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Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions
Open accessAbstract
Kazakh populations have traditionally lived as nomadic pastoralists that seasonally migrate across the steppe and surrounding mountain ranges in Kazakhstan and southern Siberia. To clarify their population history from a paternal perspective, we analyzed the non-recombining portion of the Y-chromosome from Kazakh populations living in southern Altai Republic, Russia, using a high-resolution analysis of 60 biallelic markers and 17 STRs. We noted distinct differences in the patterns of genetic variation between maternal and paternal genetic systems in the Altaian Kazakhs. While they possess a variety of East and West Eurasian mtDNA haplogroups, only three East Eurasian paternal haplogroups appear at significant frequencies (C3*, C3c and O3a3c*). In addition, the Y-STR data revealed low genetic diversity within these lineages. Analysis of the combined biallelic and STR data also demonstrated genetic differences among Kazakh populations from across Central Asia. The observed differences between Altaian Kazakhs and indigenous Kazakhs were not the result of admixture between Altaian Kazakhs and indigenous Altaians. Overall, the shared paternal ancestry of Kazakhs differentiates them from other Central Asian populations. In addition, all of them showed evidence of genetic influence by the 13(th) century CE Mongol Empire. Ultimately, the social and cultural traditions of the Kazakhs shaped their current pattern of genetic variation.
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TL;DR
High-resolution Y-chromosome analysis of Altaian Kazakhs shows low paternal diversity dominated by three East Eurasian haplogroups, with a shared paternal ancestry among Kazakh populations and evidence of 13th-century CE Mongol influence. The study argues that Kazakh social structure, patrilineal descent, and social selection helped shape this paternal gene pool.
Key findings
- About 85% of Altaian Kazakh Y-chromosomes belonged to only three haplogroups: C3* (20.2%), C3c (39.5%), and O3a3c* (26.1%).
- Among 119 Altaian Kazakh males, 51 Y-STR haplotypes were identified, but only two haplotypes were shared between the SW and SE Altai regions; reduced 5-STR analysis still showed significant differentiation (RST = 0.091; p = 0.005).
- Altaian Kazakhs shared a common paternal ancestry with indigenous Kazakhs, but differed in haplogroup frequencies: C3c was 39.5% in Altaian Kazakhs versus 57.4% in indigenous Kazakh1, while O3a3c* was 26% versus 9%.
- Coalescence estimates using pedigree mutation rates placed C3* and C3c at roughly 800 years ago, consistent with Mongol Empire expansion, while O3a3c* had a more recent TMRCA of approximately 400 years ago; the most frequent shared haplotype fell into the Genghis Khan haplotype cluster.
Methods
- Blood samples from 119 unrelated male Altaian Kazakhs were collected from four locations in two regions of the Altai Republic, Russia, during field expeditions between 1991 and 2002.
- The non-recombining Y-chromosome was characterized with 60 biallelic markers and 17 STRs, then compared with published Central Asian and Mongolian population data using reduced 14-haplogroup and 5- or 6-STR profiles.
- Analyses included haplotype diversity, RST, PCA, MDS, AMOVA, median-joining networks, rho statistics, and Batwing coalescent dating.
Limitations
- The paper states that the SW Altaian Kazakh sample was relatively small, so interpretations about its higher diversity and possible admixture should be cautious.
- The paper cautions that Y-STR coalescence estimates depend on mutation-rate choice, have broad confidence intervals, and cannot precisely pinpoint lineage origins; it also notes possible sampling effects and calls for comprehensive sampling across Kazakhstan and Xinjiang.
- Evident from the text: comparisons required reducing high-resolution data to 14 haplogroup clusters and 5–6 STR loci, which limits resolution relative to the full 60-marker/17-STR dataset.
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Figures
![Figure 1 Kazakh populations analyzed in this study. The asterisks (*) denote the locations of Altaian Kazakh populations sampled for this study. The locations of comparative Kazakh populations are shown with each corresponding number: Altaian Kazakh [this study], Kazakh1 [10], [13], Kazakh2 [12], Kazakh3 [11], Kazakh4 [40], and Kazakh5 [41]. Kazakh1 represents samples that were collected from four locations [10], [13].](/paper-figures/c12b19ce920e41e5993b9ef84e14ad29/y-chromosome-variation-in-altaian-kazakhs-reveals-a-common-paternal-gene-pool-figure-1.jpg)
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85 Own result · 43 Own interpretation · 15 Not checked yet · 13 No full text of the sources · 8 Check pending · 4 Own method
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In the paper
“Analysis of the combined biallelic and STR data also demonstrated genetic differences among Kazakh populations from across Central Asia.”
§ Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions > Abstract
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In the paper
“Some 85% of the Altaian Kazakh Y-chromosomes belonged to one of only three haplogroups ( Table 1 ).”
§ Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions > Results > Kazakh Haplogroup Diversity
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In the paper
“Comparisons of paternal haplogroup frequencies with Kazakhs sampled from four locations in eastern Kazakhstan (indigenous Kazakh) [10] revealed a pattern consistent with that seen in the Altaian Kazakhs ( Table 2 ).”
§ Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions > Results > Kazakh Haplogroup Diversity
What the sources say
- Not checked yetcites [10] RS Wells, 2001, The Eurasian heartland: a continental perspective on Y-chromosome diversity., Proc Natl Acad Sci U S A source
plainstates an association- Asserted: passes — The authors put it forward as true.
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In the paper
“only three East Eurasian paternal haplogroups appear at significant frequencies (C3*, C3c and O3a3c*).”
§ Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions > Abstract
hedged- Asserted: passes — The authors put it forward as true.
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In the paper
“The observed differences between Altaian Kazakhs and indigenous Kazakhs were not the result of admixture between Altaian Kazakhs and indigenous Altaians.”
§ Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions > Abstract
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Claims other papers make about this one
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In the citing paper
“In contrast, C3* (C2-F1918) and other branches of C2 are found at moderate to high frequencies in all Mongolic-, Turkic-, and Tungusic-speaking populations in Central Eurasia, East Asia, and Siberia (16, 65, 68).”
From Genomes of the Golden Horde elites and their implications for the rulers of the Mongol Empire (2026) · cites this paper as [68]
In the citing paper
“strongly suggest a close association between the Y haplotype R1b-M343 and the past Mongol Empire (Fig 3) [42–44, 49–53].”
From Molecular Genealogy of a Mongol Queen’s Family and Her Possible Kinship with Genghis Khan (2016) · cites this paper as [53]
In the citing paper
“Eastern Russian Tatars, Bashkirs, and Pakistani Hazara were found to carry R1b-M343 at unusually high frequencies of 12.65%, 46.07%, and 32%, respectively, compared to other regions of Eastern Asia, which rarely have this haplotype”
From Molecular Genealogy of a Mongol Queen’s Family and Her Possible Kinship with Genghis Khan (2016) · cites this paper as [53]
In the citing paper
“It has been found recently that Kazakhs do not share a common paternal source (Dulik et al. 2011).”
From The Y-chromosome C3* Star-Cluster Attributed to Genghis Khan's Descendants is Present at High Frequency in the Kerey Clan from Kazakhstan (2012) · cites this paper as Dulik et al. 2011
In the citing paper
“It is possible that differences between sample sets of Kazakhs were mostly maintained by their tribal affiliations, because Kazakh society is characterized by a complex tribal structure (Dulik et al. 2011).”
From The Y-chromosome C3* Star-Cluster Attributed to Genghis Khan's Descendants is Present at High Frequency in the Kerey Clan from Kazakhstan (2012) · cites this paper as Dulik et al. 2011
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Percentages, sums and reported differences re-computed from the paper’s own numbers.
Each contradiction between two passages listed here was confirmed by an independent check.
Rated minor: it would not touch a result — a value no result rests on, a p-value that stays on the same side of the significance level, or a conflict that is clerical, resolved elsewhere in the paper, or outside its own findings.
In the paper
§ Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions > Results > Central Asian NRY Diversity
“About 12.8% of the variation was explained in the “among population within group” for the language and geography categories, with non-significant values for the “among group” category.”
§ Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions > Results > Central Asian NRY Diversity
“| Geography | | | | Among group | -0.29 | 0.412±0.002 | | Between population within group | 13.29 | 0 |”
Rated minor: it would not touch a result — a value no result rests on, a p-value that stays on the same side of the significance level, or a conflict that is clerical, resolved elsewhere in the paper, or outside its own findings.
In the paper
§ Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions > Results > Central Asian NRY Diversity
“This split resulted in an increase to 7.1% “among group” and a decrease to 4.1% for “among population within group.””
§ Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions > Results > Central Asian NRY Diversity
“| Ethnicity (Modified) | | | | Among group | 7.12 | 0.002±0.0001 | | Between population within group | 3.61 | 0 |”
Rated minor: it would not touch a result — a value no result rests on, a p-value that stays on the same side of the significance level, or a conflict that is clerical, resolved elsewhere in the paper, or outside its own findings.
