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Outcome criteria in smoking cessation trials: proposal for a common standard
Abstract
Smoking cessation treatment is now integrated into many health-care systems and a major research effort is under way to improve current success rates. Until now results from randomized clinical trials have been reported in many different ways, leading to problems of interpretation. We propose six standard criteria comprising the 'Russell Standard' (RS). These criteria are applicable to trials of cessation aids where participants have a defined target quit date and there is face-to-face contact with researchers or clinic staff, as follows. (1) Follow-up for 6 months (RS6) or 12 months (RS12) from the target quit date or the end of a predefined 'grace period'; (2) self-report of smoking abstinence over the whole follow-up period allowing up to five cigarettes in total; (3) biochemical verification of abstinence at least at the 6-month or 12-month follow-up point; (4) use of an 'intention-to-treat' approach in which data from all randomized smokers are included in the analysis unless they have died or moved to an untraceable address (participants who are included in the analysis are counted as smokers if their smoking status at the final follow-up cannot be determined); (5) following-up 'protocol violators' and using their true smoking status in the analysis; and (6) collecting follow-up data blind to smokers' allocation to trial group. We believe that these criteria provide the best compromise between practicability and surrogacy for long-term cessation and will enable meaningful comparison between studies. There may be good reasons why other outcome criteria would also be reported, and studies that involve interventions with special groups or where there is no designated target quit date or face to face contact would need to adapt these criteria accordingly.
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“authors like Benowitz et al. (2020) and West et al. (2005) suggest that abstinence outcomes are also reliable in those studies in which biochemical verification is not feasible, such as those in which the data are collected by phone or through the internet or when personal contact is limited.”
From Evaluation of effectiveness and acceptability of a psychological treatment for smoking cessation combined with a smartphone App: A pilot study (2024) · cites this paper as West et al., 2005
In the citing paper
“Study participants who (a) did not attend a follow-up visit, or (b) did not have a CO measurement, or (c) whose measured CO value exceeded the threshold of 9 ppm defined as critical (West et al., 2005) were classified as smokers.”
From Hypnotherapy compared to cognitive-behavioral therapy for smoking cessation in a randomized controlled trial (2024) · cites this paper as West et al., 2005
In the citing paper
“The primary outcome measure was 12 months continuous abstinence (CA) according to the Russell standard (West et al., 2005). This is defined as self-report of having smoked no more than five cigarettes since the end of treatment (and during all assessments 1, 6, 9, and 12 months later), supported by negative biochemical validation (CO < 10 ppm).”
From Hypnotherapy compared to cognitive-behavioral therapy for smoking cessation in a randomized controlled trial (2024) · cites this paper as West et al., 2005
In the citing paper
“In accordance with the Russell standard (West et al., 2005), a CO measurement of 10 or more parts per million was defined as indicative of current smoking.”
From Hypnotherapy compared to cognitive-behavioral therapy for smoking cessation in a randomized controlled trial (2024) · cites this paper as West et al., 2005
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“This is the first to report sustained smoking abstinence over 6 months and we adopted a strict criterion, requiring CO-validated abstinence at all follow-up points, with self-reported smoking of fewer than 5 cigarettes in total (Russell Standard [23]).”
InfluentialHerbeć, A., Shahab, L., Brown, J., Ubhi, H. K., Beard, E., Matei, A., & West, R. (2021) · Digital Health · doi:10.1177/20552076211058935 · Cited by 7
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“We will exclude (i) dual tobacco users who either selfreport combustible tobacco product use (cigarettes, bidis, hookah) in the past month, or those having a carbon monoxide (CO) level greater than 10ppm on a breath test [22], measured using the Bedfont piCOTM smokerlyzer, (ii) individuals who are currently receiving…”
MethodSanchez, S., Deck, A., Baskerville, N. B., & Chaiton, M. (2022) · JMIR Research Protocols · doi:10.2196/42956 · Cited by 8
“The secondary analysis of missing information will use the following two approaches to handle missingness: (1) imputation using the baseline observation carried forward or the classification of nonresponders as vapers in accordance with the Russell standard [35] and (2) imputation using the last observation of vaping…”
Methodvan Vliet, M. H. M., Versluis, A., Chavannes, N. H., Scheltinga, B. L., Albers, N., Penfornis, K. M., Baccinelli, W., & Meijer, E. (2024) · Digital Health · doi:10.1177/20552076241300020 · Cited by 7
“68,69 By incorporating a 12-month follow-up period, we aim to gain insight into the potential of Perfect Fit to facilitate long-term health behavior change.”
