Cited by 264Heart Rate Variability and Autonomic ControlVagus Nerve Stimulation ResearchNeuroscience of respiration and sleep

Statistical strategies to quantify respiratory sinus arrhythmia: Are commonly used metrics equivalent?

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Lewis, Gregory F., Furman, Senta A., McCool, Martha F., Porges, Stephen W.·2012·Biological Psychology

Abstract

Three frequently used RSA metrics are investigated to document violations of assumptions for parametric analyses, moderation by respiration, influences of nonstationarity, and sensitivity to vagal blockade. Although all metrics are highly correlated, new findings illustrate that the metrics are noticeably different on the above dimensions. Only one method conforms to the assumptions for parametric analyses, is not moderated by respiration, is not influenced by nonstationarity, and reliably generates stronger effect sizes. Moreover, this method is also the most sensitive to vagal blockade. Specific features of this method may provide insights into improving the statistical characteristics of other commonly used RSA metrics. These data provide the evidence to question, based on statistical grounds, published reports using particular metrics of RSA.

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Crossref · 10.1016/j.biopsycho.2011.11.009

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  • An index of Level I can be derived from quantifying respiratory sinus arrhythmia, a periodic component of beat-to-beat heart rate variability that is synchronous with spontaneous breathing and a valid index of cardiac vagal tone via ventral vagal pathways.

    “An index of Level I can be derived from quantifying respiratory sinus arrhythmia, a periodic component of beat-to-beat heart rate variability that is synchronous with spontaneous breathing and a valid index of cardiac vagal tone via ventral vagal pathways (Lewis et al., 2012).”

    From Polyvagal Theory: A Science of Safety (2022) · cites this paper as Lewis et al., 2012

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  • The effect of respiratory depth or tidal volume on HRV accounts for less than 5% of the variance in several measures of HRV but more than 10% when using the peak-to-trough method.

    “However, the effect of respiratory depth or tidal volume on HRV has been shown to account for less than 5% of the variance in the several measures of HRV but more than 10% of the variance when using the peak-to-trough method (Lewis et al., 2012).”

    From Heart Rate Variability and Cardiac Vagal Tone in Psychophysiological Research – Recommendations for Experiment Planning, Data Analysis, and Data Reporting (2017) · cites this paper as Lewis et al., 2012

    The Results section, “Correlations between RSA metrics and respiratory parameters” (page unavailable), reports approximately 10% shared variance between tidal volume and peak-to-trough RSA, not more than 10%. The Discussion section, “RSA metrics and respiration” (page unavailable), says peak-to-trough was the only RSA metric correlated with tidal volume, but the retrieved passages do not establish the claimed less-than-5% figure for the other metrics. (LLM, conf=0.86)

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  • Different indices of HRV are differentially affected by breathing, with the peak-to-trough method being most affected.

    “(1) different indices of HRV are differentially affected by breathing with the peak-to-trough method being most affected (e.g., Penttila et al., 2001; Hill et al., 2009; Lewis et al., 2012);”
  • When analyzed appropriately, even measures derived from the peak-to-trough method can be reliable indicators of HRV without additional respiratory control.

    “(2) when analyzed appropriately, even measures derived from the peak-to-trough method can be reliable indicators of HRV without additional respiratory control (Lewis et al., 2012);”
  • Peak-valley analysis acts as a time-domain filter dynamically centered at the exact ongoing respiratory frequency.

    “such as the peak-valley analysis (Grossman et al., 1990), also known as peak-to-trough analysis (Lewis et al., 2012), which acts as a time-domain filter dynamically centered at the exact ongoing respiratory frequency (Grossman et al., 1990).”

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References 54 · Cited by 264

Authors
Lewis, G. F., Furman, S. A., McCool, M. F., & Porges, S. W.
Affiliations
University of Illinois Chicago (US)
Corresponding author
Porges, Stephen W.
Venue
Biological Psychology
Publisher
Elsevier BV
Published
2012-02
Volume
89
Issue
2
Pages
349-364
ISSN
0301-0511 (ISSN-L)
OpenAlex
W1971072238
Cited by
264
References
54
Citations by year
2026: 15 · 2025: 15 · 2024: 25 · 2023: 23 · 2022: 18 · 2021: 32 · 2020: 18 · 2019: 21 · 2018: 15 · 2017: 19 · 2016: 14 · 2015: 17 · 2014: 10 · 2013: 15 · 2012: 6
FWCI
6.74
Type
journal article
Language
en
Open access
Locations
  • Biological Psychology (publishedVersion)
  • PubMed (publishedVersion)
  • Europe PMC (PubMed Central) (acceptedVersion)
  • PubMed Central (acceptedVersion)
Funders
  • National Institute of Mental Health (T32MH018882, T32MH067631)
  • Eunice Kennedy Shriver National Institute of Child Health and Human Development (R01HD053570)
Topics
  • Health Sciences › Medicine › Cardiology and Cardiovascular Medicine › Heart Rate Variability and Autonomic Control
  • Life Sciences › Neuroscience › Neurology › Vagus Nerve Stimulation Research
  • Life Sciences › Neuroscience › Endocrine and Autonomic Systems › Neuroscience of respiration and sleep
Keywords
respiratory sinus arrhythmia, vagal blockade, non-stationarity, respiration, parametric assumptions, heart rate variability, autonomic nervous system, effect size
MeSH terms
Adolescent, Adult, Autonomic Nervous System, Female, Heart, Heart Rate, Humans, Male, Respiration

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