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A Surgical Safety Checklist to Reduce Morbidity and Mortality in a Global Population
Open accessAbstract
BACKGROUND: Surgery has become an integral part of global health care, with an estimated 234 million operations performed yearly. Surgical complications are common and often preventable. We hypothesized that a program to implement a 19-item surgical safety checklist designed to improve team communication and consistency of care would reduce complications and deaths associated with surgery. METHODS: Between October 2007 and September 2008, eight hospitals in eight cities (Toronto, Canada; New Delhi, India; Amman, Jordan; Auckland, New Zealand; Manila, Philippines; Ifakara, Tanzania; London, England; and Seattle, WA) representing a variety of economic circumstances and diverse populations of patients participated in the World Health Organization's Safe Surgery Saves Lives program. We prospectively collected data on clinical processes and outcomes from 3733 consecutively enrolled patients 16 years of age or older who were undergoing noncardiac surgery. We subsequently collected data on 3955 consecutively enrolled patients after the introduction of the Surgical Safety Checklist. The primary end point was the rate of complications, including death, during hospitalization within the first 30 days after the operation. RESULTS: The rate of death was 1.5% before the checklist was introduced and declined to 0.8% afterward (P=0.003). Inpatient complications occurred in 11.0% of patients at baseline and in 7.0% after introduction of the checklist (P<0.001). CONCLUSIONS: Implementation of the checklist was associated with concomitant reductions in the rates of death and complications among patients at least 16 years of age who were undergoing noncardiac surgery in a diverse group of hospitals.
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“We chose to combine several educational and process changes into a single bundled intervention because numerous successful patient-safety interventions have used this approach.1,2,40”
From Changes in medical errors after implementation of a handoff program (2014) · cites this paper as [2]
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“The routine use of surgical safety checklists can reduce perioperative complications.”
From Society for Maternal-Fetal Medicine Special Statement: Surgical safety checklists for cesarean delivery (2021) · cites this paper as [3]
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“Surgical safety checklists, such as the one developed by the World Health Organization (WHO), 2 have been shown to reduce serious perioperative complications and death by 30% to 40% when implemented across a wide range of hospital settings.3,4”
From Society for Maternal-Fetal Medicine Special Statement: Surgical safety checklists for cesarean delivery (2021) · cites this paper as [3]
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“Studies demonstrating reduced morbidity and mortality with the use of a surgical safety checklist include detailed implementation programs involving extensive staff engagement and education.3,4,9”
From Society for Maternal-Fetal Medicine Special Statement: Surgical safety checklists for cesarean delivery (2021) · cites this paper as [3]
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“This problem may help to explain apparently contradictory findings about the value of surgical checklists, for example.47–49”
From Demystifying theory and its use in improvement (2015) · cites this paper as [47]
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“The emerging applied health services literature on the efficacy of compelling all levels of the clinical hierarchy to fill out short procedural lists in the intensive care unit testifies to the importance of the introduction of deceptively simple bureaucratic protocols (Haynes et al. 2009).”
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Self-citation2014 ESC/ESA Guidelines on non-cardiac surgery
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The Helsinki Declaration on Patient Safety in Anaesthesiology
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Technologies for global health
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Handbook on Business Process Management 1
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An open letter toThe BMJeditors on qualitative research
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Effective surgical safety checklist implementation
Conley, D. M., Singer, S. J., Edmondson, L., Berry, W. R., & Gawande, A. A. (2011) · Journal of the American College of Surgeons · doi:10.1016/j.jamcollsurg.2011.01.052 · Cited by 372
“g In 2009, investigators documented a significant reduction in mortality and other postoperative complications with use of the WHO surgical safety checklist.(1) Since then, the checklist has been adopted by more than 3,900 hospitals in 122 countries, representing more than 90% of the world’s population.”
MethodSelf-citationStrategies to Prevent Surgical Site Infections in Acute Care Hospitals: 2014 Update
Anderson, D. J., Podgorny, K., Berríos-Torres, S. I., Bratzler, D. W., Dellinger, E. P., Greene, L. R., Nyquist, A., Saiman, L. M., Yokoe, D. S., Maragakis, L. L., et al. (2014) · Infection Control and Hospital Epidemiology · doi:10.1017/s0899823x00193869 · Cited by 371
Self-citationChecklists to Reduce Diagnostic Errors
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Interprofessional Teamwork for Health and Social Care
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“44,45 If the physician is not a constructive team player, team efforts fail, and patients suffer the consequences.”
