Uncorrelated Sparse Autoencoder With Long Short-Term Memory for State-of-Charge Estimations in Lithium-Ion Battery Cells
Abstract
For the safe and reliable operation of battery-driven machines, accurate state-of-charge (SOC) estimations are necessary. Unfortunately, existing methods often fail to identify patterns relevant to long-term SOC estimation due to complex battery cell characteristics such as aging. In this paper, we propose the Uncorrelated Sparse Autoencoder with Long Short-Term Memory (USAL). USAL is a novel neural network that addresses the challenging task of long-term SOC estimation given a limited initial history of a cell’s charge-discharge behavior. USAL uses a multi-task learning strategy to harness the advantages of sparse autoencoders and Long Short-term Memory (LSTM) networks by enforcing correlation penalties. The USAL simultaneously learns to (i) generate a latent space of informative SOC encodings from commonly measured cell characteristics, (ii) penalize for high multicollinearity between encodings, and (iii) identify non-trivial long and short temporal correlations between the encodings using LSTM cells. USAL outperforms benchmarked models in our experiments when trained on five initial charge-discharge cycles across multiple battery cells using three publicly available accelerated aging datasets. Note to Practitioners—This paper proposes USAL, a custom-built deep neural network to address the challenging task of long-term SOC estimations in battery cells. Long-term SOC estimation involves estimating SOC for cycles near End-Of-Life (EOL) given some initial charge-discharge cycles. Three fundamental steps involved in long-term SOC estimations using USAL are (i) exploiting a multi-task learning strategy to learn efficient encodings given limited training data, (ii) penalizing these encodings for high correlations to efficiently transform measured inputs into a space of informative features, and (iii) mapping of aging-related trends to support long-term SOC estimations. USAL is designed to be a data-driven SOC estimation method that is (i) capable of alerting the user to a faulty cell when integrated into a real-life Battery Management System (BMS) and (ii) identifying the relative quality of a battery cell from only a few initial charge-discharge cycles.
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Savargaonkar et al. proposed a SOC estimator based on uncorrelated sparse AE with LSTM (USAL).
“Savargaonkar et al. proposed a SOC estimator based on uncorrelated sparse AE with LSTM (USAL)[121].”
From Advancements in the estimation of the state of charge of lithium-ion battery: a comprehensive review of traditional and deep learning approaches (2025) · cites this paper as [121]
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- Authors
- Savargaonkar, M., Oyewole, I., Chehade, A., & Hussein, A. A.
- Affiliations
- University of Michigan (US)
- University of Central Florida (US)
- Venue
- IEEE Transactions on Automation Science and Engineering
- Published
- 2024-01
- Volume
- 21
- Issue
- 1
- Pages
- 15-26
- ISSN
- 1545-5955 (ISSN-L)
- 1558-3783
- OpenAlex
- W4313188566
- Cited by
- 45
- References
- 45
- Citations by year
- 2026: 8 · 2025: 16 · 2024: 14 · 2023: 7
- FWCI
- 2.52
- Type
- journal article
- Language
- en
- Open access
- closed
- Licence
- Locations
- IEEE Transactions on Automation Science and Engineering (publishedVersion)
- Topics
- Physical Sciences › Engineering › Automotive Engineering › Advanced Battery Technologies Research
- Physical Sciences › Engineering › Electrical and Electronic Engineering › Advancements in Battery Materials
- Physical Sciences › Engineering › Control and Systems Engineering › Control Systems and Identification
- Keywords
- state of charge estimation, lithium-ion batteries, sparse autoencoders, long short-term memory, battery degradation, end-of-life batteries, multi-task learning, battery management systems
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