The DOI matches its Crossref record; 33 of the 34 references it cites were found in a registry or an index.
Disease-Free Survival Versus Overall Survival As a Primary End Point for Adjuvant Colon Cancer Studies: Individual Patient Data From 20,898 Patients on 18 Randomized Trials
Abstract
PURPOSE: A traditional end point for colon adjuvant clinical trials is overall survival (OS), with 5 years demonstrating adequate follow-up. A shorter-term end point providing convincing evidence to allow treatment comparisons could significantly speed the translation of advances into practice. METHODS: Individual patient data were pooled from 18 randomized phase III colon cancer adjuvant clinical trials. Trials included 43 arms, with a pooled sample size of 20,898 patients. The primary hypothesis was that disease-free survival (DFS), with 3 years of follow-up, is an appropriate primary end point to replace OS with 5 years of follow-up. RESULTS: The recurrence rates for years 1 through 5 were 12%, 14%, 8%, 5%, and 3%, respectively. Median time from recurrence to death was 12 months. Eighty percent of recurrences were in the first 3 years; 91% of patients with recurrence by 3 years died before 5 years. Correlation between 3-year DFS and 5-year OS was 0.89. Comparing control versus experimental arms within each trial, the correlation between hazard ratios for DFS and OS was 0.92. Within-trial log-rank testing using both DFS and OS provided the same conclusion in 23 (92%) of 25 cases. Formal measures of surrogacy were satisfied. CONCLUSION: In patients treated on phase III adjuvant colon clinical trials, DFS and OS are highly correlated, both within patients and across trials. These results suggest that DFS after 3 years of median follow-up is an appropriate end point for adjuvant colon cancer clinical trials of fluorouracil-based regimens, although marginally significant DFS improvements may not translate into significant OS benefits.
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“The validity of this approach, though not uncontroversial [13], is relatively well supported by data derived from a wide range of solid tumour settings including in colon [14], gastric [15], lung [16] and breast [17] cancers.”
Citations
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Key Aspects of Prognostic Model Development and Interpretation From a Clinical Perspective
Hoesseini, A., van Leeuwen, N., Sewnaik, A., Steyerberg, E. W., de Jong, R. J. B., Lingsma, H. F., & Offerman, M. P. J. (2021) · JAMA Otolaryngology–Head & Neck Surgery · doi:10.1001/jamaoto.2021.3505 · Cited by 42
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“We used 3-year disease-free survival (DFS) as a measure of oncologic outcome because of the strong correlation between DFS at 3 or 4 years and the traditional end point 5-year overall survival (OS) found recently in a meta-analysis of 20,898 colon cancer patients that participated in randomized clinical trials [13].”
MethodLymph Node Harvested in Laparoscopic Versus Open Colorectal Cancer Approaches
Wu, Z., Zhang, S., Aung, L. H. H., Ouyang, J., & Wei, L. (2012) · Surgical Laparoscopy Endoscopy & Percutaneous Techniques · doi:10.1097/sle.0b013e3182432b49 · Cited by 42
“Hewett, 2008, Australia, New Zealand, 19982005(42) 294/298 Colon cancer ASA I-III Median (range) 13 (1-74)/ 13 (1-51) Open Yes Multicenter No”
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“Despite recent advances in chemotherapeutic treatment, the 5-year survival rate for mCRC is still relatively poor (Sargent et al. 2005), with a median survival of about 25 months (Grothey et al. 2008; Goldberg et al. 2007).”
BackgroundStage II and Stage III Colon Cancer
Rousseau, B., Chibaudel, B., Bachet, J., Larsen, A. K., Tournigand, C., Louvet, C., André, T., & de Gramont, A. (2010) · The Cancer Journal · doi:10.1097/ppo.0b013e3181ddc5bf · Cited by 42
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“Disease recurrence occurs more commonly within the first 2 years after surgery (26).”
