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Disease-Free Survival Versus Overall Survival As a Primary End Point for Adjuvant Colon Cancer Studies: Individual Patient Data From 20,898 Patients on 18 Randomized Trials
Abstract
PURPOSE: A traditional end point for colon adjuvant clinical trials is overall survival (OS), with 5 years demonstrating adequate follow-up. A shorter-term end point providing convincing evidence to allow treatment comparisons could significantly speed the translation of advances into practice. METHODS: Individual patient data were pooled from 18 randomized phase III colon cancer adjuvant clinical trials. Trials included 43 arms, with a pooled sample size of 20,898 patients. The primary hypothesis was that disease-free survival (DFS), with 3 years of follow-up, is an appropriate primary end point to replace OS with 5 years of follow-up. RESULTS: The recurrence rates for years 1 through 5 were 12%, 14%, 8%, 5%, and 3%, respectively. Median time from recurrence to death was 12 months. Eighty percent of recurrences were in the first 3 years; 91% of patients with recurrence by 3 years died before 5 years. Correlation between 3-year DFS and 5-year OS was 0.89. Comparing control versus experimental arms within each trial, the correlation between hazard ratios for DFS and OS was 0.92. Within-trial log-rank testing using both DFS and OS provided the same conclusion in 23 (92%) of 25 cases. Formal measures of surrogacy were satisfied. CONCLUSION: In patients treated on phase III adjuvant colon clinical trials, DFS and OS are highly correlated, both within patients and across trials. These results suggest that DFS after 3 years of median follow-up is an appropriate end point for adjuvant colon cancer clinical trials of fluorouracil-based regimens, although marginally significant DFS improvements may not translate into significant OS benefits.
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“The validity of this approach, though not uncontroversial [13], is relatively well supported by data derived from a wide range of solid tumour settings including in colon [14], gastric [15], lung [16] and breast [17] cancers.”
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“In an adjuvant colon cancer setting, Sargent et al. (2005) estimated the regression slope”
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“Though long-term follow-up is immature, it seems unlikely that these results will markedly change given the close relationship between DFS and overall survival in colorectal cancer.(21) While expert guidelines from the National Comprehensive Cancer Network,(22) European Society of Medical Oncology,(23) and the Nationa…”
BackgroundGold Nanostructures for Cancer Imaging and Therapy
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“The Adjuvant Colon Cancer Endpoints (ACCENT) Group used the preferred method of a metaanalysis of individual-patient data (IPD) to show that DFS – with a minimum of three years of median follow-up – can be considered a valid surrogate for overall survival in stage III colon cancer treated with adjuvant chemotherapy [4…”
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Rapid Evolution in Colorectal Cancer: Therapy Now and Over the Next Five Years
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“Importantly, the 3-year DFS rate is highly correlated (r = 0.88) with survival at five years [ 11 ].”
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“…subsequently used to validate both disease-free survival (DFS) and progression-free survival (PFS) as surrogates for overall survival (OS) in the adjuvant colon cancer and advanced colorectal cancer settings, respectively (Sargent et al., 2005, 2007; Buyse et al., 2007; de Gramont et al., 2010).”
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“Until such time, some endpoints measured earlier than death (such as diseasefree survival in the adjuvant setting) have been shown to be excellent surrogates for survival (28).”
BackgroundPetrelli, F., Tomasello, G., Ghidini, M., Lonati, V., Passalacqua, R., & Barni, S. (2017) · HPB · doi:10.1016/j.hpb.2017.07.005 · Cited by 10
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“Thus, the DFS end point may be dominated by metastasis and recurrence rather than deaths from all causes [53]; the difference in outcomes may have affected the results.”
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Mining the ACCENT database: a review and update.
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“In 2005, the first official ACCENT collaboration led by Dr. Daniel Sargent confirmed that DFS with median of 3 years of follow-up was an appropriate surrogate for OS with median of 5 years of follow-up, through the robust findings across several meta-analytic surrogacy analyses (5).”
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HER3 expression is correlated to distally located and low-grade colon cancer
Lédel, F., Stenstedt, K., Hallström, M., Ragnhammar, P., & Edler, D. (2016) · Acta Oncologica · doi:10.3109/0284186x.2015.1131334 · Cited by 9
“So why is HER3 expression in distal colon tumors prognostic regarding DFS but not for OS? DFS is an approved way of monitoring prognosis in colon cancer [13].”
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“The surrogate end point of DFS has been validated in the adjuvant setting [49] and in the metastatic setting PFS is emerging as an accepted alternative [50].”
BackgroundAdjuvant Therapy of Colon Cancer: Current Status and Future Developments
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“DFS after adjuvant chemotherapy in colon cancer (5) and PFS following first-line chemotherapy in advanced colorectal cancer (6,7) have proved to be good surrogate endpoints for OS in meta-analyses.”
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“These advantages are balanced by several disadvantages: (1) use of OS as the primary end point may prolong evaluation of new therapies because of the long follow-up time required to obtain adequate information for assessment; (2) studies of long duration may be weakened by decreasing patient compliance over time and i…”
BackgroundThe Hope for Today—The Promise for Tomorrow: Will Oncologists Meet the Challenge?
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Bayesian Adaptive Trial Design for a Newly Validated Surrogate Endpoint
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Clinical Practice Guidelines in Oncology TM
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“Patients were divided according to RFS ≤ 3 years vs. > 3 years, which is an appropriate end point for adjuvant treatment of regimens based on 5-FU [25].”
