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Partial Least Squares (PLS) Structural Equation Modeling (SEM) for Building and Testing Behavioral Causal Theory: When to Choose It and How to Use It
Open accessAbstract
Problem: Partial least squares (PLS), a form of structural equation modeling (SEM), can provide much value for causal inquiry in communication-related and behavioral research fields. Despite the wide availability of technical information on PLS, many behavioral and communication researchers often do not use PLS in situations in which it could provide unique theoretical insights. Moreover, complex models comprising formative (causal) and reflective (consequent) constructs are now common in behavioral research, but they are often misspecified in statistical models, resulting in erroneous tests. Key concepts: First-generation (1G) techniques, such as correlations, regressions, or difference of means tests (such as ANOVA or${\rm t}$-tests), offer limited modeling capabilities, particularly in terms of causal modeling. In contrast, second-generation techniques (such as covariance-based SEM or PLS) offer extensive, scalable, and flexible causal-modeling capabilities. Second-generation (2G) techniques do not invalidate the need for 1G techniques however. The key point of 2G techniques is that they are superior for the complex causal modeling that dominates recent communication and behavioral research. Key lessons: For exploratory work, or for studies that include formative constructs, PLS should be selected. For confirmatory work, either covariance-based SEM or PLS may be used. Despite claims that lower sampling requirements exist for PLS, inadequate sample sizes result in the same problems for either technique. Implications: SEM's strength is in modeling. In particular, SEM allows for complex models that include latent (unobserved) variables, formative variables, chains of effects (mediation), and multiple group comparisons of these more complex relationships.
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“Last, we used Harman’s single-factor procedure to further test for the presence of CMB for all scale variables in the measurement model. As multiple factors emerged from the principal component factorial analysis of the variables, and as no single component accounted for 50% or more of the covariance among these variables, this further suggests the absence of CMB [37].”
From Evolving Medical Students’ Digital Health Perceptions and Intentions: Insights From a Prepandemic and Postpandemic Survey Study (2025) · cites this paper as [37]
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Metadata
- Authors
- Lowry, P. B., & Gaskin, J.
- Affiliations
- City University of Hong Kong (HK)
- Brigham Young University (US)
- Venue
- IEEE Transactions on Professional Communication
- Published
- 2014-06
- Volume
- 57
- Issue
- 2
- Pages
- 123-146
- ISSN
- 0361-1434 (ISSN-L)
- 1558-1500
- OpenAlex
- W2065771650
- Cited by
- 1,901
- References
- 84
- Citations by year
- 2026: 131 · 2025: 198 · 2024: 196 · 2023: 211 · 2022: 229 · 2021: 201 · 2020: 197 · 2019: 157 · 2018: 151 · 2017: 96 · 2016: 69 · 2015: 53 · 2014: 12
- FWCI
- 96.56
- Type
- journal article
- Language
- en
- Open access
- green
- papers.ssrn.com
- Locations
- IEEE Transactions on Professional Communication (publishedVersion)
- ScholarsArchive (Brigham Young University) (submittedVersion)
- SSRN Electronic Journal (submittedVersion)
- The HKU Scholars Hub (University of Hong Kong) (submittedVersion)
- Topics
- Social Sciences › Decision Sciences › Management Science and Operations Research › Psychometric Methodologies and Testing
- Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods and Applications
- Physical Sciences › Mathematics › Statistics and Probability › Advanced Statistical Methods and Models
- Keywords
- partial least squares structural equation modeling, formative constructs, causal models, behavioral research, communication research, model misspecification, sample size requirements, mediation, latent variables, covariance-based SEM
About these checks
Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
Statistics and arithmetic are recomputed, not judged.
Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.
What counts as a claim ›How we measure confidence ›How we check this ›
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