BackgroundThe Multidisciplinary Management of Rectal Cancer
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“The MOSAIC and NSABP trials have shown improved diseasefree survival when oxaliplatin is added to 5-FU/leucovorin; however, an overall survival benefit has yet to be observed in either study (Table 2).(231)”
BackgroundMethodLi, Y., Li, S., Wu, Z., Hu, F., Zhu, L., Zhao, X., Cui, B., Dong, X., Tian, S., Wang, F., et al. (2013) · Medical Oncology · doi:10.1007/s12032-013-0505-z · Cited by 40
“The majority of patients diagnosed with CRC are no longer confined to the primary site, and the 5-year survival rate of metastatic CRC is below 10 % [2].”
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“Other criteria have been proposed in the literature for the validation of surrogate end points, but those adopted here have been used extensively in solid tumors both in the adjuvant treatment and advanced disease settings.(3-5,7,13,15,16,23,31-34) The trial on which this analysis was based did not achieve significanc…”
MethodPotential Surrogate Endpoints for Prostate Cancer Survival: Analysis of a Phase III Randomized Trial
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“However, the response rate is usually less than 50% [2] and the five-year survival rate of mCRC patients remains below 10% [3].”
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“[5] in the analysis of the adjuvant colorectal cancer studies and therefore exists as a potential for possible future exploration.”
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Tsai, Y.-J., Lin, J.-K., Chen, W.-S., Jiang, J., Teng, H., Yen, C., Lin, T.-C., & Yang, S.-H. (2016) · SpringerPlus · doi:10.1186/s40064-016-2976-9 · Cited by 39
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Exosomes: The protagonists in the tale of colorectal cancer?
Nabariya, D. K., Reddanna, P., & Yenuganti, V. R. (2020) · Biochimica et Biophysica Acta (BBA) - Reviews on Cancer · doi:10.1016/j.bbcan.2020.188426 · Cited by 41
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“In 1 compilation of 18 randomized trials of stage III patients treated with adjuvant chemotherapy, the majority (80%) of recurrences occurred within the first 3 years (2).”
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“For instance, Buyse et al.4 applied DFS (PFS) for early (advanced) colorectal cancer; see also Sargent et al.11 for the application of DFS for adjuvant colon cancer studies.”
BackgroundResultPhysical Activity in Stage III Colon Cancer: CALGB/SWOG 80702 (Alliance)
Brown, J. C., Ma, C., Shi, Q., Fuchs, C. S., Meyer, J., Niedzwiecki, D., Zemla, T., Couture, F., Kuebler, P. J., Kumar, P., et al. (2022) · Journal of Clinical Oncology · doi:10.1200/jco.22.00171 · Cited by 42
“Absolute effects are presented as risk differences (RDs) at 3 years for DFS and 5 years for OS, as these time horizons are clinically meaningful.(26) CIs for the RD were calculated using the bootstrap method with 1,000 replicates.”
MethodCinnamaldehyde/chemotherapeutic agents interaction and drug-metabolizing genes in colorectal cancer
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Endpoints in Phase II Trials for Advanced Non-small Cell Lung Cancer
Mandrekar, S. J., Qi, Y., Hillman, S. L., Ziegler, K. L. A., Reuter, N. F., Rowland, K. M., Kuross, S. A., Marks, R. S., Schild, S. E., & Adjei, A. A. (2010) · Journal of Thoracic Oncology · doi:10.1097/jto.0b013e3181c0a313 · Cited by 38
FOXE1 represses cell proliferation and Warburg effect by inhibiting HK2 in colorectal cancer
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Pitfalls in outcome prediction of breast cancer
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Cheung, W. Y., Renfro, L. A., Kerr, D. J., de Gramont, A., Saltz, L. B., Grothey, A. F., Alberts, S. R., André, T., Guthrie, K. A., Labianca, R., et al. (2016) · Journal of Clinical Oncology · doi:10.1200/jco.2015.65.1158 · Cited by 37
“(%) 1970s-1980s 5,669 (15) 1990s 17,940 (48) 2000s 13,955 (37) Missing 4 (0) Treatment, No.”