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“One of the main strengths of the approach that has been used is that relationships have been analyzed between actual survival times and not between the hazard ratios or relative risks for progression-free and overall survival as has been done in previous studies (1;3;4;5;7;10;12;13).”
MethodLaparoscopically Assisted vs Open Colectomy for Colon Cancer
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Clinical Trial Designs in Oncology
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“The DFS data and the timeframe when most recurrences occur do also support its use as a surrogate end-point to the 5-year survival [17].”
BackgroundAdjuvant Therapy for Localized High-Risk Renal Cell Carcinoma
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“Since a recent large meta-analysis demonstrated that 3-year disease-free survival correlated closely with 5-year overall survival”
BackgroundBiological Therapy and Other Novel Therapies in Early-Stage Disease: Are They Appropriate?
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Adjuvant therapy for resected colon cancer 2017, including the IDEA analysis
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“Although 3-year DFS is a validated surrogate of OS, long-term OS data are still needed to confirm the robustness of the current results [37].”
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Unnecessary Surgery Can Be Avoided by Judicious Use of PET/CT Scanning in Colorectal Cancer Patients
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“These long-term outcomes were similar to those reported previously [14, 20].”
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“Only in multivariate analyses did the long-term followup of X-ACT data show a statistically significant improvement in OS.18 In terms of actual drug cost, capecitabine is more expensive than 5-FU, but drug administration costs and costs of treating adverse effects ultimately drive up 5-FU costs, according to some of t…”
InfluentialFactors associated with short recurrence-free survival in completely resected colon cancer
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“chemotherapy [15], we decided to measure RFS as a primary outcome.”
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“DFS might replace OS as a surrogate endpoint for cancer patients [27], but it had not been Fig.”
BackgroundNorth Central Cancer Treatment Group—Achievements and Perspectives
Grothey, A. F., Adjei, A. A., Alberts, S. R., Perez, E. A., Jaeckle, K. A., Loprinzi, C. L., Sargent, D. J., Sloan, J. A., & Buckner, J. C. (2008) · Seminars in Oncology · doi:10.1053/j.seminoncol.2008.07.006 · Cited by 6
Capecitabine: the new generation of fluoropyrimidines in colorectal cancer
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Transportability Methods for Time-to-Event Outcomes: Application in Adjuvant Colon Cancer Trials
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Metadata
- Authors
- Sargent, D. J., Wieand, H. S., Haller, D. G., Gray, R., Benedetti, J. K., Buyse, M., Labianca, R., Seitz, J. F., O'Callaghan, C. J., Francini, G., Grothey, A., O'Connell, M., Catalano, P. J., Blanke, C. D., Kerr, D., Green, E., Wolmark, N., Andre, T., Goldberg, R. M., & De Gramont, A.
- Affiliations
- University of Siena (IT)
- From the North Central Cancer Treatment Group, Mayo Clinic, Rochester, MN; National Surgical Adjuvant Breast and Bowel Project Statistical Center and Operations Office, Pittsburgh; Abramson Cancer Center, University of Pennsylvania, Philadelphia, PA; QUASAR Collaborative Group, Birmingham and Oxford, United Kingdom; Southwest Oncology Group Statistical Center, Seattle, WA; International Drug Development Institute, Brussels, Belgium; Ospedali Riuniti, Bergamo; University of Siena, Siena, Italy; University...
- ORCID
- Venue
- Journal of Clinical Oncology
- Published
- 2005-12-01
- Volume
- 23
- Issue
- 34
- Pages
- 8664-8670
- ISSN
- 0732-183X (ISSN-L)
- 1527-7755
- OpenAlex
- W2172116130
- Cited by
- 713
- References
- 34
- Citations by year
- 2026: 19 · 2025: 14 · 2024: 19 · 2023: 20 · 2022: 34 · 2021: 32 · 2020: 27 · 2019: 20 · 2018: 24 · 2017: 30 · 2016: 26 · 2015: 40 · 2014: 36 · 2013: 40 · 2012: 44
- FWCI
- 48.43
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Journal of Clinical Oncology (publishedVersion)
- PubMed (publishedVersion)
- Document Server@UHasselt (UHasselt) (submittedVersion)
- University of Birmingham Research Portal (University of Birmingham) (submittedVersion)
- Use Siena air (University of Siena) (submittedVersion)
- Funders
- National Cancer Institute ((CA-25224, U10CA025224)
- Topics
- Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods in Clinical Trials
- Health Sciences › Medicine › Oncology › Colorectal Cancer Treatments and Studies
- Health Sciences › Medicine › Oncology › Colorectal Cancer Surgical Treatments
- Keywords
- colon cancer, adjuvant chemotherapy, disease-free survival, overall survival, primary endpoint, surrogate endpoints, hazard ratio correlation, recurrence, individual patient data pooling
- MeSH terms
- Aged, Antineoplastic Combined Chemotherapy Protocols, Colonic Neoplasms, Combined Modality Therapy, Female, Follow-Up Studies, Humans, Male, Middle Aged, Neoplasm Recurrence, Local, Regression Analysis, Randomized Controlled Trials as Topic, Treatment Outcome, Chemotherapy, Adjuvant, Disease-Free Survival
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