Oral nicotine pouches for cessation or reduction of use of other tobacco or nicotine products
Hartmann‐Boyce, J., Tattan‐Birch, H., Brown, J., Shahab, L., Goniewicz, M. L., Ma, C., Wu, A. D., Travis, N., Jarman, H., Livingstone‐Banks, J., et al. (2025) · Cochrane Database of Systematic Reviews · doi:10.1002/14651858.cd016220 · Cited by 9
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“…verified (e.g.,: carbon monoxide or cotinine test) as recommended by the Society for Research on Nicotine and Tobacco and the Russell Standard [26,27]; If reported, we also extracted the secondary outcome(s): - Secondary outcome(s): adherence to, satisfaction with, and acceptability of…”
Wong, G., Whittaker, R., Chen, J., Cowling, L., van Mil, J., & Lim, S. S. (2010) · The Journal of Smoking Cessation · doi:10.1375/jsc.5.1.22 · Cited by 7
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“…not in the immediate future); “Yes, within the next 30 days” (preparation; individual ready to change, intends to try to change in the immediate future, and might be making small preparatory changes); and action, the biochemically verified patient has not smoked since the last follow-up [21,22].”
A Practical Guide on Behaviour Change Support for Self-Managing Chronic Disease
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Accuracy of the Stages of Change Algorithm: Sexual Risk Reported in the Maintenance Stage of Change
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“This approach has empirical justification in studies of smoking cessation [22,46].”
BackgroundSmoking among patients in the primary health care system in Nuuk, Greenland
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Martín‐Luján, F., Basora, J., Villalobos, F., Martín-Vergara, N., Aparicio, E., Pascual-Palacios, I., Santigosa-Ayala, A., Catalin, R.-E., Rey‐Reñones, C., & Solà, R. (2021) · Journal of Epidemiology & Community Health · doi:10.1136/jech-2020-216219 · Cited by 7
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“Yet, a 6-month study follow-up is still an acceptable period for assessing treatment effectiveness (West et al., 2005).”
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Treatment Outcome Assessment of the Pharmacist-Managed Quit Smoking Clinic in Malaysia
Shafie, A. A., Hassali, M. A., Rabi, R., & Lee, M. L. (2014) · The Journal of Smoking Cessation · doi:10.1017/jsc.2014.26 · Cited by 7
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“Prolonged abstinence is defined according to the Russell standard definition [38], applying the usual threshold of not smoking more than 5 cigarettes in the past 8 weeks (thus allowing for a 4-week grace period).”
Taylor, A. H., Thompson, T., USSHER, M. H., Aveyard, P. N., Murray, R. L., Harris, T. J., Creanor, S., Green, C., Streeter, A., Chynoweth, J., et al. (2020) · BMJ Open · doi:10.1136/bmjopen-2020-043331 · Cited by 7
“In line with the Russell Standard schedule, 39 the primary comparative analysis will be conducted on an ITT basis, in which participants with missing responses will be considered to still be smokers.”
MethodSmoking cessation in smokers with chronic obstructive pulmonary disease
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Interventions for smoking cessation and reduction in individuals with schizophrenia
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Barroso-Hurtado, M., López-Durán, A., Martínez-Vispo, C., Suárez-Castro, D., & Becoña, E. (2024) · Internet Interventions · doi:10.1016/j.invent.2024.100737 · Cited by 6
“In addition, following the Russell standard criteria (West et al., 2005), participants were considered to have achieved prolonged abstinence if they self-reported not smoking > 5 cigarettes from the end of the treatment to the 6-and 12-months follow-ups (Piper et al., 2020).”
