Ghost Authorship in Industry-Initiated Randomised Trials
Open accessAbstract
BACKGROUND: Ghost authorship, the failure to name, as an author, an individual who has made substantial contributions to an article, may result in lack of accountability. The prevalence and nature of ghost authorship in industry-initiated randomised trials is not known. METHODS AND FINDINGS: We conducted a cohort study comparing protocols and corresponding publications for industry-initiated trials approved by the Scientific-Ethical Committees for Copenhagen and Frederiksberg in 1994-1995. We defined ghost authorship as present if individuals who wrote the trial protocol, performed the statistical analyses, or wrote the manuscript, were not listed as authors of the publication, or as members of a study group or writing committee, or in an acknowledgment. We identified 44 industry-initiated trials. We did not find any trial protocol or publication that stated explicitly that the clinical study report or the manuscript was to be written or was written by the clinical investigators, and none of the protocols stated that clinical investigators were to be involved with data analysis. We found evidence of ghost authorship for 33 trials (75%; 95% confidence interval 60%-87%). The prevalence of ghost authorship was increased to 91% (40 of 44 articles; 95% confidence interval 78%-98%) when we included cases where a person qualifying for authorship was acknowledged rather than appearing as an author. In 31 trials, the ghost authors we identified were statisticians. It is likely that we have overlooked some ghost authors, as we had very limited information to identify the possible omission of other individuals who would have qualified as authors. CONCLUSIONS: Ghost authorship in industry-initiated trials is very common. Its prevalence could be considerably reduced, and transparency improved, if existing guidelines were followed, and if protocols were publicly available.
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Naming of authors can help to identify conflicts of interest and reduce ghost and gift authorship.
“Naming of authors can also help to identify conflicts of interest (item 7b) and reduce ghost and gift authorship.38 39 40 41”
From SPIRIT 2025 explanation and elaboration: updated guideline for protocols of randomised trials (2025) · cites this paper as [39]
Only a minority of reviews (2%) reported being funded by for-profit sources, but the true proportion may be higher.
“Only a minority of reviews (2%) reported being funded by for-profit sources, but the true proportion may be higher [171].”
From The PRISMA Statement for Reporting Systematic Reviews and Meta-Analyses of Studies That Evaluate Health Care Interventions: Explanation and Elaboration (2009) · cites this paper as [171]
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BackgroundBibliometrics Study on Authorship Trends in Periodontal Literature From 1995 to 2010
Geminiani, A., Ercoli, C., Feng, C., & Caton, J. G. (2013) · Journal of Periodontology · doi:10.1902/jop.2013.130354 · Cited by 41 · see citing works
Ivaniš, A., Hren, D., Sambunjak, D., Marušić, M., & Marušić, A. (2008) · Journal of General Internal Medicine · doi:10.1007/s11606-008-0599-8 · Cited by 38 · see citing works
“We used 2 types of contribution disclosure forms: ordinal rating form and binary rating form (Appendixes 1 and 2). Both types of forms had the same contribution categories listed in the same order: (1) Analysis and interpretation of data; (2) Critical revision of the manuscript for important intellectual content; (3)…”
MethodClyburne-Sherin, A., Thurairajah, P., Kapadia, M. Z., Sampson, M., Chan, W. W. Y., & Offringa, M. (2015) · Trials · doi:10.1186/s13063-015-0954-0 · Cited by 40 · see citing works
“Despite protocol-reporting guidelines, reviewers identified gaps in reporting of outcomes [24], allocation concealment [25], sample size calculations [26], and sponsor and investigator roles [27].”
BackgroundSoft Targets: Nurses and the Pharmaceutical Industry
Jutel, A., & Menkes, D. B. (2008) · PLoS Medicine · doi:10.1371/journal.pmed.0050005 · Cited by 39 · see citing works
Prevalence of articles with honorary and ghost authors in three pharmacy journals
Dotson, B., & Slaughter, R. L. (2011) · American Journal of Health-System Pharmacy · doi:10.2146/ajhp100583 · Cited by 39 · see citing works
Tan, Z. W., Tan, A. C., Li, T., Harris, I., Naylor, J. M., Siebelt, M., van Tiel, J., Pinheiro, M., Harris, L., Chamberlain, K., et al. (2020) · BMJ Open · doi:10.1136/bmjopen-2020-038283 · Cited by 37 · see citing works
Honorary Coauthorship: Does it Matter?
