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Brain reorganization, not relative brain size, primarily characterizes anthropoid brain evolution
Open accessAbstract
Comparative analyses of primate brain evolution have highlighted changes in size and internal organization as key factors underlying species diversity. It remains, however, unclear (i) how much variation in mosaic brain reorganization versus variation in relative brain size contributes to explaining the structural neural diversity observed across species, (ii) which mosaic changes contribute most to explaining diversity, and (iii) what the temporal origin, rates and processes are that underlie evolutionary shifts in mosaic reorganization for individual branches of the primate tree of life. We address these questions by combining novel comparative methods that allow assessing the temporal origin, rate and process of evolutionary changes on individual branches of the tree of life, with newly available data on volumes of key brain structures (prefrontal cortex, frontal motor areas and cerebrocerebellum) for a sample of 17 species (including humans). We identify patterns of mosaic change in brain evolution that mirror brain systems previously identified by electrophysiological and anatomical tract-tracing studies in non-human primates and functional connectivity MRI studies in humans. Across more than 40 Myr of anthropoid primate evolution, mosaic changes contribute more to explaining neural diversity than changes in relative brain size, and different mosaic patterns are differentially selected for when brains increase or decrease in size. We identify lineage-specific evolutionary specializations for all branches of the tree of life covered by our sample and demonstrate deep evolutionary roots for mosaic patterns associated with motor control and learning.
Overview
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TL;DR
Across 17 anthropoid primates, mosaic brain reorganization explains more neural diversity than changes in relative brain size, with seven principal components explaining up to 90.4% of variation. Great apes and humans show derived investment in prefrontal white matter, prefronto-striatal, and cortico-cerebellar systems inferred to originate in the ape ancestral lineage around 30–20 Ma.
Key findings
- Phylogenetic PCA of relative brain size plus 20 brain structures/areas yielded seven principal components explaining up to 90.4% of neural structure variation. PC1 was dominated by relative brain size and accounted for 25.8%; subsequent size-independent PCs were PC2 prefrontal white matter (18.7%), PC3 hippocampal formation (14.7%), PC4 prefronto-striatal formation (12.7%), PC5 paleocortex (7.7%), PC6 motor execution structures (6.0%), and PC7 motor learning structures (4.6%).
- Across more than 40 Myr of anthropoid evolution, mosaic changes contributed more to explaining neural diversity than changes in relative brain size.
- Great apes and humans were differentiated by joint investment in prefrontal white matter, prefronto-striatal, and cortico-cerebellar systems alongside increased absolute brain size; this pattern was inferred to originate in the ape ancestral lineage approximately 30–20 Ma.
- Some mosaic patterns showed significantly increased variation in lineages where brain size decreased: PC2 (F = 0.0037, p < 0.0001), PC3 (F = 0.0066, p < 0.0002), and PC6 (F = 0.0395, p = 0.0067).
Methods
- Sample: 17 anthropoid primate species including humans; brain structure volumes came from serially sectioned post-mortem brains following published protocols and from the literature; the phylogeny was taken from the 10kTrees project, v. 3.
- Analyses: phylogenetic reduced major axis regressions with a likelihood-fitted lambda model controlled brain size for body size and brain structure size for brain size; residuals were entered into a phylogenetically controlled principal components analysis; PC scores were used to estimate ancestral states and lineage-specific evolutionary rates via a variable rates method based on an adaptive peak model.
- Rate variation was compared between lineages indicating brain size increase (minimum rate of 0.1) and lineages indicating brain size decrease (maximum rate of −0.1) using an F-test for equality of variance; model accuracy was checked against fossil brain size estimates at three phylogenetic locations.
Limitations
- The paper does not include a dedicated limitations section.
- Evident from the text: the sample is limited to 17 anthropoid species, so broad claims about anthropoid brain evolution rest on this taxon sample; data are post-mortem/histological and literature-derived, which may constrain structure coverage and comparability.
- Evident from the text: the variable rates method’s accuracy was tested only by comparing estimated ancestral brain size to fossil estimates at three nodes (e.g., *Australopithecus afarensis* fossil estimate 434cc versus method estimate 385cc), not for PC scores or individual brain structures; the authors also note that further work should investigate other heteromodal association areas.
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“The origin of the great ape grade shift in prefrontal white matter evolution is inferred to date back to the dawn of the ape radiation (at least 20 Ma).”
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“We further find that, across more than 40 Myr of anthropoid evolution, different neocortical and cerebellar areas varied in their contributions to different mosaic patterns.”
