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Casimir energy and modularity in higher-dimensional conformal field theories
Open accessAbstract
A bstract: An important problem in Quantum Field Theory (QFT) is to understand the structures of observables on spacetime manifolds of nontrivial topology. Such observables arise naturally when studying physical systems at finite temperature and/or finite volume and encode subtle properties of the underlying microscopic theory that are often obscure on the flat spacetime. Locality of the QFT implies that these observables can be constructed from more basic building blocks by cutting-and-gluing along a spatial slice, where a crucial ingredient is the Hilbert space on the spatial manifold. In Conformal Field Theory (CFT), thanks to the operator-state correspondence, we have a non-perturbative understanding of the Hilbert space on a spatial sphere. However it remains a challenge to consider more general spatial manifolds. Here we study CFTs in spacetime dimensions d > 2 on the spatial manifold T 2 × ℝ d− 3 which is one of the simplest manifolds beyond the spherical topology. We focus on the ground state in this Hilbert space and analyze universal properties of the ground state energy, also commonly known as the Casimir energy, which is a nontrivial function of the complex structure moduli τ of the torus. The Casimir energy is subject to constraints from modular invariance on the torus which we spell out using PSL(2 , ℤ) spectral theory. Moreover we derive a simple universal formula for the Casimir energy in the thin torus limit using the effective field theory (EFT) from Kaluza-Klein reduction of the CFT, with exponentially small corrections from worldline instantons. We illustrate our formula with explicit examples from well-known CFTs including the critical O ( N ) model in d = 3 and holographic CFTs in d ≥ 3.
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TL;DR
The paper studies the Casimir energy density \(E(\tau)\) for \(d>2\) CFTs on \(T^2\times \mathbb R^{d-3}\), showing it is a modular-invariant function of the torus complex-structure modulus \(\tau\). It derives a universal thin-torus expansion controlled by two perturbative coefficients related to thermal stress-tensor one-point functions, plus exponentially small worldline-instanton corrections, and illustrates the result in free scalar, large-\(N\) \(O(N)\), and holographic CFTs.
Key findings
- In the thin-torus limit \(\tau\to i\infty\), the Casimir energy density has the universal form \(E(\tau)=c_1 \tau_2^{d/2}+c_2 \tau_2^{1-d/2}+O(\tau_2^\alpha e^{-2\pi M n\tau_2}e^{2\pi i n Q\tau_1})\), with \(c_1=-b_T/d\) and \(c_2=-b_T/(d-1)\) tied to thermal one-point functions.
- Modular invariance under \(PSL(2,\mathbb Z)\) constrains \(E(\tau)\); using \(PSL(2,\mathbb Z)\) spectral theory, the paper gives a spectral decomposition and argues that higher KK-charge instanton sectors are determined by the \(Q=0\) and \(Q=\pm1\) sectors.
- For a free real scalar, \(E(\tau)=E^*_{d/2}(\tau)\), with \(c_1=\Lambda(d/2)\) and \(c_2=\Lambda((d-1)/2)\).
- For the large-\(N\) critical \(O(N)\) model in \(d=3\), \(c_1^{O(N)}=2N\zeta(3)/(5\pi)\), \(c_2^{O(N)}=0\), and \(\Delta_0=\frac1\pi\log\frac{1+\sqrt5}{2}\); for holographic CFTs with Einstein gravity duals, \(E(\tau)=\frac{(4\pi)^{d-1}\ell^{d-1}}{4d^d G_N}\frac{A^{d/2}}{\mathrm{sys}(T^2)^d}\), with \(c_1=\frac{(4\pi)^{d-1}\ell^{d-1}}{4d^d G_N}\) and \(c_2=0\).
Methods
- The paper uses effective field theory from Kaluza-Klein reduction on the small torus cycle to derive the universal thin-torus expansion, including perturbative terms and worldline-instanton corrections.
- It applies \(PSL(2,\mathbb Z)\) spectral theory to decompose the modular-invariant Casimir energy density into Eisenstein series and Maass cusp forms, extracting constraints on the spectral overlaps.
- It tests the general structure in analytic and numerical examples: free scalar CFT, the large-\(N\) critical \(O(N)\) model via the gap equation and generalized Eisenstein series, and holographic CFTs via AdS soliton solutions.
Limitations
- The paper states that non-degeneracy of Maass cusp forms is widely believed but not proven, and that a more detailed study of the spectral decomposition is left for the future.
- It assumes the thermal mass squared for KK zero modes is non-negative, noting recent counterexamples to this statement in the literature.
- Evident from the text: the positivity conjecture and the conjecture that \(E(\tau)\) has a global minimum at \(\tau=e^{2\pi i/3}\) are proposed but not proven; many explicit results rely on large-\(N\), free, or holographic limits.
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![Figure 3 Casimir energy of O ( N ) scalar CFT as a function of τ 1 ∈ [ -1 / 2 , 1 / 2] at fixed τ 2 =1 .](/paper-figures/788ca0dd85464faa964290646c647f0f/casimir-energy-and-modularity-in-higher-dimensional-conformal-field-theories-figure-3.png)
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“So far we have focused on the overlap coefficient function h(s) in (3.33) that is necessary and sufficient to reconstruct the zero Fourier mode of E(τ ).”
§ Casimir energy and modularity in higher-dimensional conformal field theories > JHEP07(2023)028
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“In the thin torus limit τ 2 → ∞, we derived a simple universal formula (2.15) for E(τ ) which shows that the toroidal Casimir energy is controlled by two perturbative terms in τ 2 up to non-perturbative corrections.”
