Cited by 31Optimal Power Flow DistributionElectric Vehicles and InfrastructureSmart Grid Energy Management

Hierarchical Volt-VAR Optimization Framework Considering Voltage Control of Smart Electric Vehicle Charging Stations Under Uncertainty

Open access
Prabawa, Panggah, Choi, Dae-Hyun·2021·IEEE Access

Abstract

Smart electric vehicle charging stations (EVCSs) equipped with distributed energy resources (DERs), such as photovoltaic (PV) systems and energy storage systems (ESSs), are promising entities for maintaining voltage quality in power distribution networks through voltage regulation using the smart inverters of DERs. This study proposes a hierarchical Volt-VAR optimization (VVO) framework that reflects the voltage regulation capability of smart EVCSs, which consists of global and local voltage control stages. At the global stage, smart inverters of EVCSs cooperate with conventional voltage regulators, such as an on-load tap changer (OLTC) and capacitor banks (CBs)), and smart inverters of PV systems to minimize the total active power losses and voltage deviations along with the determination of optimal parameters for local droop control functions of the smart inverters. At the local stage, smart inverters of EVCSs and PV systems quickly mitigate local voltage violations using dynamically varying local droop control functions with their optimal parameters calculated from the global stage. Under uncertainties in PV generation outputs and driving patterns of electric vehicle users, the deterministic optimization-based VVO problem at the global stage is reformulated into the chance-constrained optimization-based VVO problem. A simulation study was performed in an IEEE 33-bus distribution system with an OLTC, CBs, PV systems, and smart EVCSs. The results demonstrate the effectiveness of the proposed framework in terms of total active power loss/voltage deviation, optimized local droop control function, and probability level of chance constraints.

AI snapshot

Written from the paper’s full text.

TL;DR

This paper proposes a two-stage hierarchical Volt-VAR optimization (VVO) framework in which smart inverters of electric vehicle charging stations (EVCSs) with PV and storage participate in both global scheduling and local droop-based voltage control. The deterministic MILP formulation is reformulated as a chance-constrained optimization to handle PV generation and EV driving-pattern uncertainty, and simulations on IEEE 33- and 69-bus feeders show reduced active power losses versus fixed Q-V curves.

Key findings

  • Using optimized Q-V curves instead of fixed ones reduced daily total active power loss: Case2-1 vs Case1-1 by 8.1861% (1.4962 MW vs 1.6296 MW), and Case2-2 vs Case1-2 by 8.1384%, 7.5718%, and 7.3995% at β = 0.68, 0.85, and 0.95, respectively.
  • With EV uncertainty, relative loss reductions for Cases2-3 and 2-4 versus Cases1-3 and 1-4 were {8.9815%, 8.9%, 8.7684%} and {9.1182%, 7.8252%, 7.9738%} at β = 0.68, 0.85, 0.95.
  • Increasing the chance-constraint probability level β raised active power loss (e.g., Case2-2: 1.4962 → 1.5001 → 1.5100 MW) and voltage magnitudes, reflecting a narrower feasible region and more conservative operation.
  • Optimized Q-V curves shifted dead bands above 1 p.u. and increased reactive power injection; OLTC tap positions fluctuated more in optimized cases (−3 ≤ Tap ≤ 5) than fixed cases (−4 ≤ Tap ≤ 8). In the IEEE 69-node feeder, Case2-4 still beat Case1-4 by 8.1210%, 8.0345%, and 7.598% at the three β levels.

Methods

  • Two-stage framework: a global stage that co-optimizes OLTC tap, capacitor bank switching, and smart inverter operation of PV systems and EVCSs while computing optimal Q-V curve parameters (V_q3, V_q4), and a local stage where inverters use those curves to mitigate voltage violations.
  • Global VVO is formulated as a MILP minimizing weighted active power loss and voltage deviation (ω1 = 0.7, ω2 = 0.3), with nonlinear EVCS reactive-power capability linearized via a polygon method and the piecewise Q-V curve embedded via binary expansion and big-M linearization.
  • Uncertainty handled by reformulating voltage-magnitude and ESS SOC constraints as chance constraints (PV error assumed normal, μ = 0, σ = 0.15; EV driving patterns represented by 10 probabilistic scenarios), tested in modified IEEE 33-bus (12.66 kV, 3715 kW/2300 kVAr) and IEEE 69-bus feeders with MATLAB 2020a and CPLEX 12.10.