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“The principal component that we find to contribute most to explaining evolutionary changes in primate brain reorganization indicates high loadings for prefrontal white matter (table 1).”
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“and different mosaic patterns are differentially selected for when brains increase or decrease in size.”
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“PC3 (14.7%) involves the hippocampal formation (hippocampus and entorhinal cortex)”
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“and demonstrate deep evolutionary roots for mosaic patterns associated with motor control and learning.”
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“PC2 (18.7%) is predominantly associated with prefrontal white matter”
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“PC6 (6%) structures involved in the execution of motor plans (spinocerebellum, mesencephalon and medulla)”
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“Across more than 40 Myr of anthropoid primate evolution, mosaic changes contribute more to explaining neural diversity than changes in relative brain size”
- Also stated in: § 3. Discussion · plain
“The finding that mosaic changes contribute more to explaining neural system diversity across species than changes in relative brain size”
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“We identify lineage-specific evolutionary specializations for all branches of the tree of life covered by our sample”
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In the paper
“PC5 (7.7%) the paleocortex”
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“Principal component 1 (PC1) is dominated by variation in relative brain size and accounts for up to 25.8 per cent of overall variation in brain evolution (table 1).”
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“Phylogenetic mapping of PC2 scores and brain size shows that great apes stand out in their combined investment in both prefrontal white matter and absolute brain size, in that prefrontal white matter keeps track with a substantial increase in brain size, with humans at the extreme of this pattern (figure 1a).”
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“Considering that our sample includes brain size values spanning 40 orders of magnitude (32.8cc for the New World monkey Pithecia monachus and 39.7 for the Old World monkey Miopithecus talapoin compared with 1418.9cc for our sample of humans)”
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“The hippocampus–entorhinal formation does not indicate a clade-specific pattern in combination with an emphasis on absolute brain size (see electronic supplementary material, S2), but displays particular variation in lineages where brain size has decreased (figure 2).”
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“Phylogenetic mapping of PC6 and PC7 reveals opposite patterns of investment across species with a joint investment in the cortico-cerebellar system and absolute brain size separating the ape from the monkey radiation between 30 and 20 Ma (figure 1c).”
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“Specifically, great apes combine increased investment in the cortico-cerebellar system with a decreased investment in the descending motor pathway (see electronic supplementary material, S2).”
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“Great apes stand out in a joint emphasis on the prefronto-striatal formation and absolute brain size; a trend that is inferred to originate with the dawn of the ape radiation (figure 1b).”
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“a comparative correlation between absolute brain size and cognitive ability in non-human primates [8]”
What the sources say
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In the paper
“and predict various aspects of behavioural capacity across the animal kingdom [13–16]”
What the sources say
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In the paper
“between relative brain size and survival in novel environments in different orders across the animal kingdom [2,9,10]”
What the sources say
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In the paper
“there are three elements that are fundamental to our understanding of these two aspects of brain evolution that have not been established: (i) What is the relative importance of relative brain size and mosaic changes in explaining variation in brain evolution?”
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“previous work has demonstrated that the neural system adapts in both size-dependent and size-independent ways.”
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“(iii) What are the temporal origin, rate and process underlying evolutionary shifts in mosaic reorganization for individual branches of the primate tree of life?”
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In the paper
“In primates, the evolution of brain size (both in terms of absolute size and relative to body size) shows complex patterns of change involving both increases and decreases along different branches of the primate phylogeny [6,7].”
What the sources say
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In the paper
“The overall size of the brain plays an important part in neural adaptation”
What the sources say
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“(ii) Which mosaic changes contribute most to explaining diversity in brain organization across species?”
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In the paper
“This (mosaic) variation has been shown to reflect anatomical connectivity patterns [11,12]”
What the sources say
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In the paper
“Although allometric approaches per se reveal useful information on brain structure evolution”
What the sources say
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In the paper
“as the absolute size of the brain increases, interacting neurons are located further apart and the brain is likely to become more modular in organization [5]”
What the sources say
- Not checked yetcites [5] Kaas JH. 2006. Evolution of the neocortex. Curr. Biol. 16, R910–R914 10.1016/j.cub.2006.09.057 (doi:10.1016/j.cub.2006.09.057) [DOI] [PubMed] [Google Scholar]
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In the paper
“This brain structure is generally considered to provide ‘an infrastructure for synthesizing a diverse range of information that lays the foundation for the complex forms of behaviour observed in primates’ [49, p. 59].”
