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Resolution of apparent paradoxes in the race-specific frequency of use-of-force by police
Open accessAbstract
Analyses of racial disparities in police use-of-force against unarmed individuals are central to public policy interventions; however, recent studies have come to apparently paradoxical findings concerning the existence and form of such disparities. Although anti-black racial disparities in U.S. police shootings have been consistently documented at the population level, new work has suggested that racial disparities in encounter-conditional use of lethal force by police are reversed relative to expectations, with police being more likely to: (1) shoot white relative to black individuals, and (2) use non-lethal as opposed to lethal force on black relative to white individuals. Encounter- and use-of-force-conditional results, however, can be misleading if the rates with which police encounter and use non-lethal force vary across officers and depend on suspect race. We find that all currently described empirical patterns in the structuring of police use-of-force—including the “reversed” racial disparities in encounter-conditional use of lethal force—are explainable under a generative model in which there are consistent and systemic biases against black individuals. If even a small subset of police more frequently encounter and use non-lethal force against black individuals than white individuals, then analyses of pooled encounter-conditional data can fail to correctly detect racial disparities in the use of lethal force. In more technical terms, statistical assessments of racial disparities conditioned on problematic intermediate variables, such as encounters, which might themselves be a causal outcome of racial bias, can produce misleading inferences. Population-level measures of use-of-force by police are more robust indicators of the overall severity of racial disparities than encounter-conditional measures—since the later neglect the differential morbidity and mortality arising from differential encounter rates. As such, population-level measures should be used when evaluating the local-level public health implications of racial disparities in police use-of-force. Research on encounter-conditional use-of-force by police can also fruitfully contribute to public policy discussions, since population-level measures alone cannot address whether racial disparities are driven by disparities in encounters or disparities in use-of-force conditional on encounters. Tests for racial biases in the encounter-conditional use of lethal force, however, must account for individual-level variation across officers in terms of race-specific encounter rates or risk falling to Simpson’s paradox.
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If police are biased in who they encounter, then encounter-conditional approaches can be severely confounded.
“causal inference (e.g., Knox et al., 2019; Ross et al., 2018) approaches show that if police are biased in who they encounter, then encounter-conditional approaches can be severely confounded.”
From Racial Disparities in Police Use of Deadly Force Against Unarmed Individuals Persist After Appropriately Benchmarking Shooting Data on Violent Crime Rates (2021) · cites this paper as Ross et al., 2018
The overall racial disparity in police use-of-force can be decomposed into the product of two terms: racial disparity in use-of-force conditional on encounter and racial disparity in the frequency of encounters.
“A similar proof is presented in Ross et al. (2018), who use a generative stochastic model to show that the overall racial disparity in police use-of-force can be decomposed into the product of two terms-racial disparity in use-of-force conditional on encounter and racial disparity in the frequency of encounters.”
From Racial Disparities in Police Use of Deadly Force Against Unarmed Individuals Persist After Appropriately Benchmarking Shooting Data on Violent Crime Rates (2021) · cites this paper as Ross et al. (2018)
Elevated levels of sublethal assault against innocent Black individuals by a subset of police would have the effect of diminishing the apparent severity of antiBlack racial disparities in lethal force conditional on encounter.
“In other words, elevated levels of sublethal assault against innocent Black individuals by a subset of police would have the effect of diminishing the apparent severity of antiBlack racial disparities in lethal force conditional on encounter (Ross et al., 2018).”
From Racial Disparities in Police Use of Deadly Force Against Unarmed Individuals Persist After Appropriately Benchmarking Shooting Data on Violent Crime Rates (2021) · cites this paper as Ross et al., 2018
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The interpretation of interaction in contingency tables
Simpson, E. H. (1951) · Journal of the Royal Statistical Society Series B: Statistical Methodology · doi:10.1111/j.2517-6161.1951.tb00088.x · Cited by 2,301 · cited 4×
“Specifically, we draw a parallel to classic findings on Simpson’s Paradox in applied statistics (Simpson, 1951; Bickel et al., 1975; Pearl, 2014), and demonstrate that pooled analyses of encounter-conditional data—as in Fryer (2016)—will fail to find true encounterconditional anti-black racial…”
ResultInfluentialRoss, C. T. (2015) · PLOS ONE · doi:10.1371/journal.pone.0141854 · Cited by 359
Self-citationAn Empirical Analysis of Racial Differences in Police Use of Force
Fryer, R. (2016) · doi:10.3386/w22399 · Cited by 238
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Cited by
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Schwartz, G. L., & Jahn, J. L. (2020) · PLOS ONE · doi:10.1371/journal.pone.0229686 · Cited by 149
Ross, C. T., Winterhalder, B., & McElreath, R. (2021) · Social Psychological and Personality Science · doi:10.1177/1948550620916071 · Cited by 61
“Statistical problems with encounter-conditional approaches have been addressed already with causal models (e.g., Knox et al., 2019; Ross et al., 2018); essentially, if a subset of the police population are biased in how frequently they engage in encounters with individuals as a function of race or…”
BackgroundInfluentialSelf-citation
Metadata
- Authors
- Ross, C. T., Winterhalder, B., & McElreath, R.
- Affiliations
- Max Planck Institute for Evolutionary Anthropology (DE)
- University of California, Davis (US)
- Corresponding author
- Ross, Cody T.
- Venue
- Palgrave Communications
- Published
- 2018-06-05
- Volume
- 4
- Issue
- 1
- ISSN
- 2055-1045 (ISSN-L)
- OpenAlex
- W2806055861
- Cited by
- 36
- References
- 3
- Citations by year
- 2026: 1 · 2024: 3 · 2023: 6 · 2022: 4 · 2021: 7 · 2020: 11 · 2019: 3 · 2018: 1
- FWCI
- 23.94
- Type
- journal article
- Language
- en
- Update notices
- correction (2018-08-28)
- Open access
- gold
- doi.org
- Locations
- Humanities and Social Sciences Communications (publishedVersion, cc-by)
- eScholarship (California Digital Library) (submittedVersion)
- RePEc: Research Papers in Economics (submittedVersion)
- DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion)
- MPG.PuRe (Max Planck Society) (submittedVersion, other-oa)
- Funders
- Max-Planck-Institut für Evolutionäre Anthropologie
- Topics
- Social Sciences › Political Science and International Relations › Policing Practices and Perceptions
- Social Sciences › Sociology and Political Science › Criminal Justice and Corrections Analysis
- Social Sciences › Sociology and Political Science › Racial and Ethnic Identity Research
- Keywords
- police use of force, racial disparities, lethal force, Simpson's paradox, generative models, systemic bias, black-white disparities, police shootings
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