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“Assessments included measures of demographics (e.g., race, income, and education), smoking history and dependence (Fagerstrom Test of Nicotine Dependence (FTND)) [35, 44], smoking rate and selfreported medication usage (e.g., NRT), and withdrawal symptoms.”
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“Seven-day point-prevalence abstinence (PPA) and continuous abstinence based on the Russell Standard (West et al., 2005) were assessed via self-report.”
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Oral nicotine pouches for cessation or reduction of use of other tobacco or nicotine products
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“Prolonged abstinence was defined using the Russell standard [20] of not having smoked more than 5 cigarettes in the past 8 weeks at the 3-month follow-up interval and in the past 5 months at the 6-month follow-up interval (thus allowing for a 4-week grace period from the start of the intervention…”
MethodBaggio, S., Bruggmann, P., Schoeni, A., Abolhassani, N., Tal, K., Pohle, S., Frei, A. L., Humair, J., Sadowski, I. J., Vetsch, J., et al. (2025) · Tobacco Prevention & Cessation · doi:10.18332/tpc/199473 · Cited by 6
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“These criteria require self-report of smoking status and biochemical verification of abstinence amongothers(West,Hajek,Stad&Stapleton,2005).”
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Non-monetary incentives for tobacco prevention among youth in Indonesia
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Active screening for lung cancer increases smoking abstinence in Australia
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“19 3–5 12 (41) 27 (42) 39 (42) 6–7 9 (31) 16 (25) 25 (27)”
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“…of whether they received the allocated intervention and subsequent withdrawal or deviation from the protocol), assuming a ‘worst-case’ strategy regarding smoking (participants who did not have laboratory-confirmed abstinence data at the end of the study were considered as active smokers) [19].”
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“In addition, point prevalence of nonsmoking at the 3-week follow-up after quit date was biochemically verified with a carbon monoxide test (CO) of expired air (West et al., 2005).”
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“While Study 2 did not employ an objective measure of smoking abstinence at the daily level, participants’ reports of smoking abstinence was biochemically verified with a CO test of expired air (West et al., 2005) following the diary period.”
MethodTrofor, A. C., Papadakis, S., Lotrean, L. M., Buculei, I., Vyzikidou, V. K., Evangelopoulou, V., Vardavas, C. I., & BEHRAKIS, P. K. (2018) · Tobacco Induced Diseases · doi:10.18332/tid/85944 · Cited by 6
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“It is recommended to combine self-report measures and objective measures at the same time [34].”
BackgroundGobarani, R. K., Abramson, M. J., Bonevski, B., Weeks, G. R., Dooley, M. J., Smith, B. J., Veale, A., Webb, A. R., Kirsa, S. W., Thomas, D., et al. (2020) · BMJ Open · doi:10.1136/bmjopen-2020-038184 · Cited by 7
Wee, L. H., West, R., Tee, G. H., Yeap, L. L. L., Chan, C. M. H., Ho, B. K., Perialathan, K., Mohamed, M. H. N., Michie, S., & Jackson, S. E. (2020) · Addiction · doi:10.1111/add.15346 · Cited by 5
“Two approaches to address missing values were used: (1) intention-to-treat (ITT) with smokers whowere lost to follow-up retained in the analyses and classified as continuing smokers (missing-equals-smoking imputation), as recommended in the Russell Standard [24] based on the assumption that missing outcomes are not mi…”
BackgroundMethodInfluentialSelf-citationThe effect of area-level disadvantage and race on smoking abstinence in a clinical trial.
Nollen, N. L., Mayo, M. S., Onge, J. M. S., Scheuermann, T. S., Cox, L. S., Chae, D. H., Leavens, E. L. S., & Ahluwalia, J. S. (2021) · Experimental and Clinical Psychopharmacology · doi:10.1037/pha0000493 · Cited by 6
Berlin, I., Sadowski, I. J., Humair, J., & Cornuz, J. (2021) · BMJ Open · doi:10.1136/bmjopen-2020-045724 · Cited by 6
Karlsson, M. L., Hertzberg-Nyquist, K., Saevarsdóttir, S., Lundberg, I. E., Demmelmaier, I., Pettersson, S., & Chatzidionysiou, K. (2023) · Scandinavian Journal of Rheumatology · doi:10.1080/03009742.2023.2172903 · Cited by 6
“Quitting smoking can be defined in different ways, often self-reported in combination with biochemical verification (41), and it can be problematic to compare studies that use different approaches to defining and verifying smoking cessation.”
