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Random-Effects Meta-analysis of Inconsistent Effects: A Time for Change
Abstract
A primary goal of meta-analysis is to improve the estimation of treatment effects by pooling results of similar studies. This article explains how the most widely used method for pooling heterogeneous studies--the Der Simonian-Laird (DL) estimator--can produce biased estimates with falsely high precision. A classic example is presented to show that use of the DL estimator can lead to erroneous conclusions. Particular problems with the DL estimator are discussed, and several alternative methods for summarizing heterogeneous evidence are presented. The authors support replacing universal use of the DL estimator with analyses based on a critical synthesis that recognizes the uncertainty in the evidence,focuses on describing and explaining the probable sources of variation in the evidence, and uses random-effects estimates that provide more accurate confidence limits than the DL estimator.
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“The Knapp-Hartung approach (SJ) is known to suit systematic reviews including few studies, particularly when dealing with 5 or fewer trials [49].”
From Mindfulness- And acceptance-based interventions for patients with fibromyalgia - A systematic review and meta-analyses (2019) · cites this paper as [49]
In the citing paper
“Furthermore, many frequentist estimation methods (including REML) sometimes fail to produce reliable confidence or prediction intervals.”
From A framework for meta-analysis of prediction model studies with binary and time-to-event outcomes (2019) · cites this paper as [47]
In the citing paper
“when the heterogeneity is small and the study sizes are mixed, the Hartung–Knapp method produces confidence intervals that are too wide.46,47”
From A framework for meta-analysis of prediction model studies with binary and time-to-event outcomes (2019) · cites this paper as [47]
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We know less than we should about methods of meta‐analysis
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“For example, the frequentist DL, ML, and REML methods estimated the overall OR as 4.59, 4.52, and 4.47, respectively, and ?”
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“As the DerSimonian–Laird method for random effects meta-analysis may have statistical limitations in the case of few studies, 29 we reran all meta-analyses with less than 10 studies with fixed-effects models to assess the consistency of the results and provide an overall estimation of the…”
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“The profile likelihood method was chosen because it captures the uncertainty associated with statistical heterogeneity better than the conventional DerSimonian–Laird method (30).”
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The Benefits and Risks of Receiving Investigational Solid Tumor Drugs in Randomized Trials
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MethodYoga for Depressive Disorder: A Systematic Review and Meta‐Analysis
Moosburner, A., Cramer, H., Bîlc, M. I., Triana, J., & Anheyer, D. (2024) · Depression and Anxiety · doi:10.1155/da/6071055 · Cited by 22
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Alkabbani, W., Zongo, A., Minhas‐Sandhu, J. K., Eurich, D. T., Shah, B. R., Alsabbagh, M. W., & Gamble, J. (2022) · Diabetic Medicine · doi:10.1111/dme.14858 · Cited by 12
Bello, A. K., Kurzawa, J., Osman, M. A., Olah, M. E., Lloyd, A. M., Wiebe, N., Habib, S., Qarni, U., Shojai, S., & Pauly, R. P. (2019) · BMJ Open · doi:10.1136/bmjopen-2018-022710 · Cited by 13
Bannister-Tyrrell, M., Miladinović, B., Roberts, C. L., & Ford, J. B. (2014) · Journal of Clinical Epidemiology · doi:10.1016/j.jclinepi.2014.11.005 · Cited by 13
“Future metaanalyses contrasting ITT and IV approaches should also explore whether IV estimates reduce statistical heterogeneity, as although heterogeneity was not detected in this study, noncompliance and contamination may contribute to heterogeneity and there is increasing recognition of the need to adequately explor…”
BackgroundFixed-effects model: the most convincing model for meta-analysis with few studiesPreprint
Lin, E., Tong, T., Chen, Y., & Wang, Y. (2020) · arXiv (Cornell University) · doi:10.48550/arxiv.2002.04211 · Cited by 24
“According to Davey et al. (2011) with a total of 22,453 meta-analyses from the January 2008 Issue of the Cochrane Database of Systematic Reviews, the median number of studies included in each meta-analysis is only three.”