Limitations

  • The paper states the global stage is implemented in a centralized manner, which "may significantly increase the computational complexity in larger power distribution networks with various DERs," and identifies extension to distributed VVO as future work.
  • Evident from the text: the study assumes a specific test setup (two EVCSs each charging 10 EVs of identical specification, PV prediction error normally distributed), so generalization to heterogeneous fleets or non-normal error distributions is untested; computation times (e.g., 263.3–271.8 s for IEEE 33-node, up to 640.53 s for IEEE 69-node) are reported as acceptable only because scheduling is day-ahead with one-hour resolution.

Model-written summary. Check it against the paper before relying on it.

Integrity signals

Registry

Crossref · 10.1109/access.2021.3109621

Cites

39 of 39 references verified0 citation errors · 0 not checkable

Statistics

Nothing to recompute.

Claims the paper makes

0 of 12 cited sources checked · 0 supported · 0 flagged

  • Findingown data

    In the IEEE 33-node test feeder, Cases2-3 and 2-4 yield higher minimum and maximum voltage magnitudes than Cases1-1 and 1-2.

    “In addition, note from Table 4 that Cases2-3 and 2-4 yield higher minimum and maximum voltage magnitudes than Cases1-1 and 1-2.”
    Quote in the paperSubstantial claim
  • Findingreasoning

    In the CCO-based VVO approach, total active power loss increases as the probability level β increases.

    “Another observation from Table 3 is that the CCO approach results in an increasing active power loss as the probability level β increases.”
    Quote in the paperNot a substantial claim
  • Findingown data

    The CCO-based VVO approach is robust against uncertainties in terms of total active power loss and voltage deviation.

    “Simulation results demonstrate the effectiveness of the proposed DO-and CCO-based VVO methods integrated with optimized Q-V curves and the robustness of the CCO-based VVO approach against uncertainties in terms of total active power loss and voltage deviation.”
    Quote in the paperSubstantial claim
  • Findingreasoning

    In Case2-1, the upper bound of SOC is larger than in Case2-2.

    “Another observation from Fig. 12 is that the upper bound of SOC in Case2-1 is larger than in Case2-2.”
    Quote in the paperNot a substantial claim
  • Findingown data

    In the IEEE 33-node test feeder, Case2-1 (optimized Q-V curve, no PV/EV uncertainty, DO) yields 8.1861% less total active power loss than Case1-1 (fixed Q-V curve, no PV/EV uncertainty, DO).

    “Note from Table 3 that Case2-1 yields less active power loss than Case1-1; the relative reduction of the active power loss in Case2-1 to Case1-1 is 8.1861%.”
    Quote in the paperSubstantial claim
  • May combine two claims. 17
  • Classified as probably not a substantial claim. 7
  • May combine two claims.

    Findingown data

    In the IEEE 33-node test feeder, for β = 0.68, 0.85, and 0.95, Case2-2 (optimized Q-V curve, PV uncertainty, no EV uncertainty, CCO) yields lower total active power loss than Case1-2 (fixed Q-V curve, PV uncertainty, no EV uncertainty, CCO), with relative reductions of 8.1384%, 7.5718%, and 7.3995%, respectively.

    “In addition, for three different values of β, the active power losses in Case2-2 are smaller than those in Case1-2, and the relative reductions in the active power losses in Case2-2 to Case1-2 are 8.1384%, 7.5718%, and 7.3995%, respectively, corresponding to β = 0.68, 0.85 and 0.95.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    The proposed framework is effective in terms of total active power loss/voltage deviation, optimized local droop control function, and probability level of chance constraints.

    “The results demonstrate the effectiveness of the proposed framework in terms of total active power loss/voltage deviation, optimized local droop control function, and probability level of chance constraints.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingreasoning

    Afterwards, the level of the SOC decreases while the ESS supports the load demand of the EVCS.

    “Afterwards, the level of the SOC decreases while the ESS supports the load demand of the EVCS.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Findingown data

    Each EV consumes 150 Wh/km during the trip between the start and end times.