O’Brien, J., Baerlocher, M. O., Newton, M., Gautam, T., & Noble, J. (2009) · Canadian Association of Radiologists Journal · doi:10.1016/j.carj.2009.09.001 · Cited by 37 · see citing works
Moving from opacity to transparency in pharmaceutical policy
Dhalla, I. A., & Laupacis, A. (2008) · Canadian Medical Association Journal · doi:10.1503/cmaj.070799 · Cited by 37 · see citing works
Impact of Funding Source on Clinical Trial Results Including Cardiovascular Outcome Trials
Riaz, H., Raza, S., Khan, M. S., Riaz, I. B., & Krasuski, R. A. (2015) · The American Journal of Cardiology · doi:10.1016/j.amjcard.2015.09.034 · Cited by 36 · see citing works
Scientific rigor and credibility in the nutrition research landscape
Kroeger, C. M., Garza, C., Lynch, C. J., Myers, E. F., Rowe, S. B., Schneeman, B. O., Sharma, A. M., & Allison, D. B. (2018) · American Journal of Clinical Nutrition · doi:10.1093/ajcn/nqx067 · Cited by 36 · see citing works
“able data, ensuring an intent to publish those data and following through on that intent, disclosing known limitations, and restricting ghost authorship (43).”
BackgroundThe gaming of citation and authorship in academic journals: a warning from medicine
Macdonald, S. (2022) · Social Science Information · doi:10.1177/05390184221142218 · Cited by 37 · see citing works
“Of articles describing industry-initiated randomized trials, nearly all are ghost written (Gøtzsche et al., 2007).”
BackgroundAuthorship policies of bioethics journals: Table 1
Resnik, D. B., & Master, Z. (2011) · Journal of Medical Ethics · doi:10.1136/jme.2010.040675 · Cited by 35 · see citing works
“In ghost authorship, a person who has made a substantial contribution to the research is omitted from the authorship list. For example, pharmaceutical companies sometimes use ghost authors to write manuscripts and conduct studies, and hire scientists from academic institutions to serve as authors, in order to conceal…”
BackgroundSardanelli, F., Bashir, H., Berzaczy, D., Cannella, G., Espeland, A., Flor, N., Helbich, T., Hunink, M. G. M., Malone, D. E., Mann, R. M., et al. (2014) · Radiology · doi:10.1148/radiol.14131730 · Cited by 35 · see citing works
Five decades of gratitude: A meta‐synthesis of acknowledgments research
Desrochers, N., Paul‐Hus, A., & Pecoskie, J. (2017) · Journal of the Association for Information Science and Technology · doi:10.1002/asi.23903 · Cited by 35 · see citing works
Thelwall, M. A., & Sud, P. (2015) · Journal of Informetrics · doi:10.1016/j.joi.2015.11.007 · Cited by 31 · see citing works
Determining authorship in multicenter trials: a systematic review
Dulhunty, J. M., Boots, R. J., Paratz, J. D., & Lipman, J. (2011) · Acta Anaesthesiologica Scandinavica · doi:10.1111/j.1399-6576.2011.02477.x · Cited by 34 · see citing works
Tam, V. C., Tannock, I. F., Massey, C., Rauw, J. M., & Krzyzanowska, M. K. (2011) · Journal of Clinical Oncology · doi:10.1200/jco.2010.33.3922 · Cited by 34 · see citing works
How ghost-writing threatens the credibility of medical knowledge and medical journals
Barbour, V. (2010) · Haematologica · doi:10.3324/haematol.2009.017426 · Cited by 34 · see citing works
“One of the first comprehensive surveys of the prevalence of ghost authors was published in 2007.(3) This survey, which took advantage of the availability of trial protocols from one source, and then compared the authorship of the protocols with that of the published papers, found evidence of ghost authorship for 75% o…”
ResultInvestigator experiences with financial conflicts of interest in clinical trials
Rochon, P. A., Sekeres, M., Hoey, J., Lexchin, J., Ferris, L. E., Moher, D., Wu, W., Kalkar, S. R., Van Laethem, M., Gruneir, A., et al. (2011) · Trials · doi:10.1186/1745-6215-12-9 · Cited by 31 · see citing works
“Court documents have been the source of information for much of what we know about the practice of ghost authorship [19-23] Our findings suggest that full adherence to preferred practice was highest when these practices are required and enforced by an external agent.”