Ren, Z., Wen, Q., Yan, X., Wang, Y., & Zhang, Y. (2022) · Clinical Neurology and Neurosurgery · doi:10.1016/j.clineuro.2022.107362 · Cited by 12
A penalization approach to random‐effects meta‐analysis
Wang, Y., Lin, L., Thompson, C. G., & Chu, H. (2021) · Statistics in Medicine · doi:10.1002/sim.9261 · Cited by 12
Wang, Z., Alahdab, F., Almasri, J., Haydour, Q., Mohammed, K. S., Dabrh, A. M. A., Prokop, L. J., Alfarkh, W., Lakis, S., Montori, V. M., et al. (2015) · Journal of Clinical Epidemiology · doi:10.1016/j.jclinepi.2015.10.015 · Cited by 12
Esfandiari, E., Miller, W. C., Berardi, A., King, S., & Ashe, M. C. (2021) · Prosthetics and Orthotics International · doi:10.1097/pxr.0000000000000075 · Cited by 12
Rayner, D. G., Kim, B. Y., & Foroutan, F. (2024) · Journal of Clinical Epidemiology · doi:10.1016/j.jclinepi.2024.111360 · Cited by 15
Swartz, A. W., Eberth, J. M., & Strayer, S. M. (2018) · Preventive Medicine · doi:10.1016/j.ypmed.2018.10.014 · Cited by 12
Mouravska, N., Zielinski, L., Bhatt, M., Sanger, N., Bawor, M., Dennis, B. B., Banfield, L. E., MacKillop, J. M., Paul, J., Worster, A., et al. (2017) · Systematic Reviews · doi:10.1186/s13643-017-0556-x · Cited by 11
“’s methods [32] for continuous outcomes and Akl et al.”
MethodGates, M., Pillay, J., Thériault, G., Limburg, H., Grad, R. M., Klarenbach, S. W., Korownyk, C. S., Reynolds, D. L., Riva, J. J., Thombs, B. D., et al. (2019) · Systematic Reviews · doi:10.1186/s13643-019-1094-5 · Cited by 12
“If appropriate, for KQ2 (accuracy of screening tests), we will pool model calibration data for each identified screening method separately using the restricted maximum likelihood estimation approach and the HartunKnapp-Sidnick-Jonkman correction to derive 95% CIs [139, 140].”
InfluentialRosa, S. D., Sabatino, J., Polimeni, A., Sorrentino, S., & Indolfi, C. (2020) · PLoS ONE · doi:10.1371/journal.pone.0235511 · Cited by 12
Coomar, D., Hazlehurst, J., Austin, F., Foster, C. E., Hitman, G. A., Heslehurst, N., Iliodromiti, S., Betrán, A. P., Moss, N., Poston, L., et al. (2021) · BMJ Open · doi:10.1136/bmjopen-2020-048119 · Cited by 12
Searching ClinicalTrials.gov did not change the conclusions of a systematic review
Wilson, L. M., Sharma, R., Dy, S. M., Waldfogel, J. M., & Robinson, K. A. (2017) · Journal of Clinical Epidemiology · doi:10.1016/j.jclinepi.2017.07.009 · Cited by 12
Aspirin vs clopidogrel in chronic coronary syndromes: a meta-analysis of ethnic differences
Laudani, C., Occhipinti, G., Costa, F., D’Amario, D., Palmerini, T., Sciarretta, S., Gibson, C. M., Bikdeli, B., Andreotti, F., Jeong, Y., et al. (2026) · European Heart Journal · doi:10.1093/eurheartj/ehag351 · Cited by 10
Traffic safety meta-analysis of reversible lanes
Manuel, A., de Barros, A., & Tay, R. (2020) · Accident Analysis & Prevention · doi:10.1016/j.aap.2020.105751 · Cited by 11
Corticosteroid Therapy for Patients Hospitalized With Community-Acquired Pneumonia
Siemieniuk, R. A. C., Alonso‐Coello, P., & Guyatt, G. H. (2016) · Annals of Internal Medicine · doi:10.7326/l15-0583 · Cited by 11
Koster, T. M., Wetterslev, J., Gluud, C. N., Jakobsen, J. C., Kaufmann, T., Eck, R. J., Koster, G., Hiemstra, B., van der Horst, I. C. C., & Keus, E. (2019) · Journal of Clinical Epidemiology · doi:10.1016/j.jclinepi.2019.05.011 · Cited by 10
“Fourth, we have used the DerSimonian-Laird random effects estimator, although newer methods have been found to have improved performance [36].”