    “Based on the results in this table, each EV consumes 150 Wh/km during the trip between the start and end times.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    In the IEEE 33-node test feeder, Cases2-3 and 2-4 result in less active power loss than Cases1-3 and 1-4, respectively, under β = 0.68, 0.85, and 0.95, with relative reductions for Cases2-3 and 2-4 with respect to Cases1-3 and 1-4 of {8.9815%, 8.9%, 8.7684%} and {9.1182%, 7.8252%, 7.9738%}, respectively.

    “Similar to the results in Section IV-B1, Table 3 shows that Cases2-3 and 2-4 result in less active power loss than Cases1-3 and 1-4, respectively, and the relative reductions in the active power losses for Cases2-3 and 2-4 with respect to Cases1-3 and 1-4 under different β = 0.68, 0.85 and 0.95 are calculated as {8.9815%, 8.9%, 8.7684%} and {9.1182%, 7.8252%, 7.9738%}, respectively.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingreasoning

    Approximately 10:00 a.m., the EVCS load decreases, whereas the PV generation output increases, thereby leading to a sharp increase in the SOCs.

    “Approximately 10:00 a.m., the EVCS load decreases, whereas the PV generation output increases, thereby leading to a sharp increase in the SOCs.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingreasoning

    The level of the SOC reaches its maximum approximately 2:00 p.m. owing to the charging, with significant increase of the PV generation output.

    “Then, the level of the SOC reaches its maximum approximately 2:00 p.m. owing to the charging, with significant increase of the PV generation output.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Findingown data

    A higher (or lower) ω1 leads to a lower (or higher) total active power loss, whereas a higher (or lower) ω2 leads to a lower (or higher) total voltage deviation.

    “As shown in Table 5, a higher (or lower) ω 1 leads to a lower (or higher) total active power loss, whereas a higher (or lower) ω 2 leads to a lower (or higher) total voltage deviation.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Findingown data

    In the IEEE 69-node test feeder, the relative reductions of active power loss in Case2-4 to Case1-4 are 8.1210%, 8.0345%, and 7.598% for β = 0.68, 0.85, and 0.95, respectively.

    “The relative reduction of the active power loss in Case2-4 to Case1-4 are 8.1210%, 8.0345%, and 7.598%, respectively, corresponding to β = 0.68, 0.85, and 0.95.”
    Quote in the paperSubstantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Premisenone given

    No previous studies on hierarchical VVO methods considered smart inverters of smart EVCSs as voltage regulators in both the global and local control stages.

    “However, no previous studies on the development of hierarchical VVO methods considered smart inverters of smart EVCSs as voltage regulators in both the global and local control stages.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Premisenone given

    Smart inverters of PV systems and ESSs installed in smart EVCSs hold promise for maintaining high-quality voltage levels in active power distribution networks by exploiting their voltage regulation capability.

    “Evidently, smart inverters of PV systems and ESSs installed in smart EVCSs hold promise for maintaining highquality voltage levels in active power distribution networks by exploiting their voltage regulation capability.”
    Quote in the paperNot a substantial claim
  • May combine two claims.

    Interpretationreasoning

    The frequent switching of CB18 and CB21 derives from the facts that nodes 18 and 21 are almost end nodes of the test system, where CBs dynamically operate to maintain an acceptable voltage level, and are adjacent to the PV system and EVCS, whose inverters significantly inject or absorb reactive power, leading to frequent change in switch positions.

    “This observation derives from the fact that the nodes 18 and 21 equipped with CB18 and CB21 are i) almost end nodes of the test system, in which the CBs dynamically operate to maintain an acceptable voltage level, and ii) nodes adjacent to the PV system and EVCS, whose inverters significantly inject or absorb reactive power, which in turn leads to the frequent change in the switch positions of the”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S4 (based).

    Premisenone given

    Under uncertain environments associated with PV generation output and EV driving patterns, no performance analysis for the voltage regulation capability of such smart inverters was conducted.

    “Furthermore, under uncertain environments associated with PV generation output and EV driving patterns, no performance analysis for the voltage regulation capability of such smart inverters was conducted.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    Dynamically changing Q-V curves can further reduce voltage deviations and active power losses compared to fixed-parameter Q-V curves.

    “More recently, as opposed to the aforementioned local control strategies using the Q-V curve with fixed parameters, novel optimization methods that adjust the parameters in the Q-V curve were presented; the simulation results showed that dynamically changing Q-V curves can further reduce voltage deviations and active power losses.”
    Quote in the paperNot a substantial claim0 of 3 sources checked
    • cites [33]

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

    • cites [34]

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

    • cites [35]

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

  • May combine two claims.

