Cited by 74Fault Detection and Control SystemsAnomaly Detection Techniques and ApplicationsNetwork Security and Intrusion Detection

Unsupervised Learning Approach for Anomaly Detection in Industrial Control Systems

Open access
Choi, Woo-Hyun, Kim, Jongwon·2024·Applied System Innovation

Abstract

Industrial control systems (ICSs) play a crucial role in managing and monitoring critical processes across various industries, such as manufacturing, energy, and water treatment. The connection of equipment from various manufacturers, complex communication methods, and the need for the continuity of operations in a limited environment make it difficult to detect system anomalies. Traditional approaches that rely on supervised machine learning require time and expertise due to the need for labeled datasets. This study suggests an alternative approach to identifying anomalous behavior within ICSs by means of unsupervised machine learning. The approach employs unsupervised machine learning to identify anomalous behavior within ICSs. This study shows that unsupervised learning algorithms can effectively detect and classify anomalous behavior without the need for pre-labeled data using a composite autoencoder model. Based on a dataset that utilizes HIL-augmented ICSs (HAIs), this study shows that the model is capable of accurately identifying important data characteristics and detecting anomalous patterns related to both value and time. Intentional error data injection experiments could potentially be used to validate the model’s robustness in real-time monitoring and industrial process performance optimization. As a result, this approach can improve system reliability and operational efficiency, which can establish a foundation for safe and sustainable ICS operations.

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Registry

Crossref · 10.3390/asi7020018

Cites

31 of 31 references verified0 citation errors · 0 not checkable

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  • Choi and Kim [79] proposed an unsupervised anomaly detection approach using an LSTM-based Variational Autoencoder (VAE) analyzing process data from the HAI dataset.

    “Analyzing process data from the HAI (HIL-Based Augmented ICS) dataset, Choi and Kim [79] proposed an unsupervised anomaly detection approach using an LSTM-based Variational Autoencoder (VAE).”

    From AI-Based Anomaly Detection in Industrial Control and Cyber–Physical Systems: A Data-Type-Oriented Systematic Review (2025) · cites this paper as [79]

    The Abstract describes an unsupervised anomaly-detection approach using a composite autoencoder model, and §3.3 (Data Preparation) says the study used the HAI dataset. The cited passages do not identify the proposed model as an LSTM-based variational autoencoder; the LSTM methods mentioned in §2.1 are attributed to other researchers. Page numbers are unavailable in our copy. (LLM, conf=0.87)

    Experimental — accuracy not yet measured
  • Autoencoder-like models (AE, VAE, OC-NN) and PCA-based approaches can flag process states that lie outside the learned normal manifold, including zero-day attack scenarios that were not explicitly seen during training.

    “By learning a compact representation of normal operating conditions and monitoring reconstruction error or boundary-based anomaly scores, autoencoder-like models (AE, VAE, OC-NN) and PCA-based approaches can flag process states that lie outside the learned normal manifold, including zero-day attack scenarios that were not explicitly seen during training [77,79,81-83,86,87].”

    From AI-Based Anomaly Detection in Industrial Control and Cyber–Physical Systems: A Data-Type-Oriented Systematic Review (2025) · cites this paper as [79]

    The Abstract reports that a composite autoencoder detected anomalous patterns in industrial-control-system data without pre-labeled data. The passages do not establish the claim for VAE, OC-NN, or PCA-based approaches, nor do they show detection of zero-day attacks unseen during training; searches for those terms and for reconstruction-error and boundary scores found no supporting passage. (LLM, conf=0.85)

    Experimental — accuracy not yet measured
  • This necessitates careful design of feature selection, mode handling, and adaptive thresholding, as well as periodic model updates, to avoid an excessive false-positive burden in real deployments.

    “This necessitates careful design of feature selection, mode handling, and adaptive thresholding, as well as periodic model updates, to avoid an excessive false-positive burden in real deployments [77,79,83,86,87].”