BackgroundMazumdar, P., Zavala, G. A., Aslam, F., Muliyala, K. P., Chaturvedi, S. K., Kandasamy, A., Nizami, A. T., Haq, B. U., Kellar, I., Jackson, C., et al. (2023) · PLoS ONE · doi:10.1371/journal.pone.0287185 · Cited by 7
Kimber, C., Sideropoulos, V., Cox, S., Frings, D., Naughton, F., Brown, J., McRobbie, H. J., & Dawkins, L. (2023) · Addiction · doi:10.1111/add.16294 · Cited by 7
“Participants lost to follow-up were classified as smoking on the basis of the assumption of missing not at random (MNAR; Little ’ s test, P < 0.001), in accordance with the Russell Standard criteria for smoking abstinence [46].”
InfluentialSmith, A. L., Carter, S. M., Dunlop, S. M., Freeman, B., & Chapman, S. (2017) · BMC Public Health · doi:10.1186/s12889-017-4326-4 · Cited by 7
Felten, D., Raupach, T., Sessler, C., Lüthje, L., Hasenfuss, G. P., & Andreas, S. (2006) · DMW - Deutsche Medizinische Wochenschrift · doi:10.1055/s-2006-924947 · Cited by 6
Reply to discrepant results for smoking and cessation among electronic cigarette users
Borderud, S. P., Li, Y., Burkhalter, J. E., Sheffer, C. E., & Ostroff, J. S. (2015) · Cancer · doi:10.1002/cncr.29306 · Cited by 6
Smoking cessation services for young people
Grimshaw, G. M., & Stanton, A. (2008) · BMJ · doi:10.1136/bmj.a1394 · Cited by 6
Incentives to quit smoking in primary care
Bize, R., & Cornuz, J. (2008) · BMJ · doi:10.1136/bmj.39506.386759.80 · Cited by 6
Minué-Lorenzo, C., Olano-Espinosa, E., Minué-Estirado, M., Sánchez-Rodrigo, J.-M. V., Guillem, F. C., Granados-Garrido, J., Ruiz-Pacheco, M., Gámez-Cabero, M. I., Martinez-Suberviola, F. J., Serrano, M. E. S., et al. (2024) · Tobacco Induced Diseases · doi:10.18332/tid/177260 · Cited by 5
“The main outcome variables were continued abstinence after 12 months according to Russell’s criteria 16 (self-report of smoking not more than five cigarettes from the start of the abstinence period at the final follow-up), and abstinence biochemically validated with CO-oximetry.”
MethodProchaska, J. J., Rubinstein, M., Perdok, R. J., Blumenstein, B. A., & Jacobs, C. A. (2025) · Thorax · doi:10.1136/thorax-2025-223880 · Cited by 5
Pleym, K., Sverre, E., Weedon‐Fekjær, H., Kahlon, M. S., Stugaard, M., Husebye, E., Tonstad, S., Dammen, T., & Munkhaugen, J. (2025) · Addiction · doi:10.1111/add.70249 · Cited by 5
“Additionally, we assessed self-reported smoking abstinence at 1 month (7-day point prevalence), and then continuous smoking abstinence after 3 and 12 months [21].”
