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Cited by 37Archaeology and Natural HistoryArchaeology and ancient environmental studiesWater management and technologies

The DOI matches its Crossref record; 41 of the 41 references it cites were found in a registry or an index; none of the 20 sources its claims cite is checked for support yet.

A hydromorphic reevaluation of the forgotten river civilizations of Central Asia

Open access

Abstract

Significance: Our paper challenges the long-held view that the fall of Central Asia’s river civilizations was determined by warfare and the destruction of irrigation infrastructure during the Mongol invasion. An integration of radiometric dating of long-term river dynamics in the region with irrigation canal abandonment shows that periods of cultural decline correlate with drier conditions during multicentennial length periods when the North Atlantic Oscillation had mostly positive index values. There is no evidence that large-scale destruction of irrigation systems occurred during the Arab or Mongol invasion specifically. A more nuanced interpretation identifies chronic environmental challenges to floodwater farming over the last two millennia, punctuated by multicentennial-length periods with favorable hydromorphic and hydroclimatological conditions that enabled irrigation agriculturists to flourish.

Overview

CoChat Summary

Written by AI from the paper’s full text.

TL;DR

Radiometric dating of irrigation canals and river terraces in the Otrar oasis shows that phases of fluvial aggradation and wet conditions coincided with settlement flourishing, while canal abandonment and cultural decline tracked drought-driven river entrenchment rather than Arab or Mongol destruction. The authors argue Central Asia’s river civilizations were shaped by multicentennial hydroclimatic variability, especially NAO-linked rainfall and river dynamics.

Key findings

  • Major phases of fluvial aggradation occurred between the seventh and early ninth century CE and between 1350 and 1550 CE, coinciding with economic flourishing facilitated by wet climatic conditions and higher river flows that favored floodwater farming.
  • Otrar oasis decline began between the eighth and ninth centuries CE, with a 68% fall in the number of settlements and a 32% reduction in occupied area; a second contraction occurred in the 12th century CE, followed by progressive decline until the late-16th century CE.
  • OSL dating shows several main feeder canals ceased functioning between the 12th and late-14th centuries CE; radiocarbon TPQ dates fall in the late eighth century, between the mid-11th and mid-12th century, and the mid-16th century CE.
  • Major channel incision (~5 m) in the Arys valley between the 9th and early-14th century CE coincided with warm/dry conditions, positive NAO, and low Aral Sea levels; the paper reports no evidence of wholesale irrigation-network destruction during the Arab (650–760 CE) or Mongol (1219 CE) invasions.

Methods

  • Interdisciplinary geoarchaeological investigation of the Otrar oasis at the Syr Darya–Arys confluence in southern Kazakhstan, including geomorphological study of the Badam River, the middle Arys, and the oasis itself.
  • Twenty OSL samples were collected from Late Pleistocene and Holocene river terraces; seven trenches were excavated in the oasis, with five OSL and nine charcoal AMS radiocarbon samples taken from canal-fill sediments above the coarse-grained canal base.
  • OSL samples were prepared and measured at the Oxford Dating Laboratory using purified quartz and a single-aliquot regenerative-dose protocol; most samples used a minimum age model, one used a finite mixture model. AMS radiocarbon dates were calibrated with IntCal13 in OxCal4.3, and results were compared with hydroclimatic and archaeological records including Aral Sea levels/salinity, pollen-based precipitation, NAO, tree-ring temperature, and settlement area.

Limitations

  • Paper-stated: the hydroclimatic and hydromorphic contexts of these changes were largely unknown, with only a handful of sites having been radiometrically dated; radiocarbon ages from postabandonment canal deposits are systematically >200 y older than OSL dates from the same depths, so charcoal provides a terminus post quem while OSL more likely dates final canal operation; sample AMS5 was rejected.
  • Evident from the text: the study focuses on one oasis and catchment (Otrar/Arys/Badam) with limited sample numbers (20 OSL samples, seven trenches, five OSL and nine AMS samples), so extension to “similar irrigation agriculturists elsewhere in Central Asia” remains an inference rather than a directly tested generalization.
  • Evident from the text: the chronological correlations with regional climate records are not direct causal tests, and some OSL ages carry large uncertainties (e.g., ±1410, ±1630, ±1140 y).