BackgroundResultSelf-citationThe Impact of a Researcher’s Structural Position on Scientific Performance: An Empirical Analysis
Contandriopoulos, D., Duhoux, A., Larouche, C., & Perroux, M. (2016) · PLoS ONE · doi:10.1371/journal.pone.0161281 · Cited by 33 · see citing works
“This is a limitation, as the number and visibility of publications are to a large extent influenced by social factors such as professional reputation and notoriety [54] [55].”
BackgroundLong term productivity and collaboration in information science
Levitt, J. M., & Thelwall, M. A. (2016) · Scientometrics · doi:10.1007/s11192-016-2061-8 · Cited by 32 · see citing works
Ethical Considerations in the Publication of Scientific Articles
y, P. A., Bayés‐Genís, A., de Isla, L. P., Sanchís, J. M., & Heras, M. (2011) · Revista Española de Cardiología (English Edition) · doi:10.1016/j.rec.2011.02.005 · Cited by 31 · see citing works
Consideraciones éticas de la publicación de artículos científicos
y, P. A., Bayés‐Genís, A., de Isla, L. P., Sanchís, J. M., & Heras, M. (2011) · Revista Española de Cardiología · doi:10.1016/j.recesp.2011.02.006 · Cited by 31 · see citing works
Honorary and ghost authorship in reports of randomised clinical trials in oncology
Vera-Badillo, F., Napoleone, M., Krzyzanowska, M. K., Alibhai, S. M. H., Chan, A., Ocaña, A., Templeton, A. J., Šeruga, B., Amir, E., & Tannock, I. F. (2016) · European Journal of Cancer · doi:10.1016/j.ejca.2016.06.023 · Cited by 30 · see citing works
Self-citationJohnson, T. (2008) · Journal of American Academy of Dermatology · doi:10.1016/j.jaad.2008.07.007 · Cited by 31 · see citing works
“Adiscussionof ghostwritingdeservesmention.(36-41) Ghostwriters may be hired by industry to write a paper to promote and market, most commonly, a drug or device, including off-label uses.”
BackgroundMirzazadeh, A., Navadeh, S., Rokni, M., & Farhangniya, M. (2011) · Europe PMC (PubMed Central) · Cited by 29 · see citing works
Scientific authorship, pluralism, and practice
Moffatt, B. (2018) · Accountability in Research · doi:10.1080/08989621.2018.1437347 · Cited by 28 · see citing works
“(Gøtzsche et al. 2007, 0048) They further state that anyone who makes substantial contributions to the first two ICMJE conditions should count as authors.”
BackgroundTatsioni, A., Siontis, G. C. M., & Ioannidis, J. P. A. (2010) · Journal of General Internal Medicine · doi:10.1007/s11606-010-1360-7 · Cited by 27 · see citing works
Evidence‐based Epileptology, Randomized Controlled Trials, and SANAD: A Critical Clinical View
PANAYIOTOPOULOS, C. P. (2007) · Epilepsia · doi:10.1111/j.1528-1167.2007.01172.x · Cited by 26 · see citing works
“Selective, biased, and incomplete study outcomes (Chan and Altman, 2005b) and ghost authorship (Gotzsche et al., 2007).”
BackgroundOrphan Papers and Ghostwriting: The Case against the ICMJE Criterion of Authorship
Moffatt, B. (2013) · Accountability in Research · doi:10.1080/08989621.2013.767115 · Cited by 26 · see citing works
Glasziou, P., Chalmers, I., Altman, D. G., Bastian, H., Boutron, I., Brice, A., Jamtvedt, G., Farmer, A. A., Ghersi, D., Groves, T., et al. (2010) · Cited by 26 · see citing works
Self-citationGhostwriting in biomedicine: a review of the published literature
DeTora, L. M., Carey, M. A., Toroser, D., & Baum, E. Z. (2019) · Current Medical Research and Opinion · doi:10.1080/03007995.2019.1608101 · Cited by 25 · see citing works
“Search Term (N) Papers by journal type (N) Papers by most common specialty areas (N) Ghost writ (33) Ghostwrit (136) Ghost writer (11) Ghostwriter (6) Ghost writing (118) Ghostwriting (96) Using “OR” (257) ICMJE journals (27) Ethics/bioethics (23) Residency/academic medicine (10) Surgery (10) Pharmacotherapy (9) Psych…”
BackgroundFDA Guidance on Off-Label Promotion and the State of the Literature From Sponsors
Psaty, B. M. (2008) · JAMA · doi:10.1001/jama.299.16.1949 · Cited by 25 · see citing works
“But Doctors do it…”: Nurses' Views of Gifts and Information from the Pharmaceutical Industry
Jutel, A., & Menkes, D. B. (2009) · Annals of Pharmacotherapy · doi:10.1345/aph.1m027 · Cited by 25 · see citing works
Langdon‐Neuner, E. (2008) · Mens Sana monographs · doi:10.4103/0973-1229.33006 · Cited by 24 · see citing works
“Gøtzsche et al. (2007) and others have pushed for protocols to be published in the belief that the only way to ensure honesty is access to raw data.”