What the sources say
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In the paper
“Recent functional connectivity research evidenced the preferential distant connectivity of heteromodal association areas, with some regions in the prefrontal cortex (medial PFC) displaying both high local (evidencing modularity) and high distant (evidencing multimodality) functional connectivity [51].”
What the sources say
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In the paper
“Because olfactory bulb and medulla volume are considered to have experienced the least amount of change across anthropoid evolution, and brain size the most, this component can primarily be interpreted as reflecting changes in relative brain size.”
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- Rests on an assumption: Olfactory bulb and medulla volume have experienced the least amount of change across anthropoid evolution.
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In the paper
“This approach hereby significantly increases the resolution of evolutionary inferences and allows for more detailed interpretations of the evolutionary history of particular biological traits.”
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In the paper
“The method that underlies this approach [23] infers variable rates of evolution for all individual lineages without a priori parametrization and provides realistic trait value estimates for extinct species.”
What the sources say
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“The prefrontal cortex is a multimodal structure involved in social cognition [44], moral judgements [45], clan mentality [46], introspection [47] as well as goal-directed and stimulus-driven attention [48].”
What the sources say
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In the paper
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What the sources say
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In the paper
“suggesting that putative developmental regularities in the evolution of brain structures in primates [65,66] do not contribute markedly to explaining neural system diversity across species and/or are commonly offset by mosaic reorganization.”
What the sources say
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In the paper
“Symmetry of brain reorganization in the context of increases versus decreases in absolute brain size has not been extensively studied, but preliminary evidence from the Chiroptera suggests there is asymmetry in the link between brain reorganization and cognitive capacity due to the different ecological niches available to species with different overall sizes [59].”
What the sources say
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In the paper
“congruent with suggestions that both comprise different memory systems [53,54] involved in forms of learning in which stimulus-response associations or habits are incrementally and sequentially acquired (striatal) [55–57] and more cognitive or declarative memory (hippocampal) [53,58].”
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Load-bearingStrength:hedged· not yet calibratedTests✓ Asserted: passes✓ Checkable: passes✓ Load-bearing: passes✓ Based: passesIt may state two separate claims as one.
None of the sources cited for this claim have been checked yet.
In the paper
“Oreopithecus is considered to be derived from the great apes stem lineage, after its divergence from the gibbon lineage, and has an estimated fossil brain size of 383cc [71,72]”
What the sources say
- Not checked yetcites [71] Fleagle JG. 1999. Primate adaptation and evolution. San Diego, CA: Academic Press [Google Scholar]
- Not checked yetcites [72] Straus WL, Schon MA. 1960. Cranial capacity of Oreopithecus bambolii. Science 132, 670–672 10.1126/science.132.3428.670 (doi:10.1126/science.132.3428.670) [DOI] [PubMed] [Google Scholar]
Load-bearingStrength:hedged· not yet calibratedTests✓ Asserted: passes✓ Checkable: passes✓ Load-bearing: passes✓ Based: passesProbably not a substantial claim. It may state two separate claims as one.
In the paper
“Proconsul is most often considered to be derived from the ape stem lineage, after its divergence from the Old World monkey lineage, and has an estimated fossil brain size of 162cc [73]”
What the sources say
- Not checked yetcites [73] Martin RD. 1990. Primate origins and evolution. London, UK: Chapman & Hall [Google Scholar]
Tests✓ Asserted: passes✓ Checkable: passes✓ Load-bearing: passes✓ Based: passesProbably not a substantial claim. It may state two separate claims as one.
A conclusion the paper draws from its own results — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“Functionally, these two components can roughly be associated with the execution of motor actions and the acquisition of new complex motor sequences.”
Tests✓ Asserted: passes✓ Checkable: passes✓ Load-bearing: passes✓ Based: passesIt may state two separate claims as one.
A conclusion the paper draws from its own results — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“further confirming our interpretation that this may be due to smaller primates being confronted with a more diverse array of physical environments placing particular pressure on basic motor execution (such as locomotion).”
Strength:hedged· not yet calibratedCausal:conditional· not yet calibratedTests✓ Asserted: passes✓ Checkable: passes✗ Load-bearing: fails✓ Based: passesProbably not a substantial claim. The paper’s conclusions may not depend on it.
- Rests on an assumption: Smaller primates tend to be more agile, allowing them to inhabit a more diverse array of physical environments, placing particular pressure on spatial memory and basic motor execution.
A conclusion the paper draws from its own results — it cites no other source for it, so there is none to check. The quote shows it is in the paper.
In the paper
“Overall, our phylogenetic analysis infers that a clade-specific investment in particular brain formations (prefrontal white matter, prefronto-striatal and higher motor control) in combination with increased absolute brain size differentiates great apes (and humans) from other primates (figure 1).”