In the paper
§ Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions > Results > Kazakh Haplogroup Diversity
“The SW Altaian Kazakhs had several additional haplogroups not found in the larger SE population, with three individuals having R1b1b1, two having G2a and one individual each having Q1a3*, R1a1a* and T.”
§ Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions > Results > Kazakh Haplogroup Diversity
“| R1a1* (xR1a1a-e) | 1 (0.033) | | 1 (0.008) |”
Rated minor: it would not touch a result — a value no result rests on, a p-value that stays on the same side of the significance level, or a conflict that is clerical, resolved elsewhere in the paper, or outside its own findings.
In the paper
§ Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions > Results > Kazakh Haplogroup Diversity
“In addition, N1c and I1b were not found in any Kazakh populations.”
§ Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions > Results > Kazakh Haplogroup Diversity
“| N1c | | 1 (0.02) |”
Rated minor: it would not touch a result — a value no result rests on, a p-value that stays on the same side of the significance level, or a conflict that is clerical, resolved elsewhere in the paper, or outside its own findings.
In the paper
§ Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions > Materials and Methods
“Similarly, the STR haplotypes were reduced to six loci (DYS19, DYS389I, DYS390, DYS391, DYS392, and DYS393) to permit as broad a comparison as possible.”
§ Y-Chromosome Variation in Altaian Kazakhs Reveals a Common Paternal Gene Pool for Kazakhs and the Influence of Mongolian Expansions > Results > Altaian Kazakh Haplotype Diversity
“We also reduced the 17-STR profile to a 5-STR profile (DYS389I, DYS390, DYS391, DYS392 and DYS393) to compare the Altaian Kazakh data with published data sets ( Figure 3 ).”
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Self-citation
Metadata
- Authors
- Dulik, M. C., Osipova, L. P., & Schurr, T. G.
- Affiliations
- University of Pennsylvania (US)
- Institute of Cytology and Genetics (RU)
- Corresponding author
- Schurr, Theodore G.
- Venue
- PLoS ONE
- Publisher
- Public Library of Science (PLoS)
- Published
- 2011-03-11
- Volume
- 6
- Issue
- 3
- Pages
- e17548
- ISSN
- 1932-6203 (ISSN-L)
- PMC
- PMC3055870
- OpenAlex
- W1990735851
- Semantic Scholar
- 2831a67b24323cff2963d1be66ed13b1076b15a0
- Cited by
- 76
- References
- 55
- Citations by year
- 2026: 3 · 2025: 3 · 2024: 1 · 2023: 4 · 2022: 6 · 2021: 1 · 2020: 4 · 2019: 3 · 2018: 8 · 2017: 7 · 2016: 8 · 2015: 5 · 2014: 8 · 2013: 7 · 2012: 7
- FWCI
- 3.61
- Type
- journal article
- Language
- en
- Open access
- gold
- doi.org
- Locations
- PLoS ONE (publishedVersion, cc-by)
- PubMed (publishedVersion)
- PubMed Central (publishedVersion, cc-by)
- ScholarlyCommons (University of Pennsylvania) (submittedVersion, other-oa)
- ScholarlyCommons (University of Pennsylvania) (submittedVersion, cc-by)
- DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
- Figshare (submittedVersion, cc-by)
- Funders
- National Science Foundation (0726623)
- National Geographic Society
- University of Pennsylvania
- Social Sciences and Humanities Research Council of Canada (412-2005-1004, MCRI 412-2005-1004)
- Topics
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Genetics › Forensic and Genetic Research
- Life Sciences › Biochemistry, Genetics and Molecular Biology › Genetics › Genetic diversity and population structure
- Social Sciences › Arts and Humanities › History › Eurasian Exchange Networks
- Keywords
- Y-chromosome variation, Y-chromosome short tandem repeats, biallelic markers, C3c, genetic diversity, nomadic pastoralists, Altai
- MeSH terms
- Emigration and Immigration, Ethnicity, Fathers, Gene Pool, Genetics, Population, Geography, Haplotypes, Humans, Kazakhstan, Male, Mongolia, Phylogeny, Recombination, Genetic, Genetic Variation, Microsatellite Repeats, Principal Component Analysis, Chromosomes, Human, Y
About these checks
Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.
A language model drew the claims from the paper on 2026-11-12, under version 3 of the claim definition (model deepseek-v4.1-flash, prompt extract-v3).
A second model labelled each claim on 2026-11-12 (model jev-1.13-20260917, definition revision gold-guideline-v0.2).
Statistics and arithmetic are recomputed, not judged.
Confidence bands are shown only for fields calibrated on our annotated test set. None is calibrated yet, so no band is shown.
What counts as a claim ›How we measure confidence ›How we check this ›
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