An Update on Colorectal Cancer
Xue, L., Williamson, A. J., Gaines, S., Andolfi, C., Paul-Olson, T., Neerukonda, A. R., Steinhagen, E. F., Smith, R. K., Cannon, L. M., Polite, B. N., et al. (2018) · Current Problems in Surgery · doi:10.1067/j.cpsurg.2018.02.003 · Cited by 39
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Benefit and harms of new anti-cancer drugs
Vera-Badillo, F. E., Al-Mubarak, M., Templeton, A. J., & Amir, E. (2013) · Current Oncology Reports · doi:10.1007/s11912-013-0303-y · Cited by 35
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Wind, J., Duineveld, L. A. M., van der Heijden, R. P., van Asselt, K. M., Bemelman, W. A., & van Weert, H. C. P. M. (2013) · European Journal of Surgical Oncology · doi:10.1016/j.ejso.2013.04.001 · Cited by 36
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“However, the median survival of mCRC patients is only about 20 months [4].”
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Sun, Y., Zhang, Y., Wu, X., Lin, H., Lu, X., Huang, Y., Xu, Z., Huang, S., Wang, X., & Chi, P. (2017) · Journal of Surgical Oncology · doi:10.1002/jso.24907 · Cited by 36
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Méthy, N., Bedenne, L., Conroy, T., Bouché, O., Chapet, O., Ducreux, M. P., Gérard, J.-P., & Bonnetain, F. (2009) · Annals of Oncology · doi:10.1093/annonc/mdp340 · Cited by 36
Sargent, D. J. (2010) · The Oncologist · doi:10.1634/theoncologist.2010-s1-19 · Cited by 36
Slater, S., Bryant, A., Chen, H.-C., Begum, R., Rana, I., Aresu, M., Peckitt, C., Zhitkov, O., Lazaro-Alcausi, R., Borja, V., et al. (2023) · BMC Cancer · doi:10.1186/s12885-023-10699-4 · Cited by 37
“0% respectively [6], with the risk of recurrence being highest in the first 2 years following surgery [7].”
BackgroundFrom Chemotherapy to Targeted Therapy in Adjuvant Treatment for Stage III Colon Cancer
de Gramont, A., Gramont, A. D. E., Chibaudel, B., Bachet, J.-B., Larsen, A. K., Tournigand, C., Louvet, C., & André, T. (2011) · Seminars in Oncology · doi:10.1053/j.seminoncol.2011.05.006 · Cited by 35
Development of a claims-based algorithm to identify colorectal cancer recurrence
Deshpande, A. D., Schootman, M., & Mayer, A. (2015) · Annals of Epidemiology · doi:10.1016/j.annepidem.2015.01.005 · Cited by 35
“[1] Many CRC patients will die of their recurrent disease unless detected early enough to receive curative treatment.[2-4]”
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Statistical Assessment of Biosimilar Products
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Rotolo, F., Paolettí, X., & Michiels, S. (2017) · Computer Methods and Programs in Biomedicine · doi:10.1016/j.cmpb.2017.12.005 · Cited by 36
“Two-step copula models [3] are the state-of-the art statistical methodology, commonly used in numerous clinical publications over the last 15 years [53, 54, 55, 56, 31, 5, 14, 32, 57, 33, 58, 59], including a surrogate evaluation conducted by the US FDA [60].”
MethodCourneya, K. S., Vardy, J. L., Gill, S., Jonker, D. J., O’Brien, P., Friedenreich, C. M., Dhillon, H. M., Wong, R. K. S., Meyer, R. M., Crawford, J., et al. (2014) · Current Colorectal Cancer Reports · doi:10.1007/s11888-014-0231-8 · Cited by 34
A competing risk analysis of colorectal cancer recurrence after curative surgery
Schellenberg, A. E., Moravan, V., & Christian, F. G. (2022) · BMC Gastroenterology · doi:10.1186/s12876-022-02161-9 · Cited by 34
“demonstrated in a pooled analysis of patients with colon cancer that 80% of patients who experienced a recurrence were within the first 3 years [14].”
BackgroundDieguez, A. (2013) · Cancer Imaging · doi:10.1102/1470-7330.2013.0028 · Cited by 34
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BackgroundDavey, M. G., & Joyce, W. P. (2022) · The Surgeon · doi:10.1016/j.surge.2022.06.001 · Cited by 33
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“To avoid extended follow-up and ensure efficient assessment, progression-free survival (PFS) was chosen as the primary outcome (19).”