InfluentialPsychosocial interventions for supporting women to stop smoking in pregnancy
Freijah, I., Jones, K., Coleman, T. J., Perlen, S., Kennedy, M., Passey, M. E., McKenzie, J. E., & Chamberlain, C. (2026) · Cochrane Database of Systematic Reviews · doi:10.1002/14651858.cd001055.pub6 · Cited by 6
Xie, X., Liang, L., Nan, Y., Zhang, L., & Xiao, L. (2024) · BMC Public Health · doi:10.1186/s12889-023-16496-9 · Cited by 5
“6-month continued abstinence will be defined using the Russell 6 Standard [36] but without biochemical verification (i.e., tolerate fewer than five incidents of smoking from the quit date) and will be measured through the question “Have you smoked at all since (date of the start of the continuous…”
MethodVarenicline and Nicotine Replacement Therapy for Smokers Admitted to Hospitals
Weeks, G. R., Gobarani, R. K., Abramson, M. J., Bonevski, B., Webb, A. R., Thomas, D., Paul, E. M., Sarwar, M. R., Smith, B. J., Perinpanathan, S., et al. (2024) · JAMA Network Open · doi:10.1001/jamanetworkopen.2024.18120 · Cited by 6
Sex-specific predictive factors of smoking cessation in subjects at high cardiovascular risk
Allagbé, I., Zeller, M., Thomas, D., Airagnes, G., Limosin, F., Boussadi, A., Chague, F., & Faou, A.-L. L. (2024) · Archives of cardiovascular diseases · doi:10.1016/j.acvd.2024.06.001 · Cited by 5
McClure, J. B., Catz, S. L., Chalal, C., Ciuffetelli, R., Coggeshall, S. S., DeFaccio, R., Fleehart, S., Heffner, J. L., Thompson, E., Williams, E. C., et al. (2021) · Contemporary Clinical Trials · doi:10.1016/j.cct.2021.106486 · Cited by 5
Laugesen, M., Rasmussen, M., Christensen, R., Tønnesen, H., & Bliddal, H. (2022) · International Journal of Environmental Research and Public Health · doi:10.3390/ijerph19105815 · Cited by 5
“The primary outcome was successful quitting, reported as continuous abstinence instead of point prevalence, which could be considered a strength [32].”
BackgroundAltendorf, M. B., van Weert, J. C. M., Hoving, C., & Smit, E. S. (2022) · PLOS Digital Health · doi:10.1371/journal.pdig.0000094 · Cited by 5
“In line with the Russell Standard, in this second sensitivity analysis missing data for smoking abstinence were replaced according to a conservative “negative” scenario, that is, participants lost to follow-up were considered to still be smoking [23,24].”
MethodNollen, N. L., Cox, L. S., Mayo, M. S., Ellerbeck, E. F., Arnold, M. J., Salzman, G. A., Shanks, D., Woodward, J. M., Greiner, K. A., & Ahluwalia, J. S. (2022) · Contemporary Clinical Trials Communications · doi:10.1016/j.conctc.2022.101032 · Cited by 5
“Missing data All primary analyses on smoking cessation will be conducted using intent-to-treat; those lost to follow-up will be classified as an individual who smokes per the Russell Standard [68].”
MethodAndreas, S., Kotz, D., Batra, A., Hellmann, A., Mühlig, S., Nowak, D., Schultz, K., Worth, H., & Schüler, S. (2023) · Pneumologie · doi:10.1055/a-2020-4284 · Cited by 5
“Ein CO-Wert ≥10ppm gilt hierbei als Indikator für Tabakrauchen [9].”
BackgroundMansour, M. B., Busschers, W. B., Crone, M. R., van Asselt, K. M., van Weert, H. C. P. M., Chavannes, N. H., & Meijer, E. (2023) · Journal of Medical Internet Research · doi:10.2196/45223 · Cited by 7
“Although data were not collected in a controlled trial setting, previous studies of relatively low-demand smoking cessation interventions showed few discrepancies between self-reported and biochemically validated abstinence [44,45].”
Maspero, S., Delle, S., Kraus, L., Pogarell, O. M., Hoch, E., Bachner, J., & Lochbühler, K. (2024) · BMC Public Health · doi:10.1186/s12889-024-18104-w · Cited by 5
Poulsen, P. B., Dollerup, J., & Møller, A. M. (2009) · The Clinical Respiratory Journal · doi:10.1111/j.1752-699x.2009.00144.x · Cited by 5
“cal verification advocated for in the Russell Standards (11) despite the fact that this may lead to an overestimation of the effectiveness.”
