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Guidelines for empirical studies in software engineering involving large language models

Baltes, Sebastian, Angermeir, Florian, Arora, Chetan, Muñoz Barón, Marvin, Chen, Chunyang, Böhme, Lukas, Calefato, Fabio, Ernst, Neil, Falessi, Davide, Fitzgerald, Brian, Fucci, Davide, He, Junda, Treude, Christoph, Kalinowski, Marcos, Lambiase, Stefano, Russo, Daniel, Lungu, Mircea, Martinez Montes, Cristina, Prechelt, Lutz, Ralph, Paul, van Tonder, Rijnard, Wagner, Stefan·2027·Empirical Software Engineering

Abstract

Large Language Models (LLMs) are widely used in software engineering (SE) research and practice, yet their non-determinism, opaque training data, and rapidly evolving models threaten the reproducibility and replicability of empirical studies. We address this challenge through a collaborative effort of 22 researchers, presenting a taxonomy of seven study types that organizes how LLMs are used in SE research, together with eight guidelines for designing and reporting such studies. Each guideline distinguishes requirements (must) from recommendations (should) and is contextualized by the study types it applies to. Our guidelines recommend that researchers: (1) declare LLM usage and role; (2) report model versions, configurations, and customizations; (3) document the system and prompt design beyond the model; (4) report session traces, i.e., interaction logs and runtime traces; (5) use suitable baselines, benchmarks, and metrics; (6) include an open LLM as a baseline; (7) validate LLM outputs against human judgment; and (8) articulate limitations and mitigations. We complement the guidelines with an applicability matrix mapping guidelines to study types and a reporting checklist for authors and reviewers. We maintain the study types and guidelines online as a living resource for the community to use and shape ( llm-guidelines.org ).

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Metadata

Authors
Baltes, S., Angermeir, F., Arora, C., Muñoz Barón, M., Chen, C., Böhme, L., Calefato, F., Ernst, N., Falessi, D., Fitzgerald, B., Fucci, D., He, J., Treude, C., Kalinowski, M., Lambiase, S., Russo, D., Lungu, M., Martinez Montes, C., Prechelt, L., Ralph, P., van Tonder, R., & Wagner, S.
Venue
Empirical Software Engineering
Published
2026-11-03
Volume
32
Issue
2
ISSN
  • 1382-3256
  • 1573-7616
Cited by
3
References
16
Language
en
Licence
Funders
Medizinische Fakultät Heidelberg der Universität Heidelberg

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Registry, retraction, Cites and statistics results are computed, not judged, with one exception: a printed reference that no index lists is read once by a model before it counts as a citation error. Claims are extracted by a model and kept only when their quote appears verbatim in the text; each cited source is then checked, with a model’s help, for whether it says what the claim relies on. Those verdicts can be wrong — read the claim’s quote and the cited source before relying on one.

Statistics and arithmetic are recomputed, not judged.

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CoChat. (2026). Citation check: Guidelines for empirical studies in software engineering involving large language models. https://app.cochat.ai/papers/10.1007/s10664-026-10922-3
The paper
Baltes, S., Angermeir, F., Arora, C., Muñoz Barón, M., Chen, C., Böhme, L., Calefato, F., Ernst, N., Falessi, D., Fitzgerald, B., Fucci, D., He, J., Treude, C., Kalinowski, M., Lambiase, S., Russo, D., Lungu, M., Martinez Montes, C., Prechelt, L., . . . Wagner, S. (2027). Guidelines for empirical studies in software engineering involving large language models. Empirical Software Engineering. https://doi.org/10.1007/s10664-026-10922-3

Data sources

Bibliographic data: Semantic Scholar, OpenAlex, Crossref.

Contains information from the Semantic Scholar Academic Graph Datasets, made available under the ODC Attribution License (ODC-BY 1.0).

Semantic Scholar’s data is described in: Kinney, R., et al. (2023). The Semantic Scholar Open Data Platform. arXiv:2301.10140.