Methodvan der Windt, D., Burke, D. L., Babatunde, O. O., Hattle, M., McRobert, C. J., Littlewood, C., Wynne‐Jones, G., Chesterton, L. S., van der Heijden, G. J. M. G., Winters, J. C., et al. (2019) · Diagnostic and Prognostic Research · doi:10.1186/s41512-019-0061-x · Cited by 11
Badgett, R. G., Jonker, L., & Xirasagar, S. (2020) · Journal of General Internal Medicine · doi:10.1007/s11606-020-06045-0 · Cited by 10
Wang, Q., Zeng, H., Dai, J., Zhang, M., & Shen, P. (2025) · Frontiers in Medicine · doi:10.3389/fmed.2025.1497703 · Cited by 9
Winzenberg, T. M., Lamberg-Allardt, C. J. E., Fuleihan, G. E., Mølgaard, C., Zhu, K., Wu, F., & Riley, R. D. (2018) · BMJ Open · doi:10.1136/bmjopen-2017-019584 · Cited by 9
Li, Y., Liu, L.-H., Jian, Z., Li, P.-H., Jin, X., Li, H., & Wang, K. (2023) · World Journal of Pediatrics · doi:10.1007/s12519-023-00711-z · Cited by 9
“Since the DL model may overestimate the effect in meta-analyses including a small number of studies, we also calculated the effect size by the modified Hartung–Knapp–Sidik–Jonkman (HKSJ) method in meta-analyses with ≤ 5 original studies [19, 20].”
MethodRoush, G. C., Zubair, A., Singh, K. N., Kostis, W. J., Sica, D. A., & Kostis, J. B. (2019) · Journal of Hypertension · doi:10.1097/hjh.0000000000002079 · Cited by 9
“Consistent with prior publications [12], Knapp–Hartung models were used for 5þ trials, and DerSimonian–Laird models for less than five trials.”
MethodMitra, S., Disher, T. C., Pichler, G., D’Souza, B., McCord, H., Chayapathi, V., Jones, K., & Schmölzer, G. M. (2019) · BMJ Open · doi:10.1136/bmjopen-2018-028066 · Cited by 9
“The RE model assumes that the observed treatment effect for a study is a combination of a treatment effect common to all studies plus a component specific to that study alone.(36) 37 Models will be based on standard code modified to include minimally informative priors on baselines, treatment effects and between trial…”
MethodCognitive Behavioral Therapy for Chronic Insomnia
Trauer, J. M., & Cunnington, D. (2016) · Annals of Internal Medicine · doi:10.7326/l15-0484 · Cited by 9
Meta-analysis methods for risk difference: A comparison of different models
Guo, J., Xiao, M., Chu, H., & Lin, L. (2022) · Statistical Methods in Medical Research · doi:10.1177/09622802221125913 · Cited by 8
“One of the most popular methods to estimate between-study heterogeneity is the DerSimonian–Laird (DL) estimator,(23) however, recent research shows that the DL estimator can be biased with incorrectly high precision.(24) Many other heterogeneity estimators are available, including Hedges (HE), Paule– Mandel (PM), maxi…”
MethodHasegawa, T., Claggett, B. L., Tian, L., Solomon, S. D., Pfeffer, M. A., & Wei, L. (2016) · Statistics in Biosciences · doi:10.1007/s12561-016-9179-3 · Cited by 8
“[12] in the clinical literature along with three specific alternative methods which attempt to account for the increased uncertainty induced by between-study differences.”
Metadata
- Authors
- Cornell, J. E., Mulrow, C. D., Localio, R., Stack, C. B., Meibohm, A. R., Guallar, E., & Goodman, S. N.
- Affiliations
- Johns Hopkins University (US)
- From University of Texas Health Science Center at San Antonio, San Antonio, Texas; University of Pennsylvania and American College of Physicians, Philadelphia, Pennsylvania; Johns Hopkins School of Public Health, Baltimore, Maryland; and Stanford University School of Medicine, Stanford, California.
- Venue
- Annals of Internal Medicine
- Publisher
- American College of Physicians
- Published
- 2014-02-18
- Volume
- 160
- Issue
- 4
- Pages
- 267-270
- ISSN
- 0003-4819 (ISSN-L)
- 1539-3704
- OpenAlex
- W2129670822
- Cited by
- 453
- References
- 28
- Citations by year
- 2026: 17 · 2025: 34 · 2024: 30 · 2023: 17 · 2022: 26 · 2021: 54 · 2020: 34 · 2019: 58 · 2018: 42 · 2017: 41 · 2016: 51 · 2015: 28 · 2014: 20
- FWCI
- 12.77
- Type
- journal article
- Language
- en
- Open access
- closed
- Locations
- Annals of Internal Medicine (publishedVersion)
- PubMed (publishedVersion)
- Topics
- Social Sciences › Decision Sciences › Statistics, Probability and Uncertainty › Meta-analysis and systematic reviews
- Physical Sciences › Mathematics › Statistics and Probability › Statistical Methods in Epidemiology
- Social Sciences › Sociology and Political Science › Delphi Technique in Research
- Keywords
- random-effects meta-analysis, heterogeneity, treatment effect estimation, confidence limits, critical synthesis
- MeSH terms
- Data Interpretation, Statistical, Software, Meta-Analysis as Topic, Confidence Intervals
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