Tests✓ Asserted: passes✓ Checkable: passes✓ Load-bearing: passes✓ Based: passesIt may state two separate claims as one.
The paper relies on this without support.
Olfactory bulb and medulla volume have experienced the least amount of change across anthropoid evolution.
“Because olfactory bulb and medulla volume are considered to have experienced the least amount of change across anthropoid evolution, and brain size the most, this component can primarily be interpreted as reflecting changes in relative brain size.”
The paper relies on this without support.
Smaller primates tend to be more agile, allowing them to inhabit a more diverse array of physical environments, placing particular pressure on spatial memory and basic motor execution.
“For physiological reasons, smaller primates tend to be more agile, allowing them to inhabit a more diverse array of physical environments, possibly placing particular pressure on spatial memory.”
The paper relies on this without support.
The variable rates method's accuracy far exceeds what can be attained with alternative methods.
“this level of accuracy far exceeds what can be attained with alternative methods”
Claims other papers make about this one
Each is checked against this paper’s own text: does it say what the citing paper says it does?
In the citing paper
“The cortical reorganization hypothesis suggests that selection for absolutely larger brains-and concomitant cortical reorganization-was the predominant mechanism supporting cognitive evolution (77, 91, 100-106, 120).”
From The evolution of self-control. (2014) · cites this paper as [91]
Self-check
Percentages, sums and reported differences re-computed from the paper’s own numbers.
Each contradiction between two passages listed here was confirmed by an independent check.
Reported brain-size range is not 40 orders of magnitude
MinorThe stated smallest and largest brain sizes differ by a factor of about 43, or approximately 1.6 orders of magnitude-not 40 orders of magnitude.
“brain size values spanning 40 orders of magnitude”
“32.8cc for the New World monkey Pithecia monachus and 39.7 for the Old World monkey Miopithecus talapoin compared with 1418.9cc for our sample of humans”
Citations
Cites
phytools: an R package for phylogenetic comparative biology (and other things)
Revell, L. J. (2011) · Methods in Ecology and Evolution · doi:10.1111/j.2041-210x.2011.00169.x · Cited by 9,439
The organization of the human cerebellum estimated by intrinsic functional connectivity
Buckner, R. L., Krienen, F. M., Castellanos, A., Diaz, J. C., & Yeo, B. T. T. (2011) · Journal of Neurophysiology · doi:10.1152/jn.00339.2011 · Cited by 7,304
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Cellular Scaling Rules for the Brains of Marsupials: Not as “Primitive” as Expected
Santos, S. E. D., Porfírio, J., Cunha, F., Manger, P. R., Tavares, W. C., Pessôa, L. M., Raghanti, M. A., Sherwood, C. C., & Herculano‐Houzel, S. (2017) · Brain Behavior and Evolution · doi:10.1159/000452856 · Cited by 2,652
A theory of cerebellar function
Albus, J. S. (1971) · Mathematical Biosciences · doi:10.1016/0025-5564(71)90051-4 · Cited by 2,539
Remembering the past to imagine the future: the prospective brain
Schacter, D. L., Addis, D. R., & Buckner, R. L. (2007) · Nature Reviews Neuroscience · doi:10.1038/nrn2213 · Cited by 2,394
Functional topography in the human cerebellum: A meta-analysis of neuroimaging studies
STOODLEY, C., & SCHMAHMANN, J. (2009) · NeuroImage · doi:10.1016/j.neuroimage.2008.08.039 · Cited by 2,183
The prefontral cortex and cognitive control
Miller, E. K. (2000) · Nature Reviews Neuroscience · doi:10.1038/35036228 · Cited by 2,016
Basal ganglia and cerebellar loops: motor and cognitive circuits
Middleton, F. (2000) · Brain Research Reviews · doi:10.1016/s0165-0173(99)00040-5 · Cited by 1,940
A neostriatal habit learning system in humans
Knowlton, B. J., Mangels, J. A., & Squire, L. R. (1996) · Science · doi:10.1126/science.273.5280.1399 · Cited by 1,777
Flagged first, then by citations
Research works printed but not linked: 4
- Smaers JB, The evolution of human handedness
- 10.1073/090504197 · DOI