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Essential surgery: key messages from Disease Control Priorities, 3rd edition
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Self-citationThe Checklist Manifesto. How to get things right
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Starmer, A. J., Sectish, T. C., Simon, D. W., Keohane, C., McSweeney, M. E., Chung, E. Y., Yoon, C. S., Lipsitz, S. R., Wassner, A. J., Harper, M. B., et al. (2013) · JAMA · doi:10.1001/jama.2013.281961 · Cited by 337
Self-citationCognitive debiasing 2: impediments to and strategies for change
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“…▸ The implementation of a surgical safety checklist led to reductions in death rates and complications in non-cardiac surgery in a multicenter study 62 Stopping rules Stopping rules are an important form of forcing functions — they determine when enough information has been gathered to make an…”
BackgroundBalancing “No Blame” with Accountability in Patient Safety
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Cognitive bias in clinical medicine
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Do Safety Checklists Improve Teamwork and Communication in the Operating Room? A Systematic Review
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Self-citationPatient Safety in the Cardiac Operating Room: Human Factors and Teamwork
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The potential of artificial intelligence to improve patient safety: a scoping review
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“For example, Haynes et al. (2009) find that introducing a 19-item surgical safety checklist in eight hospitals reduced the rate of death in the 30 days following noncardiac surgery from 1.5% before the checklist was introduced to 0.8% afterward, and more general inpatient complications from 33.”
BackgroundInfluentialStrategies to prevent surgical site infections in acute-care hospitals: 2022 Update
Calderwood, M. S., Anderson, D. J., Bratzler, D. W., Dellinger, E. P., Garcia‐Houchins, S., Maragakis, L. L., Nyquist, A., Perkins, K. M., Preas, M. A., Saiman, L. M., et al. (2023) · Infection Control and Hospital Epidemiology · doi:10.1017/ice.2023.67 · Cited by 328
Self-citationPractical challenges of introducing WHO surgical checklist: UK pilot experience
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Self-citationBarriers to staff adoption of a surgical safety checklist
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How to study improvement interventions: a brief overview of possible study types
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How safe is primary care? A systematic review
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“Recent and most important advances in anesthesia and critical care have been provided by “check list” implementations [32,33].”
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“For example, Haynes et al. (2009) reported on the effectiveness of a surgical safety checklist.”
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“7 days [2-44]) and within 1 day after the operations (median [range], 0.”
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Metadata
- Authors
- Haynes, A. B., Weiser, T. G., Berry, W. R., Lipsitz, S. R., Breizat, A.-H. S., Dellinger, E. P., Herbosa, T., Joseph, S., Kibatala, P. L., Lapitan, M. C. M., Merry, A. F., Moorthy, K., Reznick, R. K., Taylor, B., & Gawande, A. A.
- Affiliations
- Harvard University (US)
- Brigham and Women's Hospital (US)
- Ministry of Health (JO)
- University of Washington (US)
- University of the Philippines Manila (PH)
- St. Stephen’s Hospital (IN)
- St. Francis Referral Hospital (TZ)
- University of Auckland (NZ)
- National Health Service (GB)
- University Health Network (CA)
- ORCID
- Venue
- New England Journal of Medicine
- Publisher
- Massachusetts Medical Society
- Published
- 2009-01-29
- Volume
- 360
- Issue
- 5
- Pages
- 491-499
- ISSN
- 0028-4793 (ISSN-L)
- 1533-4406
- OpenAlex
- W2119472226
- Cited by
- 5,688
- References
- 41
- Citations by year
- 2026: 256 · 2025: 215 · 2024: 256 · 2023: 247 · 2022: 325 · 2021: 335 · 2020: 337 · 2019: 336 · 2018: 340 · 2017: 362 · 2016: 349 · 2015: 406 · 2014: 405 · 2013: 372 · 2012: 363
- FWCI
- 514.06
- Type
- journal article
- Language
- en
- Open access
- bronze
- doi.org
- Locations
- New England Journal of Medicine (publishedVersion)
- PubMed (publishedVersion)
- Digital Access to Scholarship at Harvard (DASH) (Harvard University) (submittedVersion, cc-by)
- ResearchSpace (University of Auckland) (submittedVersion)
- Topics
- Health Sciences › Medicine › Public Health, Environmental and Occupational Health › Patient Safety and Medication Errors
- Health Sciences › Medicine › Cardiology and Cardiovascular Medicine › Cardiac, Anesthesia and Surgical Outcomes
- Health Sciences › Medicine › Surgery › Surgical site infection prevention
- Keywords
- surgical safety checklist, surgical complications, postoperative mortality, non-cardiac surgery, team communication, patient safety, checklist implementation, global health care, in-hospital complications
- MeSH terms
- Humans, Outcome and Process Assessment, Health Care, Postoperative Complications, Prospective Studies, Surgical Procedures, Operative, Safety Management
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