    From AI-Based Anomaly Detection in Industrial Control and Cyber–Physical Systems: A Data-Type-Oriented Systematic Review (2025) · cites this paper as [79]

    Section 3.3.1 describes selecting tags with similar behavior for clustering, and Section 3.3.4 describes cluster-specific thresholds for detecting anomalies. These support parts of the design claim, but the cited passages do not establish adaptive thresholding, operating-mode handling, periodic model updates, or that these measures prevent an excessive false-positive burden in real deployments. The indexed copy gives no page numbers for these sections. (LLM, conf=0.79)

    Experimental — accuracy not yet measured
  • The dataset distribution for reconstruction-error-based anomaly detection studies shows a strong reliance on a limited set of public process benchmarks (SWaT, HAI, BATADAL, and TE) supplemented by a small number of custom-built CAN fieldbus and wind-turbine SCADA datasets.

    “Finally, the dataset distribution again reveals a strong reliance on a limited set of public process benchmarks-SWaT, HAI, BATADAL, and TE-supplemented by a small number of custom-built CAN fieldbus and wind-turbine SCADA datasets [77,79,81-83,85-87].”

    From AI-Based Anomaly Detection in Industrial Control and Cyber–Physical Systems: A Data-Type-Oriented Systematic Review (2025) · cites this paper as [79]

    Split into 2 atoms — 0 confirmed, 1 partially supported, 0 disputed, 0 misattributed, 1 unverifiable. Expand the claim to see per-atom verdicts.

    Experimental — accuracy not yet measured
  • Some approaches rely almost exclusively on reconstruction error derived from AE or VAE models trained on normal process data, while others treat boundary distances in one-class neural networks or PCA-residual statistics as functionally equivalent 'reconstruction-like' anomaly measures.

    “Some approaches rely almost exclusively on reconstruction error derived from AE or VAE models trained on normal process data [77,79,83], while others treat boundary distances in one-class neural networks or PCA-residual statistics as functionally equivalent 'reconstruction-like' anomaly measures [81,86].”

    From AI-Based Anomaly Detection in Industrial Control and Cyber–Physical Systems: A Data-Type-Oriented Systematic Review (2025) · cites this paper as [79]

    Split into 2 atoms — 0 confirmed, 1 partially supported, 0 disputed, 0 misattributed, 1 unverifiable. Expand the claim to see per-atom verdicts.

    Experimental — accuracy not yet measured

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Cites

Flagged first, then by citations

Research works printed but not linked: 3

  1. Audibert, J.; Michiardi, P.; Guyard, F.; Marti, S.; Zuluaga, M.A. Usad: Unsupervised anomaly detection on multivariate time series. In Proceedings of the 26th ACM SIGKDD International Conference on Knowledge Discovery & Data Mining, Virtual, 6-10 July 2020; pp. 3395-3404.
  2. Shin, H.K.; Lee, W.; Yun, J.H.; Kim, H. HAI 1.0: HIL-Based Augmented ICS Security Dataset. In Proceedings of the 13th USENIX Conference on Cyber Security Experimentation and Test, Berkeley, CA, USA, 10 August 2020; USENIX Association: Berkeley, CA, USA, 2020.
  3. Maseer, Z.K.; Yusof, R.; Bahaman, N.; Mostafa, S.A.; Foozy, C.F.M. Benchmarking of machine learning for anomaly based intrusion detection systems in the CICIDS2017 dataset. IEEE Access 2021, 9, 22351-22370.

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Authors
Choi, W.-H., & Kim, J.
Affiliations
Gwangju Institute of Science and Technology (KR)
Corresponding author
Kim, Jongwon
Venue
Applied System Innovation
Publisher
MDPI AG
Published
2024-02-21
Volume
7
Issue
2
Pages
18
ISSN
2571-5577 (ISSN-L)
OpenAlex
W4391996970
Cited by
74
References
31
Citations by year
2026: 31 · 2025: 27 · 2024: 16
FWCI
11.60
Type
journal article
Language
en
Open access
Locations
  • Applied System Innovation (publishedVersion, cc-by)
  • DOAJ (DOAJ: Directory of Open Access Journals) (submittedVersion, cc-by-sa)
Funders
Korean government (MSIT) (2019-0-01842)
Topics
  • Physical Sciences › Engineering › Control and Systems Engineering › Fault Detection and Control Systems
  • Physical Sciences › Computer Science › Artificial Intelligence › Anomaly Detection Techniques and Applications
  • Physical Sciences › Computer Science › Computer Networks and Communications › Network Security and Intrusion Detection
Keywords
industrial control systems, anomaly detection, unsupervised learning, hardware-in-the-loop, anomaly classification, real-time monitoring, fault injection, system reliability, industrial process optimization

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