§ Casimir energy and modularity in higher-dimensional conformal field theories > 6 Discussions
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“The τ 1 dependence is negligible in this domain, except for minor dependence near the boundary at |τ | = 1, which is mostly contributed by the lowest nonzero KK mode.”
§ Casimir energy and modularity in higher-dimensional conformal field theories > JHEP07(2023)028
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“and integrate over ω to obtain, 0 = m,n∈Z 1 |mτ + n| 2 + τ 2 2 ∆ 2 (5.10)”
§ Casimir energy and modularity in higher-dimensional conformal field theories > 5.1.1 Casimir energy from gap equation
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“The ground state and the corresponding Casimir energy E ρ (τ ) depend on ρ in addition to the complex moduli τ .”
§ Casimir energy and modularity in higher-dimensional conformal field theories > 6 Discussions
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§ Casimir energy and modularity in higher-dimensional conformal field theories > JHEP07(2023)028
“the eigenspectrum for ∆ is bounded below by 1 4 .”
§ Casimir energy and modularity in higher-dimensional conformal field theories > 3.1 Review of PSL(2, Z) spectral theory
“The special case is the constant function usually normalized as, ν 0 ≡ 3 π . (3.18)”
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Hickling, A., & Wiseman, T. (2016) · Classical and Quantum Gravity · doi:10.1088/0264-9381/33/4/045009 · Cited by 11
Casimir effects on Riemann surfaces
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Notes on massless scalar field partition functions, modular invariance and Eisenstein series
Alessio, F., Glenn Barnich, A., & Bonte, M. (2021) · Journal of High Energy Physics · doi:10.1007/jhep12(2021)211 · Cited by 9
Does the round sphere maximize the free energy of (2+1)-dimensional QFTs?
Fischetti, S., Wallis, L., & Wiseman, T. (2020) · Journal of High Energy Physics · doi:10.1007/jhep10(2020)078 · Cited by 5
A surprising similarity between holographic CFTs and a free fermion in (2 + 1) dimensions
Cheamsawat, K., Fischetti, S., Wallis, L., & Wiseman, T. (2021) · Journal of High Energy Physics · doi:10.1007/jhep05(2021)246 · Cited by 4
Anti-de Sitter Space, Thermal Phase Transition, And Confinement In Gauge Theories
Witten, E. (1998) · arXiv · doi:10.48550/arxiv.hep-th/9803131 · Cited by 3
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Cited by
Bootstrapping noninvertible symmetries
Lin, Y.-H., & Shao, S.-H. (2023) · Physical review. D/Physical review. D. · doi:10.1103/physrevd.107.125025 · Cited by 86
Universal asymptotics for high energy CFT data
Benjamin, N., Lee, J., Ooguri, H., & Simmons–Duffin, D. (2024) · Journal of High Energy Physics · doi:10.1007/jhep03(2024)115 · Cited by 84
Ising BCFT from Fuzzy HemispherePreprint
Dedushenko, M. (2024) · arXiv (Cornell University) · doi:10.48550/arxiv.2407.15948 · Cited by 49
Exact large charge in $$ \mathcal{N} $$ = 4 SYM and semiclassical string theory
Paul, H., Perlmutter, E., & Raj, H. (2023) · Journal of High Energy Physics · doi:10.1007/jhep08(2023)078 · Cited by 38
Brown, A., Wen, C., & Xie, H. (2023) · Journal of High Energy Physics · doi:10.1007/jhep07(2023)129 · Cited by 32
Metadata
- Authors
- Luo, C., & Wang, Y.
- Affiliations
- New York University (US)
- Corresponding author
- Luo, Conghuan
- Venue
- Journal of High Energy Physics
- Published
- 2023-07-04
- Volume
- 2023
- Issue
- 7
- ISSN
- 1029-8479 (ISSN-L)
- OpenAlex
- W4383369103
- Semantic Scholar
- 0bd2d0eb13b8afb393d2eb1144ee64047f89ed14
- Cited by
- 27
- References
- 98
- Citations by year
- 2026: 7 · 2025: 5 · 2024: 8 · 2023: 7
- FWCI
- 1.67
- Type
- journal article
- Language
- en
- Open access
- diamond
- doi.org
- Locations
- Journal of High Energy Physics (publishedVersion, cc-by)
- arXiv (Cornell University) (submittedVersion, cc-by)
- DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
- arXiv (Cornell University) (cc-by)
- Funders
- National Science Foundation (2210420)
- Topics
- Physical Sciences › Physics and Astronomy › Nuclear and High Energy Physics › Black Holes and Theoretical Physics
- Physical Sciences › Physics and Astronomy › Atomic and Molecular Physics, and Optics › Quantum Electrodynamics and Casimir Effect
- Physical Sciences › Mathematics › Geometry and Topology › Algebraic structures and combinatorial models
- Keywords
- Casimir energy, modular invariance, higher-dimensional conformal field theory, complex structure moduli, Kaluza-Klein reduction, worldline instantons, effective field theory, holographic CFT, ground state energy
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Bibliographic data: Semantic Scholar, OpenAlex, Crossref.
Contains information from the Semantic Scholar Academic Graph Datasets, made available under the ODC Attribution License (ODC-BY 1.0).
Semantic Scholar’s data is described in: Kinney, R., et al. (2023). The Semantic Scholar Open Data Platform. arXiv:2301.10140.