MethodIntegration of RNA-Seq and proteomics data identifies glioblastoma multiforme surfaceome signature
Syafruddin, S. E., Nazarie, W. F. W. M., Moidu, N. A., Soon, B. H., & Mohtar, M. A. (2021) · BMC Cancer · doi:10.1186/s12885-021-08591-0 · Cited by 33
Definition of disease-free survival: this is my truth–show me yours
Chua, Y. J., Sargent, D. J., & Cunningham, D. (2005) · Annals of Oncology · doi:10.1093/annonc/mdi373 · Cited by 33
Cinnamaldehyde: Pharmacokinetics, anticancer properties and therapeutic potential (Review)
Han, R., Li, X., Gao, X., & Lv, G. (2024) · Molecular Medicine Reports · doi:10.3892/mmr.2024.13287 · Cited by 38
“In addition, Sargent et al (44) demonstrated that patients with colon cancer still have relatively low 5‑year survival rates in chemotherapy, with high recurrence rates.”
BackgroundSurrogate Endpoint Analysis: An Exercise in Extrapolation
Baker, S. G., & Kramer, B. S. (2012) · JNCI Journal of the National Cancer Institute · doi:10.1093/jnci/djs527 · Cited by 32
Auer, R. C., Ott, M., Karanicolas, P. J., Brackstone, M. R., Ashamalla, S., Weaver, J., Tagalakis, V., Boutros, M., Stotland, P., Marulanda, A. C., et al. (2022) · BMJ · doi:10.1136/bmj-2022-071375 · Cited by 32
Adjuvant Chemotherapy of Stage III Colon Cancer
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Eggington, S., Tappenden, P., Pandor, A., Paisley, S., Saunders, M. P., Seymour, M., Sutcliffe, P. A., & Chilcott, J. B. (2006) · British Journal of Cancer · doi:10.1038/sj.bjc.6603348 · Cited by 32
Evaluation of Early Efficacy Endpoints for Proof-of-Concept Trials
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Surrogate endpoint validation: statistical elegance versus clinical relevance
Green, E., Yothers, G., & Sargent, D. J. (2008) · Statistical Methods in Medical Research · doi:10.1177/0962280207081863 · Cited by 32
Adjuvant Therapy of Stage II and III Colon Cancer
de Gramont, A. (2005) · Seminars in Oncology · doi:10.1053/j.seminoncol.2005.06.004 · Cited by 32
Adjuvant Treatment of Colon Cancer: Past, Present and Future
Wils, J. (2007) · Journal of Chemotherapy · doi:10.1179/joc.2007.19.2.115 · Cited by 32
Causal assessment of surrogacy in a meta-analysis of colorectal cancer trials
Li, Y., Taylor, J. M. G., Elliott, M. R., & Sargent, D. J. (2011) · Biostatistics · doi:10.1093/biostatistics/kxq082 · Cited by 31
El‐Gazzaz, G., Hull, T. L., Hammel, J. P., & Geisler, D. P. (2009) · Surgical Endoscopy · doi:10.1007/s00464-009-0534-z · Cited by 31
“LNs itself has prognostic value in predicting outcome [10].”
BackgroundPetrelli, F., & Barni, S. (2013) · Medical Oncology · doi:10.1007/s12032-013-0776-4 · Cited by 32
Functional dendrimer–gold nanoparticle hybrids for biomedical applications
Li, X., & Kono, K. (2018) · Polymer International · doi:10.1002/pi.5583 · Cited by 31
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“7 years, although 3-year DFS has been shown to be a reliable surrogate for 5-year OS after adjuvant treatment of colon cancer [23].”
BackgroundSundar, S. S., Wu, J., Hillaby, K., Yap, J. K. W., & Lilford, R. J. (2011) · Gynecologic Oncology · doi:10.1016/j.ygyno.2011.12.420 · Cited by 30
Renfro, L. A., Shi, Q., Sargent, D. J., & Carlin, B. P. (2011) · Statistics in Medicine · doi:10.1002/sim.4416 · Cited by 30
“[8] demonstrated that disease-free survival (DFS) with a median of 3 years follow-up is a valid surrogate for OS with a median of 5 years follow-up in the adjuvant setting on the basis of a variety of approaches.”
