Optimization Methods for Personalizing Large Language Models through Retrieval Augmentation
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This paper studies retrieval-augmented approaches for personalizing large language models (LLMs), which potentially have a substantial impact on various applications and domains. We propose the first attempt to optimize the retrieval models that deliver a limited number of personal documents to large language models for the purpose of personalized generation. We develop two optimization algorithms that solicit feedback from the downstream personalized generation tasks for retrieval optimization--one based on reinforcement learning whose reward function is defined using any arbitrary metric for personalized generation and another based on knowledge distillation from the downstream LLM to the retrieval model. This paper also introduces a pre- and post-generation retriever selection model that decides what retriever to choose for each LLM input. Extensive experiments on diverse tasks from the language model personalization (LaMP) benchmark reveal statistically significant improvements in six out of seven datasets.
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Memory-augmented methods improve the memory capabilities of LLMs without requiring fine-tuning.
“Numerous approaches have demonstrated that memory-augmented methods improve the memory capabilities of LLMs without requiring fine-tuning, which is often impossible for API-based models [25, 42, 46].”
From CAIM: Development and Evaluation of a Cognitive AI Memory Framework for Long-Term Interaction with Intelligent Agents (2026) · cites this paper as [46]
The Introduction (p. 1) says retrieval of personal information can personalize an off-the-shelf LLM, and the retrieval-optimization discussion (p. 2) says the language model remains frozen. The Abstract (p. 1) reports improved personalization results. The paper does not establish improved LLM memory capabilities generally or discuss the claim that fine-tuning is often impossible for API-based models. (LLM, conf=0.84)
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Cites
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Sorted by citations
Zeng, H., Luo, C., & Zamani, H. (2024) · Proceedings of the 47th International ACM SIGIR Conference on Research and Development in Information Retrieval · doi:10.1145/3626772.3657746 · Cited by 22 · see citing works
Self-citationWesthäußer, R., Minker, W., & Zepf, S. (2026) · Proceedings of the 31st International Conference on Intelligent User Interfaces · doi:10.1145/3742413.3789222 · Cited by 1 · see citing works
“In this context, methods such as reinforcement learning from human feedback [37, 44, 45] have shown promising approaches to improve the long-term capabilities of LLMs.”
On the Way to LLM Personalization: Learning to Remember User Conversations
Magister, L. C., Metcalf, K., Zhang, Y., & ter Hoeve, M. (2024) · arXiv · doi:10.48550/arxiv.2411.13405 · Cited by 6 · see citing works
“…to the LLM’s context (Wu et al., 2021; Salemi et al., 2024b; Lu et al., 2023; Kumar et al., 2024; Wang et al., 2024; Neelakanteswara et al., 2024; Salemi et al., 2024a; Zerhoudi and Granitzer, 2024; Sun et al., 2024; Huang et al., 2023), varying mostly in the type of information and the manner…”
- Authors
- Salemi, A., Kallumadi, S., & Zamani, H.
- Affiliations
- University of Massachusetts Amherst (US)
- Lowe's (United States) (US)
- Venue
- Proceedings of the 47th International ACM SIGIR Conference on Research and Development in Information Retrieval
- Publisher
- ACM
- Published
- 2024-07-10
- Pages
- 752-762
- OpenAlex
- W4400525546
- Cited by
- 52
- References
- 3
- Citations by year
- 2026: 17 · 2025: 26 · 2024: 9
- FWCI
- 15.37
- Type
- conference paper
- Language
- en
- Open access
- hybrid
- doi.org
- Licence
- Locations
- International ACM SIGIR Conference on Research and Development in Information Retrieval (SIGIR) (publishedVersion, cc-by)
- arXiv (Cornell University) (submittedVersion, cc-by)
- arXiv (Cornell University) (cc-by)
- Topics
- Physical Sciences › Computer Science › Artificial Intelligence › Topic Modeling
- Physical Sciences › Computer Science › Information Systems › Information Retrieval and Search Behavior
- Physical Sciences › Computer Science › Information Systems › Recommender Systems and Techniques
- Keywords
- retrieval-augmented generation, knowledge distillation, feedback-based optimization
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