Natural Language Processing for Mimicking Clinical Trial Recruitment in Critical Care: A Semi-Automated Simulation Based on the LeoPARDS Trial
Open accessPublished version of a preprint
Abstract
Clinical trials often fail to recruit an adequate number of appropriate patients. Identifying eligible trial participants is resource-intensive when relying on manual review of clinical notes, particularly in critical care settings where the time window is short. Automated review of electronic health records (EHR) may help, but much of the information is in free text rather than a computable form. We applied natural language processing (NLP) to free text EHR data using the CogStack platform to simulate recruitment into the LeoPARDS study, a clinical trial aiming to reduce organ dysfunction in septic shock. We applied an algorithm to identify eligible patients using a moving 1-hour time window, and compared patients identified by our approach with those actually screened and recruited for the trial, for the time period that data were available. We manually reviewed records of a random sample of patients identified by the algorithm but not screened in the original trial. Our method identified 376 patients, including 34 patients with EHR data available who were actually recruited to LeoPARDS in our centre. The sensitivity of CogStack for identifying patients screened was 90% (95% CI 85%, 93%). Of the 203 patients identified by both manual screening and CogStack, the index date matched in 95 (47%) and CogStack was earlier in 94 (47%). In conclusion, analysis of EHR data using NLP could effectively replicate recruitment in a critical care trial, and identify some eligible patients at an earlier stage, potentially improving trial recruitment if implemented in real time.
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BERT-based tools have been used for subject matching across various diseases while struggling with generalizability.
“Bidirectional Encoder Representations from Transformers (BERT)-based tools have been used for subject matching across various diseases while struggling with generalizability [4–7].”
From Enhancing hepatopathy clinical trial efficiency: a secure, large language model-powered pre-screening pipeline (2025) · cites this paper as [7]
The Discussion (p. 10) reports that an NLP-based algorithm matched patients to clinical-trial selection criteria, and Strengths and limitations (p. 11) notes that the study was limited to one site. The paper describes CogStack and SemEHR rather than a BERT-based tool, and it tested recruitment for a sepsis trial—not subject matching across various diseases. Its suggestion that the method could be adapted for other studies does not establish the claimed generalizability problem for BERT-based tools. (LLM, conf=0.88)
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“59 Transparency was also an important ethical consideration of AI.”
BackgroundMethodInfluentialApplication of Information Technology to Clinical Trial Evaluation and Enrollment: A Review
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“Bidirectional Encoder Representations from Transformers (BERT)-based tools have been used for subject matching across various diseases while struggling with generalizability [4–7].”
- Authors
- Tissot, H. C., Shah, A. D., Brealey, D., Harris, S., Agbakoba, R., Folarin, A., Romao, L., Roguski, L., Dobson, R., & Asselbergs, F. W.
- Affiliations
- University College Hospital (GB)
- University of London (GB)
- Corresponding author
- Tissot, Hegler C.
- ORCID
- Venue
- IEEE Journal of Biomedical and Health Informatics
- Published
- 2020-10
- Volume
- 24
- Issue
- 10
- Pages
- 2950-2959
- ISSN
- 2168-2194 (ISSN-L)
- 2168-2208
- OpenAlex
- W3012073911
- Cited by
- 61
- References
- 50
- Citations by year
- 2026: 6 · 2025: 12 · 2024: 8 · 2023: 10 · 2022: 18 · 2021: 5 · 2020: 2
- FWCI
- 3.44
- Type
- journal article
- Language
- en
- Open access
- green
- doi.org
- Licence
- Locations
- IEEE Journal of Biomedical and Health Informatics (publishedVersion)
- medRxiv (acceptedVersion)
- PubMed (publishedVersion)
- Utrecht University Repository (Utrecht University) (submittedVersion, other-oa)
- UCL Discovery (University College London) (submittedVersion)
- Funders
- National Institute for Health Research
- NIHR Health Informatics Collaborative
- Institute of Health Informatics at University College London
- Health Data Research UK (LOND1)
- Medical Research Council
- Engineering and Physical Sciences Research Council
- Economic and Social Research Council
- Department of Health and Social Care
- Chief Scientist Office of the Scottish Government Health and Social Care Directorates
- Health and Social Care Research and Development Division
- Public Health Agency
- British Heart Foundation
- postdoctoral fellowship
- Division of Critical Care
- University College Hospital
- UCLH Biomedical Research Centre
- NIHR Biomedical Research Centre at South London
- South London and Maudsley NHS Foundation Trust
- Kings College London
- The BigData@Heart Consortium
- Innovative Medicines Initiative (116074)
- European Unions Horizon 2020
- European Federation of Pharmaceutical Industries and Associations
- National Institute for Health Research University College London Hospitals Biomedical Research Centre
- Health Research University College London Hospitals Biomedical Research Centre
- UCL Hospitals NIHR Biomedical Research Centre
- Topics
- Physical Sciences › Computer Science › Artificial Intelligence › Machine Learning in Healthcare
- Health Sciences › Health Professions › Health Information Management › Electronic Health Records Systems
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Molecular Biology › Biomedical Text Mining and Ontologies
- Keywords
- clinical trial recruitment, natural language processing, electronic health records, septic shock, organ dysfunction, clinical text, intensive care
- MeSH terms
- Adult, Clinical Trials as Topic, Computer Simulation, Critical Care, Female, Humans, Male, Natural Language Processing, Patient Selection, Data Mining, Electronic Health Records
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