BackgroundMethodInfluentialYu, Y., Chen, Z., Liu, H., Jin, W., Ding, Z., & Zheng, S. (2016) · OncoTargets and Therapy · doi:10.2147/ott.s103893 · Cited by 30
Progression-free survival as endpoint in metastatic RCC?
Knox, J. J. (2008) · The Lancet · doi:10.1016/s0140-6736(08)61040-5 · Cited by 29
Adjuvant treatment of colon cancer: what is next?
Loon, K. V., & Venook, A. P. (2011) · Current Opinion in Oncology · doi:10.1097/cco.0b013e3283479c83 · Cited by 29
Brown, J. C., Troxel, A. B., Ky, B., Damjanov, N., Zemel, B. S., Rickels, M. R., Rhim, A. D., Rustgi, A. K., Courneya, K. S., & Schmitz, K. H. (2016) · Contemporary Clinical Trials · doi:10.1016/j.cct.2016.03.001 · Cited by 28
“Eighty percent of recurrences occur within the first three years after treatment, and 91% of patients who develop a recurrence by three years, die before five years [8].”
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Cost-Effectiveness of Oxaliplatin in the Adjuvant Treatment of Colon Cancer in Canada
Attard, C., Maroun, J. A., Alloul, K., Grima, D., & Bernard, L. M. (2010) · Current Oncology · doi:10.3747/co.v17i1.436 · Cited by 28
Exploring and validating surrogate endpoints in colorectal cancer
Burzykowski, T., Buyse, M. E., Yothers, G., Sakamoto, J., & Sargent, D. J. (2008) · Lifetime Data Analysis · doi:10.1007/s10985-007-9079-4 · Cited by 28
Toward Efficient Trials in Colorectal Cancer: The ARCAD Clinical Trials Program
de Gramont, A., Haller, D. G., Sargent, D. J., Tabernero, J. M., Matheson, A. I., & Schilsky, R. L. (2009) · Journal of Clinical Oncology · doi:10.1200/jco.2009.25.2544 · Cited by 28
“On one level, original research is the key driver of progress, both through individual projects and collaborations such as the Adjuvant Colon Cancer End Points and St Gallen initiatives, which have contributed to the adjuvant treatment of colorectal and breast cancer, respectively.(35,36) Government research organizat…”
BackgroundBaker, S. G. (2017) · Statistics in Medicine · doi:10.1002/sim.7561 · Cited by 27
“The true endpoint indicates overall mortality before 5 years.(26) The estimated treatment effects are differences in fractions that account for censoring.”
BackgroundMethodAkdeniz, N., Ma, K., Uncu, D., İnanç, M., Kaya, S., Dane, F., Küçüköner, M., Demirci, A., Bilici, M., Durnalı, A., et al. (2021) · International Journal of Colorectal Disease · doi:10.1007/s00384-021-03888-9 · Cited by 27
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Low-Level Microsatellite Instability as a Potential Prognostic Factor in Sporadic Colorectal Cancer
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Adjuvant Chemotherapy Using the FOLFOX Regimen in Colon Cancer
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“[11] from over 20,000 patients with stage III colon cancer found that 3-year DFS highly correlated with 5-year OS, suggesting that 3-year DFS is an appropriate primary endpoint for adjuvant colon cancer clinical trials of fluoropyrimidine-based regimens.”
BackgroundOptimal Delivery of Cytotoxic Chemotherapy for Colon Cancer
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“Recurrence is a reliable marker of the natural history of the cancer, and correlates well with the effects of adjuvant chemotherapy on survival.(61) Recurrence was calculated as the time elapsed from randomisation to recurrence, with censoring at last contact with patient or death without recurrence.”
Radiomic Signature-Based Nomogram to Predict Disease-Free Survival in Stage II and III Colon Cancer
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Adjuvant Therapy for Early Colon Cancer
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“regression, and (3) the adjusted weighted coefficient of determination.(4,9,18,19) Theweight of each studywas decided on the basis of the number of patients evaluated for OS.”
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“Much has been written on the advantages of using PFS as a primary endpoint (8,9), including that it is less sensitive”
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“The correlation between surrogate endpoints and OS has been validated in many types of cancer, including breast cancer, colorectal cancer, and lung cancer (Buyse et al, 2000b, 2007, 2009; Sargent et al, 2005; Petrelli and Barni, 2014; Blumenthal et al, 2015; Ozer-Stillman et al, 2015).”
