Cited by 136Explainable Artificial Intelligence (XAI)Ethics and Social Impacts of AISafety Systems Engineering in Autonomy

Artificial intelligence explainability: the technical and ethical dimensions

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McDermid, John A., Jia, Yan, Porter, Zoe, Habli, Ibrahim·2021·Philosophical Transactions of the Royal Society A: Mathematical, Physical and Engineering Sciences

Abstract

In recent years, several new technical methods have been developed to make AI-models more transparent and interpretable. These techniques are often referred to collectively as ‘AI explainability’ or ‘XAI’ methods. This paper presents an overview of XAI methods, and links them to stakeholder purposes for seeking an explanation. Because the underlying stakeholder purposes are broadly ethical in nature, we see this analysis as a contribution towards bringing together the technical and ethical dimensions of XAI. We emphasize that use of XAI methods must be linked to explanations of human decisions made during the development life cycle. Situated within that wider accountability framework, our analysis may offer a helpful starting point for designers, safety engineers, service providers and regulators who need to make practical judgements about which XAI methods to employ or to require. This article is part of the theme issue ‘Towards symbiotic autonomous systems’.

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  • Provable AI ethics frameworks propose technical architectures for embedding explainability, constraint validation, and ethical guardrails directly into AI systems rather than relying solely on policy-level oversight.

    “Recent evidence50 on provable AI ethics frameworks proposes technical architectures for embedding explainability, constraint validation, and ethical guardrails directly into AI systems rather than relying solely on policy-level oversight.”

    From Generative Artificial Intelligence in Healthcare: Automation Bias, Deskilling, and Cognitive Implications – A Systematic Review (2026) · cites this paper as [50]

    The Introduction and Discussion describe technical explainability methods that can help assure ML systems, including before and after deployment. They do not propose an architecture that embeds constraint validation or ethical guardrails directly into AI systems; the Conclusion instead places XAI within a wider framework of human accountability. (LLM, conf=0.86)

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Cited by

Sorted by citations

Authors
McDermid, J. A., Jia, Y., Porter, Z., & Habli, I.
Affiliations
  • University of York (GB)
  • Department of Computer Science, University of York, Deramore Lane, York YO10 5GH, UK
Corresponding author
McDermid, John A.
Venue
Philosophical Transactions of the Royal Society A: Mathematical, Physical and Engineering Sciences
Published
2021-08-16
Volume
379
Issue
2207
Pages
20200363
ISSN
  • 1364-503X (ISSN-L)
  • 1471-2962
OpenAlex
W3195947859
Cited by
136
References
15
Citations by year
2026: 28 · 2025: 36 · 2024: 32 · 2023: 25 · 2022: 14 · 2021: 1
FWCI
6.36
Type
journal article
Language
en
Open access
Locations
  • Philosophical Transactions of the Royal Society A Mathematical Physical and Engineering Sciences (publishedVersion, cc-by)
  • PubMed Central (publishedVersion, cc-by)
  • PubMed (publishedVersion)
  • White Rose Research Online (University of Leeds, The University of Sheffield, University of York) (acceptedVersion)
Funders
  • Assuring Autonomy International Programme
  • University of York
  • Lloyds Register Foundation
Topics
  • Physical Sciences › Computer Science › Artificial Intelligence › Explainable Artificial Intelligence (XAI)
  • Social Sciences › Safety Research › Ethics and Social Impacts of AI
  • Physical Sciences › Engineering › Safety, Risk, Reliability and Quality › Safety Systems Engineering in Autonomy
Keywords
explainable AI, model transparency, model interpretability, AI ethics, accountability, AI regulation

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