    Interpretationreasoning

    The increase in active power loss with increasing β in the CCO approach is because the chance constraints become more constricted and the feasible region of the CCO problem becomes narrower, thereby increasing the objective function value.

    “This is because the chance constraints related to the probability level become further constricted and the feasible region of the CCO problem becomes narrower with an increasing probability level, thereby increasing the value of the objective function in the CCO problem.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationown data

    The dead bands are shifted to a higher voltage range because most nodal voltages are below 1 p.u., and the smart inverters aim to prevent voltage violation at the minimum limit by supplying reactive power to the grid more frequently than absorbing reactive power from the grid.

    “This is because most of the nodal voltages are below 1 p.u., as shown in Fig. 6, in which the smart inverters aim to prevent voltage violation at its minimum limit by supplying reactive power to the grid more frequently than absorbing reactive power from the grid.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    The SOC of ESS23 remains at its minimum limit during [12:00 a.m., 5:00 a.m.] because ESS23 discharges power to the EVs connected to EVCS23 at this time period.

    “because ESS23 discharges power to the EVs connected to EVCS23 at this time period.”
    Quote in the paperNot a substantial claim
  • Probably not a substantial claim: may not pass S3 (load-bearing).

    Premisecitation

    Centralized VVO determines optimal nodal voltage magnitudes through coordination of traditional voltage regulators (OLTCs and CBs) and smart inverters of DERs.

    “To maintain a normal voltage level in the active power distribution network, smart inverters are generally used as new voltage regulating devices in a centralized Volt-VAR optimization (VVO) (one of the main applications for distribution management systems) that determines optimal nodal voltage magnitudes through the coordination of traditional voltage regulators such as on-load tap changers (OLTC”
    Quote in the paperNot a substantial claim0 of 1 sources checked
    • cites [12]

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

  • Classified as probably not a substantial claim.

    Premisecitation

    Smart inverters provide grid support functions such as voltage/frequency regulation and power factor control via advanced communication and control.

    “Smart inverter converts the direct current output of DERs into alternating current, and provides grid support functions such as voltage/frequency regulation and power factor control via advanced communication and control [11].”
    Quote in the paperSubstantial claim0 of 1 sources checked
    • cites [11]

      Couldn’t be matched to a paper in Crossref, so it can’t be checked.

  • May combine two claims.

    Interpretationreasoning

    In the CCO-based VVO approach, an increasing probability level β in the chance constraints leads to a larger total active power loss and maximum/minimum voltage magnitude owing to a further restriction of the reactive power capability of the smart inverters while maintaining the robustness of the CCO-based VVO approach against uncertainty.

    “In the CCO-based VVO approach, an increasing probability level β in the chance constraints leads to a larger total active power loss and maximum/minimum voltage magnitude owing to a further restriction of the reactive power capability of the smart inverters while maintaining the robustness of the CCO-based VVO approach against uncertainty.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationnone given

    The proposed hierarchical VVO approach reflects the voltage control of smart EVCSs in both the global and local control stages, integrated with optimized Q-V curves for smart inverters of PV systems and smart EVCSs, whereas existing hierarchical VVO methods did not consider the voltage regulation capability of smart EVCSs under uncertainties of PV generation output and EV driving pattern.

    “Compared to existing hierarchical VVO methods, which did not consider the voltage regulation capability of smart EVCSs under uncertainties of the PV generation output and EV driving pattern, the proposed hierarchical VVO approach reflects the voltage control of smart EVCSs in both the global and local control stages, which are integrated with the optimized Q-V curves for smart inverters of PV”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationreasoning

    In contrast with the DO-based VVO approach, the CCO-based VVO approach improves the robustness of the PV generation output and EV driving pattern against uncertainties at the cost of increasing the total active power loss and maximum/minimum voltage magnitude.

    “In contrast with the DO-based VVO approach, the CCObased VVO approach improves the robustness of the PV generation output and EV driving pattern against uncertainties at the cost of increasing the total active power loss and maximum/minimum voltage magnitude.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationown data

    The optimized Q-V curves (Cases2-1~2-4) for the smart inverters of the PV system and EVCS significantly reduce the total active power loss compared to the fixed Q-V curves (Cases1-1~1-4) at the cost of increasing the maximum and minimum voltage magnitudes.