BackgroundPrincipal Causal Effect Identification and Surrogate end point Evaluation by Multiple Trials
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“The goal of the ACCTs is to test whether disease-free survival (DFS) with 3-year follow-up can be used as a surrogate for the overall survival (OS) with 5-year follow-up (Sargent et al., 2005).”
BackgroundMethodInfluentialGeneral and statistical hierarchy of appropriate biologic endpoints.
Sargent, D. J. (2006) · PubMed · Cited by 25
Clinical Benefits and Utility of Pretherapeutic DPYD and UGT1A1 Testing in Gastrointestinal Cancer
Roncato, R., Bignucolo, A., Peruzzi, E., Montico, M., Mattia, E. D., Foltran, L., Guardascione, M., D'Andrea, M. R., Favaretto, A. G., Puglisi, F., et al. (2024) · JAMA Network Open · doi:10.1001/jamanetworkopen.2024.49441 · Cited by 25
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“Such databases can subsequently be utilised to address a further variety of key clinical questions, such as treatment efficacy questions [15–17], the investigation of potential prognostic factors [18], and identification of surrogate endpoints for overall survival [19].”
Background
Metadata
- Authors
- Sargent, D. J., Wieand, H. S., Haller, D. G., Gray, R., Benedetti, J. K., Buyse, M., Labianca, R., Seitz, J. F., O'Callaghan, C. J., Francini, G., Grothey, A., O'Connell, M., Catalano, P. J., Blanke, C. D., Kerr, D., Green, E., Wolmark, N., Andre, T., Goldberg, R. M., & De Gramont, A.
- Affiliations
- University of Siena (IT)
- From the North Central Cancer Treatment Group, Mayo Clinic, Rochester, MN; National Surgical Adjuvant Breast and Bowel Project Statistical Center and Operations Office, Pittsburgh; Abramson Cancer Center, University of Pennsylvania, Philadelphia, PA; QUASAR Collaborative Group, Birmingham and Oxford, United Kingdom; Southwest Oncology Group Statistical Center, Seattle, WA; International Drug Development Institute, Brussels, Belgium; Ospedali Riuniti, Bergamo; University of Siena, Siena, Italy; University...
- ORCID
- Venue
- Journal of Clinical Oncology
- Published
- 2005-12-01
- Volume
- 23
- Issue
- 34
- Pages
- 8664-8670
- ISSN
- 0732-183X (ISSN-L)
- 1527-7755
- OpenAlex
- W2172116130
- Cited by
- 713
- References
- 34
- Citations by year
- 2026: 19 · 2025: 14 · 2024: 19 · 2023: 20 · 2022: 34 · 2021: 32 · 2020: 27 · 2019: 20 · 2018: 24 · 2017: 30 · 2016: 26 · 2015: 40 · 2014: 36 · 2013: 40 · 2012: 44
- FWCI
- 48.43
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Journal of Clinical Oncology (publishedVersion)
- PubMed (publishedVersion)
- Document Server@UHasselt (UHasselt) (submittedVersion)
- University of Birmingham Research Portal (University of Birmingham) (submittedVersion)
- Use Siena air (University of Siena) (submittedVersion)
- Funders
- National Cancer Institute ((CA-25224, U10CA025224)
- Topics
- Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods in Clinical Trials
- Health Sciences › Medicine › Oncology › Colorectal Cancer Treatments and Studies
- Health Sciences › Medicine › Oncology › Colorectal Cancer Surgical Treatments
- Keywords
- colon cancer, adjuvant chemotherapy, disease-free survival, overall survival, primary endpoint, surrogate endpoints, hazard ratio correlation, recurrence, individual patient data pooling
- MeSH terms
- Aged, Antineoplastic Combined Chemotherapy Protocols, Colonic Neoplasms, Combined Modality Therapy, Female, Follow-Up Studies, Humans, Male, Middle Aged, Neoplasm Recurrence, Local, Regression Analysis, Randomized Controlled Trials as Topic, Treatment Outcome, Chemotherapy, Adjuvant, Disease-Free Survival
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