs, research funding, Office of Research Integrity, publication output, career outcomes, NIH funding, research integrity
MeSH terms
Humans, Retraction of Publication as Topic, United States, Scientific Misconduct, Databases, Factual, United States Office of Research Integrity, Biomedical Research

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