Degenerate higher derivative theories beyond Horndeski: evading the Ostrogradski instability
Open accessAbstract
Theories with higher order time derivatives generically suffer from ghost-like instabilities, known as Ostrogradski instabilities. This fate can be avoided by considering ``degenerate'' Lagrangians, whose kinetic matrix cannot be inverted, thus leading to constraints between canonical variables and a reduced number of physical degrees of freedom. In this work, we derive in a systematic way the degeneracy conditions for scalar-tensor theories that depend quadratically on second order derivatives of a scalar field. We thus obtain a classification of all degenerate theories within this class of scalar-tensor theories. The quartic Horndeski Lagrangian and its extension beyond Horndeski belong to these degenerate cases. We also identify new families of scalar-tensor theories with the property that they are degenerate despite the nondegeneracy of the purely scalar part of their Lagrangian.
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DHOST theories generalize Horndeski and beyond-Horndeski models and are the most general class of ghost-free scalar-tensor theories.
“They generalize Horndeski and beyond-Horndeski models and are the most general class of ghost-free scalar–tensor theories.”
From Testing general relativity in cosmology (2019) · cites this paper as Langlois and Noui 2016a
Langlois et al. (2018) showed mimetic gravity theories can be formulated as DHOST with extra local gauge symmetry; they study linear perturbations and find they have either gradient instabilities or Ostrogradsky type instability in scalar sector coupled to matter.
“However, a very recent study Langlois et al. (2018) showed that mimetic gravity theories can be viewed/formulated as degenerate higher-order scalar theories (DHOST) (Langlois and Noui 2016a) with an extra local gauge symmetry. They study linear perturbations about a homogeneous and isotropic background for all mimetic theories and find that they have either gradient instabilities or an Ostrograd”
From Testing general relativity in cosmology (2019) · cites this paper as Langlois and Noui 2016a
In DHOST theories, in vacuum absence of matter coupling, a special degeneracy of the Lagrangian ensures absence of ghosts even if equations of motion are higher order.
“In these theories, it was shown in the vacuum in absence of matter coupling that the presence of a special degeneracy of the Lagrangian ensures the absence of ghosts even if the equations of motion are higher order.”
From Testing general relativity in cosmology (2019) · cites this paper as Langlois and Noui 2016a
Langlois and Noui (2016a, b) identified degeneracy conditions that assure theory is free from Ostrogradsky ghost even if equations of motion have higher order derivatives.
“Remarkably, Langlois and Noui (2016a, b) identified the degeneracy conditions that assure that the theory is free from Ostrogradsky ghost even if their equations of motion have higher order derivatives.”
From Testing general relativity in cosmology (2019) · cites this paper as Langlois and Noui 2016a, b
Cites
Generalized G-Inflation: --Inflation with the Most General Second-Order Field Equations--
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Dark Energy Versus Modified Gravity
Joyce, A., Lombriser, L., & Schmidt, F. (2016) · Annual Review of Nuclear and Particle Science · doi:10.1146/annurev-nucl-102115-044553 · Cited by 463 · see citing works
Testing general relativity in cosmology
Ishak, M. (2019) · Living Reviews in Relativity · doi:10.1007/s41114-018-0017-4 · Cited by 449 · see citing works
A systematic approach to generalisations of General Relativity and their cosmological implications
Heisenberg, L. (2019) · Physics Reports · doi:10.1016/j.physrep.2018.11.006 · Cited by 419 · see citing works
“We can start with the most general Lagrangian up to cubic order in Πμν [160, 164, 162]”
BackgroundMethodInfluentialFinding Horndeski theories with Einstein gravity limits
McManus, R., Lombriser, L., & Peñarrubia, J. (2016) · Journal of Cosmology and Astroparticle Physics · doi:10.1088/1475-7516/2016/11/006 · Cited by 57 · see citing works
Fundamental constants: from measurement to the universe, a window on gravitation and cosmology
Uzan, J.-P. (2025) · Living Reviews in Relativity · doi:10.1007/s41114-025-00059-y · Cited by 36 · see citing works
- Authors
- Langlois, D., & Noui, K.
- Affiliations
- Centre National de la Recherche Scientifique (FR)
- Université de Tours (FR)
- Venue
- Journal of Cosmology and Astroparticle Physics
- Publisher
- IOP Publishing
- Published
- 2016-02-12
- Volume
- 2016
- Issue
- 02
- Pages
- 034-034
- ISSN
- 1475-7508 (ISSN-L)
- 1475-7516
- OpenAlex
- W1845203424
- Cited by
- 653
- References
- 1
- Citations by year
- 2026: 32 · 2025: 57 · 2024: 65 · 2023: 64 · 2022: 51 · 2021: 75 · 2020: 83 · 2019: 75 · 2018: 73 · 2017: 47 · 2016: 30 · 2015: 1
- FWCI
- 35.86
- Type
- journal article
- Language
- en
- Open access
- bronze
- doi.org
- Licence
- Locations
- Journal of Cosmology and Astroparticle Physics (publishedVersion)
- arXiv (Cornell University) (submittedVersion)
- HAL (submittedVersion, other-oa)
- arXiv (Cornell University)
- Funders
- Aspen Center for Physics
- Kavli Institute for Cosmological Physics, University of Chicago
- Topics
- Physical Sciences › Physics and Astronomy › Astronomy and Astrophysics › Cosmology and Gravitation Theories
- Physical Sciences › Physics and Astronomy › Nuclear and High Energy Physics › Black Holes and Theoretical Physics
- Physical Sciences › Physics and Astronomy › Statistical and Nonlinear Physics › Noncommutative and Quantum Gravity Theories
- Keywords
- Horndeski theories, scalar-tensor gravity, degrees of freedom, modified gravity
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