- 10.1152/jn.00339.2011 · DOI · Paper page
- Zilles K, 2011, Resources and technological advances for studies of neurobehavioral evolution, E94
Cited by
Sorted by citations
Items 101–112 of 112
Pedro, A. S. P. (2020) · Repositorio Institucional de la Universidad de Burgos (University of Burgos) · doi:10.36443/10259/5557
Evolution of the Prefrontal Cortex in the Hominins
Passingham, R. E. (2021) · Oxford University Press eBooks · doi:10.1093/oso/9780198844570.003.0009
Roese‐Miron, L. (2022) · Digital Library of Theses and Dissertations (Universidade de São Paulo) · doi:10.11606/d.59.2022.tde-26052022-085243
Linking the evolution of two prefrontal brain regions to social and foraging challenges in primatesPreprint
Bouret, S., Paradis, E., Prat, S., Castro, L., Pérez, P., Gilissen, E., & Garcia, C. (2024) · eLife · doi:10.7554/elife.87780.3
Bouret, S., Paradis, E., Prat, S., et al. (2024) · eLife · doi:10.7554/elife.87780.3.sa1
Bouret, S., Paradis, E., Prat, S., Castro, L., Pérez, P., Gilissen, E., & Garcia, C. (2024) · eLife · doi:10.7554/elife.87780.3.sa0
Evolutionary specializations of the human limbic system
August, I., Lew, C. H., & Semendeferi, K. (2025) · Elsevier eBooks · doi:10.1016/b978-0-443-27380-3.00007-5
Evolution of the cerebellum in hominoids: From macro to micro
DeMay-Pouliot, L., & Smaers, J. B. (2025) · Elsevier eBooks · doi:10.1016/b978-0-443-27380-3.00067-1
Self-citationSelection and Learning Shape Communication Networks in the Dog Brain
Cordeau, M., Barton, S. A., & Hecht, E. E. (2026) · Journal of Neuroscience · doi:10.1523/jneurosci.2174-25.2026
Evolutionary Pathways in Brain Morphology, Development, and Behavior in the Primate Lineage
Raia, P., & Melchionna, M. (2026) · Brain Behavior and Evolution · doi:10.1159/bbe/abqag008
Metadata
- Authors
- Smaers, J. B., & Soligo, C.
- Affiliations
- University College London (GB)
- Corresponding author
- Smaers, J. B.
- Venue
- Proceedings of the Royal Society B: Biological Sciences
- Publisher
- The Royal Society
- Published
- 2013-05-22
- Volume
- 280
- Issue
- 1759
- Pages
- 20130269
- ISSN
- 0080-4649 (ISSN-L)
- 0962-8452
- 1471-2954
- PMC
- PMC3619515
- OpenAlex
- W2002762636
- Semantic Scholar
- aaf8ec94a1751de562511ac64f926870356a20e2
- Cited by
- 112
- References
- 75
- Citations by year
- 2026: 3 · 2025: 7 · 2024: 7 · 2023: 6 · 2022: 5 · 2021: 9 · 2020: 10 · 2019: 9 · 2018: 3 · 2017: 8 · 2016: 15 · 2015: 10 · 2014: 14 · 2013: 6
- FWCI
- 22.23
- Type
- journal article
- Language
- en
- Open access
- green
- europepmc.org
- Locations
- Proceedings of the Royal Society B Biological Sciences (publishedVersion)
- Europe PMC (PubMed Central) (publishedVersion)
- PubMed Central (publishedVersion)
- PubMed (publishedVersion)
- UCL Discovery (University College London) (submittedVersion)
- Funders
- Natural Environment Research Council (NE/H022937/1)
- Topics
- Life Sciences › Agricultural and Biological Sciences › Ecology, Evolution, Behavior and Systematics › Primate Behavior and Ecology
- Physical Sciences › Earth and Planetary Sciences › Paleontology › Evolution and Paleontology Studies
- Life Sciences › Agricultural and Biological Sciences › Ecology, Evolution, Behavior and Systematics › Morphological variations and asymmetry
- Keywords
- primate brain evolution, brain reorganization, relative brain size, anthropoid primates, prefrontal cortex, brain structure volume, lineage-specific evolution, brain systems, motor control, learning
- MeSH terms
- Animals, Haplorhini, Cerebellum, Biological Evolution, Female, Male, Motor Cortex, Phylogeny, Primates, Multivariate Analysis, Prefrontal Cortex, Principal Component Analysis
About these checks
Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
A language model drew the claims from the paper on 2026-10-10, under version 3 of the claim definition (model deepseek-v4.1-flash, prompt extract-v3).
A second model labelled each claim on 2026-10-10 (model jev-1.13-20260917, definition revision gold-guideline-v0.2).
Statistics and arithmetic are recomputed, not judged.
Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.
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