BackgroundMethodInfluentialEfficacy of Team-Based Financial Incentives for Smoking Cessation in the Workplace
Yeo, C. D., Lee, H. Y., Ha, J. H., Kang, H. H., Kang, J. Y., Kim, S. K., Kim, M. S., Moon, H. S., & Lee, S. H. (2014) · Yonsei Medical Journal · doi:10.3349/ymj.2015.56.1.295 · Cited by 6
Michie, S., Brown, J., Geraghty, A. W. A., Miller, S., Yardley, L., Gardner, B., Shahab, L., Stapleton, J., & West, R. (2013) · The Journal of Smoking Cessation · doi:10.1017/jsc.2013.21 · Cited by 5
Self-citationWhitwell, S., Mathew, C. G., Lewis, C. M., Forbes, A., Watts, S., Sanderson, J. D., Hollands, G. J., Prevost, A. T., Armstrong, D., Kinmonth, A. L., et al. (2011) · BMC Public Health · doi:10.1186/1471-2458-11-44 · Cited by 5
“Seven-day smoking cessation at six months At six months abstinence from smoking in the preceding seven days will be assessed using the Russell standard procedures [21], counting participants lost to follow up as being smokers, and self-reported smoking status will be verified biochemically.”
MethodJohnson, B. A. (2017) · Alcoholism Clinical and Experimental Research · doi:10.1111/acer.13341 · Cited by 5
Kröger, C. B., Ofner, S., & Piontek, D. (2017) · Bundesgesundheitsblatt - Gesundheitsforschung - Gesundheitsschutz · doi:10.1007/s00103-017-2657-z · Cited by 5
McDonnell, B. P., Dicker, P., Keogan, S., Clancy, L., & Regan, C. L. (2019) · Trials · doi:10.1186/s13063-019-3653-4 · Cited by 5
Behaviour Change for the Sharing Economy
Deleris, L. A., & Aonghusa, P. M. (2020) · Springer eBooks · doi:10.1007/978-3-030-35032-1_11 · Cited by 5
Davies, K., Courtney, R. J., Summersby-Mitchell, M., Morell, R., Briggs, N., & Lappin, J. (2023) · Australian & New Zealand Journal of Psychiatry · doi:10.1177/00048674221147206 · Cited by 5
“A consistent approach to defining abstinence, as outlined in the Russell Standard, would improve comparability between studies and bring clarity to the interpretation of their effectiveness (West et al., 2005).”
MethodInfluential
Metadata
- Authors
- West, R., Hajek, P., Stead, L., & Stapleton, J.
- Affiliations
- University College London (GB)
- University of Oxford (GB)
- King's College London (GB)
- Corresponding author
- West, Robert
- ORCID
- West, Robert
- Venue
- Addiction
- Publisher
- Wiley
- Published
- 2005-03
- Volume
- 100
- Issue
- 3
- Pages
- 299-303
- ISSN
- 0965-2140 (ISSN-L)
- 1360-0443
- OpenAlex
- W2138106394
- Cited by
- 1,285
- References
- 15
- Citations by year
- 2026: 38 · 2025: 68 · 2024: 84 · 2023: 77 · 2022: 79 · 2021: 69 · 2020: 75 · 2019: 85 · 2018: 58 · 2017: 84 · 2016: 64 · 2015: 77 · 2014: 67 · 2013: 70 · 2012: 56
- FWCI
- 17.98
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Addiction (publishedVersion)
- PubMed (publishedVersion)
- UCL Discovery (University College London) (submittedVersion)
- Topics
- Health Sciences › Medicine › Public Health, Environmental and Occupational Health › Smoking Behavior and Cessation
- Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods in Clinical Trials
- Health Sciences › Medicine › Epidemiology › Substance Abuse Treatment and Outcomes
- Keywords
- smoking cessation, outcome criteria, cessation aids, smoking abstinence, intention-to-treat analysis, grace period, trial comparability
- MeSH terms
- Humans, Research Design, Randomized Controlled Trials as Topic, Smoking Cessation, Outcome Assessment, Health Care
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