BackgroundIndustry-funded versus non-profit-funded critical care research: a meta-epidemiological overview
Janiaud, P., Cristea, I. A., & Ioannidis, J. P. A. (2018) · Intensive Care Medicine · doi:10.1007/s00134-018-5325-3 · Cited by 24 · see citing works
Bosch, X. (2011) · EMBO Reports · doi:10.1038/embor.2011.87 · Cited by 23 · see citing works
Salager‐Meyer, F., Ariza, M. Á. A., & Pabón, M. (2008) · Journal of the American Society for Information Science and Technology · doi:10.1002/asi.20981 · Cited by 23 · see citing works
“3The problem is that it is difficult to know exactly how many articles are ghostwritten; however, Gøtzsche et al. (2007) recently found that from the 44 publications based on clinical trials they looked at, 31 had ghost statisticians (see http://medicine.plosjournals.org/perlserv/…”
BackgroundDishonesty in medicine revisited.
Fred, H. L. (2008) · PubMed Central · Cited by 22 · see citing works
Fary, C., Cholewa, J. M., Abshagen, S., Andel, D. V., Ren, A. N., Anderson, M. B., & Tripuraneni, K. R. (2023) · Sensors · doi:10.3390/s23125588 · Cited by 21 · see citing works
Publication Outcomes of Phase II Oncology Clinical Trials
Hoeg, R. T., Lee, J. A., Mathiason, M. A., Rokkones, K., Serck, S. L., Crampton, K. L., Emmel, A. E., Severson, E. A., & Go, R. S. (2009) · American Journal of Clinical Oncology · doi:10.1097/coc.0b013e3181845544 · Cited by 21 · see citing works
“Another factor is ghost authorship, which is prevalent (75%) among industry-initiated randomized trials.(13) Data are not available for prevalence of ghost authorship among nonrandomized or nonindustry sponsored trials.”
BackgroundSalandra, R. (2018) · Research Policy · doi:10.1016/j.respol.2018.04.005 · Cited by 21 · see citing works
- Authors
- Gøtzsche, P. C., Hróbjartsson, A., Johansen, H. K., Haahr, M. T., Altman, D. G., & Chan, A.-W.
- Affiliations
- Cochrane (DK)
- University of Oxford (GB)
- University of Toronto (CA)
- Corresponding author
- Gøtzsche, Peter C
- Venue
- PLoS Medicine
- Publisher
- Public Library of Science (PLoS)
- Published
- 2007-01-16
- Volume
- 4
- Issue
- 1
- Pages
- e19
- ISSN
- 1549-1277 (ISSN-L)
- 1549-1676
- PMC
- PMC1769411
- OpenAlex
- W2095312096
- Cited by
- 289
- References
- 20
- Citations by year
- 2026: 7 · 2025: 15 · 2024: 5 · 2023: 11 · 2022: 8 · 2021: 9 · 2020: 12 · 2019: 19 · 2018: 20 · 2017: 7 · 2016: 19 · 2015: 14 · 2014: 14 · 2013: 19 · 2012: 9
- FWCI
- 25.09
- Type
- journal article
- Language
- en
- Open access
- gold
- doi.org
- Locations
- PLoS Medicine (publishedVersion, cc-by)
- PubMed Central (publishedVersion, cc-by)
- PubMed (publishedVersion)
- RePEc: Research Papers in Economics (acceptedVersion)
- DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
- DigitalGeorgetown (Georgetown University Library) (submittedVersion)
- Funders
- Cancer Research UK
- Topics
- Life Sciences › Pharmacology, Toxicology and Pharmaceutics › Pharmacology › Pharmaceutical industry and healthcare
- Social Sciences › Safety Research › Academic integrity and plagiarism
- Social Sciences › Decision Sciences › Information Systems and Management › Academic Publishing and Open Access
- Keywords
- ghost authorship, authorship criteria, pharmaceutical industry, acknowledgment of contributors, research transparency
- MeSH terms
- Authorship, Humans, Publishing, Scientific Misconduct, Randomized Controlled Trials as Topic, Biomedical Research
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Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
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