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Integrity signals

Registry

Crossref · 10.1073/pnas.2009553117

Cites

41 of 41 references verified0 citation errors · 0 not checkable

Statistics

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Verification

Claims the paper makes

18 Own interpretation · 12 Sources not found · 8 Own result · 1 Own method

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Citations

Cites

Show all 41 references

Research works printed but not linked: 7

  1. Y. G. Gulyamov, The History of Irrigation of Khorezm from the Ancient to Present (in Russian) (Academy of Sciences of the Soviet Uzbek Republic, Taskhkent, 1957).
  2. B. V. Andrianov, Drevnie Orositelnie Sistemi Priaralia (Izdatelstvo NAUKA Mosvka, 1969).
  3. K. Baipakov, R. Nasirov, Along the Great Silk Road (Kramds-Reklama Yaynini, Alma-ata, 1991).
  4. Strabo, (after Apollodorus of Artemita), Geography volume 15, chapter 1, section 3, translated in The Geography of Strabo, H. C. Hamilton, W. Falconer, Eds. (George Bell & Sons, London, 1903).
  5. C. Baumer, The History of Central Asia: The Age of Islam And the Mongols (Tauris, New York, 2016), vol. 3.
  6. V. V. Bartold, Records on the Aral Sea and the Lower Stream of the Amudarya Since the Earliest Times to the XVIIth Century (Turkestan Branch of the Russian Geographic Society, Tashkent, 1902).
  7. R. Sala, J. M. Deom, “Medieval tortkuls of northern Tienshan and mid-low Syrdarya in the role of Eurasian steppes nomads in the development of world military art” in Proceedings of the International Conference Almaty 22–23 April 2010, in commemoration of N.E. Masanov, N. E. Masanov, Ed. (Almaty, 2010), pp. 263–286.

Cited by

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Metadata

Authors
Toonen, W. H. J., Macklin, M. G., Dawkes, G., Durcan, J. A., Leman, M., Nikolayev, Y., & Yegorov, A.
Affiliations
  • Vrije Universiteit Amsterdam (NL)
  • La Trobe University (AU)
  • University College London (GB)
  • University of Oxford (GB)
  • Joint Stock Company Institute of Geography and Water Safety, 050010 Almaty, Republic of Kazakhstan
Corresponding author
  • Toonen, Willem H. J.
  • Macklin, Mark G.
Venue
Proceedings of the National Academy of Sciences
Published
2020-12-14
Volume
117
Issue
52
Pages
32982-32988
ISSN
  • 0027-8424 (ISSN-L)
  • 1091-6490
OpenAlex
W3110906958
Cited by
36
References
41
Citations by year
2026: 9 · 2025: 4 · 2024: 5 · 2023: 9 · 2022: 5 · 2021: 4
FWCI
9.64
Type
journal article
Language
en
Open access
Locations
  • Proceedings of the National Academy of Sciences (publishedVersion)
  • PubMed (publishedVersion)
  • PubMed Central (publishedVersion)
  • VU Research Portal (publishedVersion, other-oa)
  • Lincoln Repository (University of Lincoln) (acceptedVersion)
  • Oxford University Research Archive (ORA) (University of Oxford) (submittedVersion)
  • Zenodo (CERN European Organization for Nuclear Research) (submittedVersion, cc-by)
  • Figshare (submittedVersion, cc-by)
  • Lirias (KU Leuven) (submittedVersion)
  • Data Archiving and Networked Services (DANS) (submittedVersion, other-oa)
Funders
  • British Council (172727191)
  • Nederlandse Organisatie voor Wetenschappelijk Onderzoek (825.14.005)
Topics
  • Social Sciences › Anthropology › Archaeology and Natural History
  • Social Sciences › Archeology › Archaeology and ancient environmental studies
  • Social Sciences › Arts and Humanities › History › Water management and technologies
Keywords
Aral Sea basin, Syr Darya, Amu Darya, irrigation canals, fluvial aggradation, hydroclimatic change, Mongol invasion, Silk Road, radiometric dating, geoarchaeology, Central Asia

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CoChat. (2026). Citation check: A hydromorphic reevaluation of the forgotten river civilizations of Central Asia. https://app.cochat.ai/papers/10.1073/pnas.2009553117
The paper
Toonen, W. H. J., Macklin, M. G., Dawkes, G., Durcan, J. A., Leman, M., Nikolayev, Y., & Yegorov, A. (2020). A hydromorphic reevaluation of the forgotten river civilizations of Central Asia. Proceedings of the National Academy of Sciences. https://doi.org/10.1073/pnas.2009553117