    “The results in Tables 3 and 4 show that the optimized Q-V curves (Cases2-1∼Cases2-4) for the smart inverters of the PV system and EVCS significantly reduce the total active power loss compared to the fixed Q-V curves (Cases1-1∼Cases1-4) at the cost of increasing the maximum and minimum voltage magnitudes.”
    Quote in the paperSubstantial claim
  • May combine two claims.

    Interpretationown data

    In the proposed framework, the total active power loss and voltage violation can be minimized at the global control stage through i) the coordination of the smart inverters of the EVCSs and PV systems and conventional voltage regulators, and ii) parameter adjustment for the Q-V curves of the smart inverters of the EVCSs and PV systems.

    “In the proposed framework, the total active power loss and voltage violation can be minimized at the global control stage through i) the coordination of the smart inverters of the EVCSs and PV systems and conventional voltage regulators, and ii) parameter adjustment for the Q-V curves of the smart inverters of the EVCSs and PV systems.”
    Quote in the paperSubstantial claim
24 of 24
  • The authors state this as an assumption.

    The prediction error of PV generation output follows a normal distribution with mean and variance.

    “The prediction error P PV,err i,t of the PV generation output is assumed to follow a normal distribution with mean µ PV,err i,t and variance (σ PV,err i,t ) 2 .”
  • The authors state this as an assumption.

    The EV driving pattern parameters P_EV,d and b_EV do not follow a normal distribution.

    “In (63), the uncertainty of the driving pattern for the EV user is associated with the stochastic parameters P EV,d e,i,t and b EV e,i,t ; in general, these parameters do not follow a normal distribution.”
  • The paper relies on this without support.

    PV generation output is preferentially charged to the ESS in the EVCS.

    “The prediction error of the generation output of the PV system installed at the smart EVCS may result in an incorrect SOC level of the ESS in the EVCS because the PV generation output is preferentially charged to the ESS.”
3 of 3

Self-check

Percentages, sums and reported differences re-computed from the paper’s own numbers.

Each contradiction between two passages listed here was confirmed by an independent check.

  • Optimized curve does not raise the Case2-1 minimum voltage

    Major

    The text says Case2-1 has a higher minimum voltage than Case1-1, but Table 4 reports 0.9464 p.u. for Case2-1 versus 0.9494 p.u. for Case1-1.

  • Voltage extrema do not consistently increase with β

    Minor

    The summary claims increasing β produces larger maximum and minimum voltages. In Table 4, both extrema for Case1-4 instead decrease across β = 0.68, 0.85, and 0.95.

  • Increasing β is said both to increase and decrease power loss

    Minor

    The discussion first states that active power loss increases with β, then says that a voltage increase owing to increasing β decreases active power loss and calls this consistent with Table 3.

3 of 3

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Authors
Prabawa, P., & Choi, D.-H.
Affiliations
Chung-Ang University (KR)
Corresponding author
Choi, Dae-Hyun
Venue
IEEE Access
Published
2021
Volume
9
Pages
123398-123413
ISSN
2169-3536 (ISSN-L)
OpenAlex
W3197991926
Cited by
31
References
39
Citations by year
2026: 4 · 2025: 6 · 2024: 14 · 2023: 4 · 2022: 3
FWCI
1.55
Type
journal article
Language
en
Open access
Locations
  • IEEE Access (publishedVersion, cc-by)
  • DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
Funders
  • Ministry of Science and ICT South Korea (IITP-2021-2018-0-01799)
  • National Research Foundation of Korea (2020R1F1A1049314)
Topics
  • Physical Sciences › Engineering › Electrical and Electronic Engineering › Optimal Power Flow Distribution
  • Physical Sciences › Engineering › Electrical and Electronic Engineering › Electric Vehicles and Infrastructure
  • Physical Sciences › Engineering › Electrical and Electronic Engineering › Smart Grid Energy Management
Keywords
volt/var optimization, electric vehicle charging stations, voltage regulation, smart inverters, droop control, chance-constrained programming, on-load tap changer, capacitor bank, active power loss minimization, voltage deviation, distributed energy resources, photovoltaic systems, energy storage systems, hierarchical control, distribution networks

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